Categories
Power Dynamics

Multiculturalism would be a good idea

To paraphrase Gandhi "Multiculturalism would be a good idea".

Cultural diversity is a wonderful idea and as a speaker of 5 languages with bilingual kids, as someone who's been the sole white guy in a provincial Zambian town, the sole non-Indian in a suburban Delhi apartment block, steered clear of gringos during a trek across Peru, Bolivia, Paraguay, Chile and Argentina and spoke Italian habitually for over 8 years in Italy, I might understand real multiculturalism better than most.

Nonetheless, I'm aware many would disagree. They hate cultural diversity, are instinctively intolerant of backward peoples who wish to retain their time-honoured customs, vernaculars, religions, worldviews and mores. Why do the French still insist on speaking French or the Brits still talk in feet and inches, don't they know we've all gone decimal now?. Many in the chattering classes who bleat about diversity and equality (ever heard of diversity training for the police?) are often the same people who'd like to ban smacking in the home and intervene abroad to change sexual customs. For them ethnic diversity means choosing between an Indian and Italian restaurant or between Reggae and Salsa music.

They think we should all boogey to the same international beat, shop at the same Walmart or Tescos, buy the same DVD movies, video games, watch the same set of TV programmes, attend the same business management courses, adapt to the same form of groupthink conformism and even use the same operating system with the same Office package or go on the same package tour holidays, drive the same cars, in short aspire to the same lifestyle. Parents who don't embrace mass-marketed Anglo-American world culture in favour of alternative or more traditional values are often blamed if their kids are bullied at school.

The globalist agenda is antithetical to the very notion of cultural diversity. By multiculturalism they do not mean a patchwork of diverse cultural groups living harmoniously side by side, but a new world order in which a global supranationalism supplants all other mini-nationalisms. The new ways hardly represent a potpourri of Bangladeshi, Kenyan, Chinese and Bolivian culture with an admixture of French and Russian, they reflect a new culture promoted a planet-wide leviathan steamrollering traditional values everywhere.

Yeah, why not immerse yourself in US junk culture at Disneyland Paris? Why not give Iraqi police officers sexual diversity training? Why not teach Iranians the wonders of business-friendly liberal democracy?

As Joe Strummer of the late 1970s punk group, The Clash, sang, in one of his more thoughtful phases, "I'll salute the New Wave and I hope nobody escapes

Categories
All in the Mind

We Care about those who disagree

Samantha Stasy is a loyal Labour MP who genuinely cares about the physical, emotional and mental wellbeing of her constituents. Every week she holds a surgery providing local electors with a forum in which to air their grievances. "I believe it is essential to stay in touch with our electors, listen carefully and help them overcome their problems or refer them to professionals who can."

Samantha: "Hello, Mrs Contrary, I've read your e-mail, taken on board all your comments and fully sympathise with your predicament."

Mary Contrary: "Let me explain my disagreements with your government and your voting record."

Samantha: "I'd love to discuss the hard decisions that we as politicians have to take and fully respect your opinions, but I think I know where you're coming from. I joined CND as a student myself back in the 1980s, attended a few SWP meetings and went on my fair share of demos. At the time I genuinely believed in the righteousness of the cause, but with help and support over the years I've begun to see the error of my ways."

Mary Contrary: "Don't you think that voting for an invasion that has caused at least 100,000 deaths and was as any rational analyst would conclude motivated by oil is one mistake too far?"

Samantha: "I must say conspiracy theories are getting wilder these days. I voted to end a brutal dictatorship and allow the Iraqi people to benefit from the democracy we take for granted."

Mary Contrary: "What about oil?"

Samantha: "This seems to be a common theme among the antiwar brigade. Yes, we hope that the Iraqi oil industry can return to its previous levels of efficiency in line with international environmental regulations, and are putting in place an economic framework in which ordinary Iraqis can benefit from resources in their own land."

Mary Contrary: "Ms Stasy. I don't need to hear this nonsense. You know all oil proceeds pay off debts that Iraq built up in the 1980s and in practice go straight into the coffers of US and Israeli multinationals with lucrative reconstruction contracts."

Samantha pauses to take notes 'Patient may suffer from mild form of antisemitism, consider holocaust awarenesss training'.

Samantha: "The mind boggles. I'll have to check out the exact facts about which contractors are responsible for the reconstruction of Iraq, but I'd compare the current situation with post-war Germany. There we had to temporarily take over some German institutions in a process of denazification, essential in the aftermath of the Holocaust. Only last week a constituent whose grandparents perished in this genocide lamented the lack of awareness in the young population today of these unspeakable crimes against humanity."

Mary Contrary: "Don't you think it's cheap to use the Nazi holocaust to justify crimes committed by your government today? We oppose all tyrannical regimes!"

Samantha: "Oh well, that's what the pacifists said in the run-up to the Second World War. Had we listened to them, we'd enjoy none of the freedoms we take for granted today and you and I might not be talking in this surgery today!".

Mary Contrary: "Look if anyone is appeasing tyranny and genocide, it's not us! It's you guys who support the Bush Junta."

Samantha: "Mary, you seem to be getting paranoid about tyranny in this country. All we want is to work closely with our international partners, NGOs and businesses to bring about a fairer more caring society. We know it's tough and there's a lot of disinformation, conspiracy theories and hate speech on the Internet. Listen there's a group that meets locally for people like yourself who suffer from paranoid delusions. A good friend of mine, Dr Hamish Thotpol, runs the group. Members are encouraged to air their grievances and take part in constructive acts of benevolence, e.g. they organised a bus to the Make Poverty History concert in conjunction with Nokia. They also offer help and support with various therapeutic solutions to make you feel better about yourself!"

Mary Contrary: "Are you suggesting anyone who disagrees with your party line is mentally ill?"

Samantha: "No not at all, just that when we feel depressed about society and paranoid about all these hidden agendas from the likes of John Pilger, we might benefit from talking with professionals who can help us refocus our minds on the things that really matter, like our families, jobs and independent life."

Mary Contrary: "Stalinist b###h!"

Samantha: "I'm terribly sorry I couldn't help you."

Ms Stasy takes a note of Samantha's contact details and calls the local mental health monitoring unit. "Hello, one of my constituents is suffering from an acute form of Paranoid Conspiracy Theory Disorder and I feel she may benefit from a visit from a community psychiatric counsellor. I've recorded our conversation and will forward all correspondence."

"Oh, PCTD. Any hint of antisemitism" asked the friendly helpdesk assistant.

"She did mention Israel in a negative light" the Member of Parliament warned.

"Sounds ominous. And what about oil?" enquired the youthful psychiatric services support consultant, readjusting her headset in a Delhi-based call centre.

"Yes, she seems obsessed with the subject!" remarked Ms Stasy.

The call centre operator confidently uttered her well-rehearsed line "Thank you for passing on this information, Ms Stasy, we'll see what we can do to help."

Categories
All in the Mind

The Arbitrary Extension of the Autistic Spectrum

Over the last twenty years we have witnessed a semantic shift in the concepts of autism and the wider autistic spectrum. The former may assume three broad definitions:

  1. A mental condition devoid of a theory of mind with which to relate to other human beings. In this sense we all start life in an autistic state and gradually develop progressively more advanced theories of mind. Early attachment with one's primary care-giver and bonding with real-world friends clearly play a crucial role. However, alienation, severe depression and other traumatic events may cause individuals to regress to a more autistic state.
  2. A severe pervasive communication disorder affecting the early progress of key developmental milestones, in which an individual fails to empathise with or respond emotionally to other human beings as members of the same species or community. It is accompanied by a severe intellectual handicap in 70% to 80% of cases. This kind of classic Kanner's autism affects a very small minority of children. However, recently we have seen a rise in regressive autism, in which children develop normally for the first 24 to 48 months and then regress into an autistic state (as per definition 1). In some cases regression has been known to occur at even later stages, however, it is reasonable to conclude that such a deterioration in a person's emotional and social intelligence stems from an underlying neurobiological abnormality. Even if we include the latter group the percentage, according to statistics furnished by the National Autistic Society, of people with high-functioning or low-functioning autism does not exceed 0.2% of the UK population. This is admittedly higher than official autism rates in many other European countries, but individuals with such severe impairments would be classified as in some way learning disabled in all countries with advanced health and social services.
  3. A pervasive personality disorder affecting socialising patterns often accompanied by obsessive interest in a narrow range of circumscribed subjects, relative lack of empathy, relatively poor soft skills, tendency to work alone rather than as a team player, lack of expressiveness in one's body language, idiosyncratic mannerisms, depression, hypersensitivity to sensory inputs etc.. This spectrum usually includes Asperger's Syndrome and Semantic Pragmatic Disorder, but is often extended to include even vaguer labels such as ADHD, Tourettes, Social Anxiety Disorder and schizophrenia. We cannot ignore the conspicuous fact that numerous individuals have been diagnosed with two or more of these labels at different times in their lives. Unlike autistics as per definition 2 people in this category have all reached essential developmental milestones within the normal range. They are thinking, talking, emotionally responsive human beings whose behavioural traits blend into the mainstream. Indeed many question whether the behavioural traits associated with these labels should be considered in any way pathological, and thus worthy of treatment, at all.

As someone who has been diagnosed with AS myself, I know from personal experience that the psychological problems that lead affected individuals or their close relatives to seek diagnosis are very real. Many live very isolated lives coping with long-term unemployment and extreme social alienation. Any caring society should reach out to such vulnerable people. However, the growing autism and Asperger's support sector is unanimous in concluding that:

  1. People with personality disorders as per definition 3 belong to the newfangled autistic spectrum.
  2. The underlying cause of their problems is neurobiological, i.e. They have different brains.

These assertions are recycled in countless books, magazine articles, medical abstracts and Web sites, despite the fact hardly any of the 380,000 (according to NAS statistics) people diagnosed with AS have ever had a PET or fMRI scan. The evidence cited to support the theory that AS-individuals have a clearly identifiable brain structure different from that of so-called neurotypicals is at best fragmentary and inconsistent, but more important refers in most cases to genuine autistics (HFA or LFA). They also fail to explain how some individuals have recovered emotionally and socially from severe traumatic brain injuries or account for the latest research into the emerging field of neuroplasticity, which shows how the frontal cortex regularly rewires itself in response to environmental stimuli. Thus it should not surprise us if individuals with a given set of behavioural traits yield analogous activation patterns in the orbito-frontal cortex during an fMRI scan, as results for the same individual have been shown to vary in response to mood and recent personal experiences.

Heterogeneity of AS-diagnosed Individuals

Before we can generalise the behavioural or alleged neurological differences associated with Asperger's individuals, we need to ask whether they form a homogeneous group in any meaningful sense. Most affected individuals are diagnosed on the basis of clinical observation. I know of one specific instance in which an individual was diagnosed after a single one-hour session. Increasingly diagnosticians consider AS to be the high-end of the autistic spectrum, so a sizable number of individuals, who would previously be labelled as HFA or regressive autistics, are labelled AS because they can talk.

Misdiagnosis: The Case of Joe

As a community support worker in a project aiming to provide individuals with a learning disability with some work experience, I came into contact with a young man, who I will call Joe to respect his confidentiality. At the time I had recently been diagnosed with AS myself and was particularly keen to develop a rapport with Joe. His speech was limited and greatly simplified, he seemed relatively oblivious to conversations going on around him, his expressions of key social concepts were extremely simplified (e.g. “My dad builds bad houses†meant "my father is an architect whose work may have been criticised"). Admittedly he had islets of ability, notably in trains and aeroplanes, but at the age of 23 was for all intents and purposes illiterate and despite the best efforts of numerous special education teachers and social workers he had only very basic numeracy. He could, however, perform some tasks, such as working a badge-making machine, extremely well and had showed interest in sealife and dry-stone dyking. However, sometimes his support workers would mislead others by overstating his abilities, e.g. He had attended an electronics course at a local college and had learned to solder components onto a printed circuit board, but had no idea of the functions and relationships of the components. His masterpiece exhibited by an eager support worker was little more than a plastic board with a neat artistically arranged pattern of transistors and resistors. Joe required 24 hour support and showed no interest at all in socialising with or even remembering the names of colleagues. How could such a person be diagnosed with AS and placed in the same category as nerdish university professors or sufferers of social anxiety?

I later learned more of Joe's background. He had apparently regressed rapidly from the age of seven and had suffered repeated epileptic convulsions as a teenager. For many years he would not talk at all. I know nothing of his medical history, but it is to be assumed that he had been administered barbiturates and benzodiazepines with side effects known to induce severe retardation.

It is thus quite possible to select a group of AS-diagnosed individuals with severe emotional deficits for fMRI screening and then conclude, erroneously IMHO, that others with apparently less severe symptoms, conform to the same neurological pattern.

Two Very Different Phenomena

I believe we are faced with two very different phenomena, whose similarities are only apparent on the basis of cursory clinical observation.

  1. Neurobiological autism, i.e. Caused by a fundamental brain abnormality. It should be stressed that there is an enormous variation within this group and many genuine autistics are not only talented, but have progressed to write books and lead successful careers (Donna Williams and Temple Grandin come to mind). Also as the onset of autistic behaviour varies considerably there are likely to be many subgroups with different aetiologies, e.g. regressive or late onset autistics are less likely to have an inherent genetic defect.
  2. Psychological disturbance of culturally defined normal emotional and social development: This encompasses by far the largest group of people classified within the broad autistic spectrum. The associated idiosyncratic behavioural traits, labelled autistic, AS, ADHD etc.., result from a complex interaction with environmental, somatic and psychological influences.

Possible Causes of Psychological Asperger's

For want of a better term I will stick with the label Asperger's, a loose term for people exhibiting the behavioural traits outlined in the DSM-IV. At this stage it should be noted that the Diagnostic and Statistical Manual is a publication of the American Psychiatric Association, but is a common reference in a number of other countries, notably the Anglo-Saxon World (UK, Ireland, Canada, Australia, New Zealand) and regions with close to the Anglo-Saxon model such as Scandinavia. AS entered the DSM at the same time as ADHD and diagnosis only became common in the mid to late 1990s following considerable media exposure by various advocacy groups. Many psychologists have already questioned the validity of ADHD as a psychiatric label. Others have long challenged the very concept or neurobiological origins of schizophrenia or more recent constructs such as bipolar disorder. AS-diagnosed individuals cover a wide spectrum of behavioural traits that clearly overlap with those associated with other psychiatric labels.

It is important to distinguish somatic and minor neurological adaptation that may affect an individual's sensory perception or relative ability to perform complex tasks such as playing ball games, dancing or multitasking in an environment with conflicting sensory input on one hand, from fundamental neurological difference that completely inhibit a person's ability to form relationships, communicate or relate to other people in a characteristically human way. E.g. Many visually impaired people suffer forms of social alienation, but nobody would suggest that blindness in itself stops people from forming meaningful human relationships or causes clinical depression. The latter symptoms arise because normal social interaction is inhibited by a sensory impairment. Likewise a person who has suffered severe facial burns is expected to take time to adapt psychologically to people's duplicitous reactions to their disfigurement. As long as these differences are clearly identifiable and labelled as disabilities, other people can learn to compensate and often overcompensate.

  1. Dyspraxia:Many, but by no means all, AS-diagnosed people have various degrees of dyspraxia, namely a deficiency in hand-eye co-ordination, a slightly delayed reaction time or just plain clumsiness. This is likely to have a neurobiological basis. As a child I tried to join in football games, but simply kept missing the ball. At the time I put this down to a weak left eye, but obviously some people have better fine-motor co-ordination than others in the same way as some are more musically talented than others, but we'd only define people with a severe motor impairment as in any way disabled. Also only a minority of dyspraxics would meet the diagnostic criteria for AS. We may merely state that there is a relatively high correlation between dyspraxia and AS. Dyspraxia affects our ability to participate fully culturally important pursuits such as ball games and dancing, making us appear uncool and choose other more individual pursuits, isolating ourselves from a key part of mainstream social life and depriving us of opportunities to learn team-playing techniques so important in today's socially competitive society.
  2. Minor Disfigurements: Many AS-diagnosed people have minor aesthetic disfigurements, severe teenage acne, eating disorders etc.. IMHO AS-like behavioural traits often develop as a reaction to social rejection or an inferiority complex.
  3. Cultural Mismatch: A very large proportion of the AS-diagnosed individuals I have met are in some way culturally mismatched, i.e. come from a family background somehow out of tune with the prevailing culture in their neighbourhood or school. Of fifteen adults who regularly attend the Edinburgh group, at least two attended private schools and thus have atypical accents for their locale, three (including myself) moved to the area recently from elsewhere in the UK, one moved from Germany and was diagnosed here (and seems intent on converting some of us to his brand of Christianity), most of the rest come from middle class backgrounds. Indeed I'd say only 3 or 4 come from ordinary working class backgrounds at all, who incidentally tend to be the least vocal at meetings. IMHO AS-like behavioural traits tend to develop as a reaction to cultural alienation in the absence of a strong sense of community. This may explain why relatively few members of non-white ethnic minorities have been diagnosed with AS. I have come into a contact with a Hong-Kong born, ethnically Chinese, young man diagnosed with AS, but his cultural affiliation is most definitely Anglo-American.
  4. Modern Lifestyle: AS-like behaviour is only identifiable in regions that have adopted a high-consumption economic model in which most people are employed in the tertiary sector with a prolonged adolescence and a high percentage of young adults attending further education. In regions where most people are involved in the primary or secondary sectors (farming or extraction and crafts or production) the relative social handicaps associated with AS are neither apparent nor considered pathological. Some people are considered to have different characters with different relative strengths and weaknesses. We cannot ignore the psychological effects of radical cultural changes in the space of a few generations. Only a generation ago, the whole media universe (TV, video-games, computers, mobile phones etc.) played a relatively peripheral role in the development of imagination, creative play and social relationships. The diagnosis of a new series of personality disorders in children and adolescents has coincided with a significant rise in exposure to a virtual world of electronic media and a breakdown in traditional family life.

Often these factors coexist or become self-perpetuating, e.g. Someone with a very low sense of self-esteem as a result of a cultural mismatch or relatively mild form of dyspraxia may not care much about personal appearance and hygiene and is more likely to adopt a couch potato lifestyle, with resulting eating disorders, obesity, acne etc.., for fear of rejection in the real world. Among the many secondary traits associated with AS, an Edinburgh-based autism consultant stressed sleeping disorders, yet failed to mention that insomnia has huge cultural variables. It seems obvious that sleeping patterns would be disrupted by long-term unemployment and addiction to television, computers and video-games. Also conspicuously absent from her speech was the fact that a known side effect of the medication prescribed to sufferers of AS, chiefly Prozac, Effexor and Paxil, is insomnia. The same can be said of the steady gaze considered characteristic of AS.

The Psychiatric Establishment and the Learning Disability Agenda

First let us distinguish three concepts:

  1. Neurologically determined intellectual impairment: This is commonly known as a learning disability and replaces mental retardation and mental handicap. While there are certainly many borderline cases, and undoubtedly many of cases of regression, this infers a fundamental and irreversible cerebral abnormality and should not be confused with low personal achievement due to environmental and psychological factors.
  2. Severe psychopathic personality disorders: Whatever the causes, the behaviour of some individuals is clearly antisocial. We need to examine why there has been a concomitant relaxation of the criteria used for such disorders and a rise in the number of depressed or socially alienated people seeking some form of psychological help or referred by others to psychiatrists. Although definitions vary considerably, psychopaths are thankfully a relatively marginal phenomenon. Most people would only kill under extreme duress or after prolonged operant conditioning, e.g. army training.
  3. Psychological problems aka mental health problems . These affect us all to varying degrees at some time in our life.

First it is my opinion that the first category only applies to a very select group of individuals who need our help. Second the emergence of the autistic spectrum concept has enabled a considerable blurring of these categories both in the public mind and more disturbingly among psychologists. Most of the literature about Asperger's Syndrome emphasises that affected individuals lie in the normal to high IQ range. However, most people referred to the NHS psychologist who diagnosed me had some form of learning disability, i.e. an IQ < 70. This term means different things to different people, e.g. it may apply to dyslexics with above-average IQ's. It is commonly confused with learning difficulty, e.g. A child with a mild visual impairment has a learning difficulty because she might need to sit closer to the blackboard or need reading books with extra large print. Clearly the PR machine of the autism sector emphasises that AS means autism without a learning disability, but the psychiatric establishment thinks otherwise. It classifies AS as a form of social blindness that severely impairs an individual's ability to interact responsibly in a social environment. It thus follows that to protect an AS-diagnosed individual from the consequences of his own actions, he needs special help and support, often a euphemism for control.

Again the autism sector seldom mentions schizophrenia or bipolar disorders, while the psychiatric establishment, with whom the former collaborates very closely (with individuals moving from one sector to the other), considers schizophrenia either as part of the autistic spectrum (cf. Lorna Wing) or at least closely related. There have been a few high profile cases of young men diagnosed with AS who have committed heinous acts. In one recent case a teenager murdered the daughter of two of his parent's closest friends. In another a man murdered his wife because he suspected her of having an affair with a colleague. The inference is thus that AS individuals, though usually just a little eccentric, are particularly prone to psychopathic behaviour and thus need more help and support before they contemplate such acts. By failing to distinguish the vague concept of “people who some psychiatrist has labelled with AS†with the more psychologically valid concept of “people who manifest a clearly identifiable set of behavioural traitsâ€, we are being lulled into accepting a huge expansion of the autism/AS sector and through the backdoor, of the psychiatric establishment. This latter aspect should be of particular concern to us in view of new legislation for compulsory screening for personality disorders and mental health problems in the United States.

Next we need to ask who this sector is really helping? As previously outlined, I know of two organisations in Edinburgh (Autism Initiatives and IntoWork) who have incredibly low staff/client ratios. IntoWork helps people on the spectrum find a job. Based on their performance so far (and I know many of their staff and clients), it would make more economic sense to use the funds allocated to this organisation to artificially create jobs for their clients. The autism sector keeps stressing the need for advice and information. I ask what use is incorrect, inconsistent and/or scientifically unproven information? What advice can a trained autism advisor give that many other socially aware volunteers could not give? In the end what each individual needs is a chance to meet new people, form friendships, complete education and get meaningful and adequately well-paid employment. Often the setting up of various “Asperger support groups†only ghettoises individuals who are already both vulnerable and isolated. All too often they are recruited to raise autism awareness (spread the message), thereby advancing the careers of their support workers.

Explaining the Enigma

The Asperger's enigma cannot be understood in isolation. If we believe that Aspies have radically different brain structures, then the psychiatric establishment may have a point. The real evidence on the ground I've seen so far shows clearly that the AS-diagnosed form such a heterogeneous group with such a wide variety of personalities and behavioural traits that any attempt to map their brains and identify neurological patterns would prove meaningless. Even a cursory look at available research reveals conspicuous inconsistencies with many themes common to the identification of other psychiatric labels or mental health problems, .e.g. It is extremely doubtful that relative serotonin levels could explain autism, yet leading autism experts such as Richard Howlin recycle such notions.

If over the next few years we witness a further proliferation of new personality disorders, I feel we should be extremely sceptical at the real agenda behind this movement. Also note that estimates for the incidence of AS, SPD, Tourettes, ADHD and Schizophrenia vary considerably. In some school catchment areas in the incidence of ADHD has already reached 1 in 5, in others it barely figures. Likewise some statistics suggest as many as 1 in 100 people have been diagnosed with AS or other related conditions, but many autism advisors suggest the figure is much higher. Again the same NHS autism co-ordinator, has publicly stated that as many as 10% of adults have AS. Where do they get these statistics from? Yes, a very high fraction of people share to varying degrees some of the traits outlined in DSM-IV, but what exactly does that prove if hardly a single trait is mandatory for diagnosis?

Do all aspies freak out in the presence of bright lights and loud noises ?
Apparently not I have met an aspie in Edinburgh who loves discos and noisy pubs and incidentally has no special interests to speak of, just a record of antisocial behaviour and joblessness.
Are all aspies blind to subtle facial expressions?
Again this varies a good deal, I'd say only relatively so and in some cases not at all?
Are all aspies loners by choice?
In my experience this is rarely the case, most actively seek friendships and become depressed precisely because of their social failings?
Are all aspies unaware of social etiquette or other people's feelings?
Only in so far that many are so depressed or alienated that they cannot identify with their peers, but given the chance most will soon develop empathy, especially for other like-labelled individuals.
Are all aspies scared of travelling to new locations?
Some are relatively stay-at-home types, but many I've met are intrepid travellers who would just like a companion.
Are aspies anticonformist?
Some are, but then some are positively conformist, often turning into faithful recruits to new causes, such as autism awareness.
Why do so many apsies think they belong to the autistic spectrum?
Because they have been taught so and failure to extend solidarity to a small minority of genuine autistics is simply politically incorrect. For many aspies autism simply defines their true selves. Some even talk of my autism as if it were a cherished attribute or possession. Some will celebrate autism as a positive trait and liken their struggle against discrimination to that of ethnic minorities. However, while we should all oppose discrimination against people with different personalities, the analogy with racism ends there. First people of black African descent form a clearly identifiable ethnic subset of the human species. Second no self-respecting black rights activist would campaign for "biologically inferior wogs" to be provided more help and support to overcome the natural superiority of the master race. They rightly challenge all claims of racial superiority and point to the socio-environmental causes, the legacy of slavery and imperialism, of their comparative lack of achievement in multicultural countries like the United States. Being focused, intellectual, frank or even hypersensitive to sensory disturbances are all great qualities. What is wrong is a society that labels such traits as pathological.

The problems faced by most people diagnosed with Asperger's Syndrome will not be solved until we remove confusing psychiatric labels and dissociate culturally mediated personality traits from cases of severe intellectual impairment or severe communication disorders. We need to look at our society, not at biomedical solutions to personal problems.

Categories
Computing

Non-Web Formats

The Internet is a collection of interlinked documents distributed in open formats compatible with the greatest number of heterogeneous operating systems and devices. The World Wide Web's standard text markup language is HTML, which has undergone numerous revisions since the Internet's rapid expansion in the early 1990s. XML, in many ways a descendent of the more complex SGML, is the default standard for data exchange between diverse systems. Almost any kind of data can be marked up and accurately described using a specialised dialect of XML. Applications range from MathML for mathematical notation, RSS for news feeds, MusicXML for faithful representation of music, CML for chemistry to SVG for scalable vector graphics. Recently HTML has morphed into XHTML combined with cascading stylesheets to separate style from content and customise formatting for different devices and media. All Web browsers render HTML and most modern browsers reproduce XHTML with CSS reasonably well. More important not only do all Web editors output HTML, but so do most word processors and desktop publishing applications. Besides numerous user-friendly Web tools can be downloaded free of charge to enable almost anyone with access to a computer to produce their own Web pages without learning a single HTML tag.

So why does the Internet abound with PDFs and Microsoft Word documents? Both are proprietary binary formats, although Adobe developed the Portable Document Format to allow cross-platform compatibility and has been keen to allow other vendors to provide a PDF export option. PDFs are admittedly often the only realistic way to reproduce complex formatting on diverse systems. Until Scalable Vector Graphics and CSS3 with multi-column layout are fully implemented in mainstream Web browsers, PDFs will remain the only practical solution for the accurate reproduction of the output of desktop publishing applications via the Web. But surfing the Web is not the same as slowly contemplating a glossy magazine, it's about navigating through a web of hypertext pages to gain fast access to related information.

  • PDFs are nearly always much larger than equivalent HTML pages, sometimes 10 to 20 times larger just to include a few small logos or photographs.
  • Software used to convert word processor and desktop publishing files to PDF (notably Acrobat Distiller combined with MS Word or Publisher) converts most graphics, including custom frames and borders and often non-standard fonts, to bitmaps further boosting file size. In reality only graphics applications like Illustrator, InDesign, FrameMaker, Freehand or Corel Draw can produce polished graphics taking full advantage of PDF's vector graphics rendering capabilities.
  • Embedding fonts further increases file size, by 30 to 40KB per font.
  • PDFs are designed to reproduce formatting, not semantic information and structure.
  • Adobe Acrobat Reader is a memory-intensive application, which even in the era of 3GHz CPUs can take over 45 seconds to load, cause computers to crash or force the user to close the browser in which it loads.
  • PDF files interrupt the general Web experience. Inexperienced users are confronted with a radically different interface without the usual navigation features and even the back button will not work if it loads in a new window.

Most programs used to write Web content can convert text more easily to HTML than PDF. Most notably Microsoft Office applications lack a native PDF conversion capability (you'll need to buy Adobe Acrobat Distiller or Jaws PDF for that feature), but will save to HTML, albeit Microsoft's implementation thereof. OpenOffice and Corel PerfectOffice will let you save any document in both formats and even Adobe InDesign and PageMaker have HTML-export facilities. So if you think PDFs are better, why not let users choose. If they just need information, most will stick to HTML, but if they genuinely wish to view or print the full splendour of your artwork they can wait a few minutes to view your graphics-rich PDF. One should never need to download a PDF just to read a bus timetable, the agenda of a meeting or even a lengthy report. HTML is a much more versatile and lightweight way of distributing textual information. Savvy readers can easily adjust text-size without needing to scroll horizontally or change background colours.

Even worse is the profusion of Microsoft Word documents, especially in public sector, research-oriented and academic sites. In many portals, a site-wide database search returns a list of relevant Word, Excel and PDF documents. To view the actual content you need an application capable of reading these binary formats. At fault is usually the content management system, members of staff are simply allowed to upload documents, so they publish their files in their original format. All too often one reads statements like for the minutes of the last meeting please read minutes67.doc. Although even in the non-Microsoft world one can view 99.9% of Word Documents in OpenOffice, it means starting a memory-intensive application just to load a file, many orders of magnitude larger than an equivalent HTML document, and in the vast majority of cases with no formatting that could not be easily reproduced in standards-compliant XHTML with CSS. More important very few users will need more than the information contained in the document.

Myths and Excuses

Claim 1: HTML documents print badly.
Truth: HTML documents using absolute-sized tables for layout without a print stylesheet print badly, often extending beyond the page width. Sites built with separate print stylesheets can easily reformat a page to hide menus, headers and footers and print only the main body, neatly spanning the printable width of a page. Browsers like Mozilla Firefox can interpret many advanced CSS2 printing properties and let users customise the way a page prints.
Claim 2: PDF Files are accessible:
Truth: Just add 30 sec. to 5 mins to the average download time and factor in the inconvenience of another application starting in the background.
Claim 3: Publisher files can be distributed as PDFs:.
Truth: First you need an extra application such as Adobe Acrobat Distiller to communicate with Microsoft's PostScript driver to do that. Second the results are often very unprofessional with pixelated bitmaps replacing smooth curves. Third the resulting file size is often ginormous even if you select Screen-optimised.
Claim 4: Everyone has Word
Truth: Many users are not using a computer (e.g. Web TV or 3G phones) or have restricted access to external applications e.g. in a library or Internet Café. Word is also a hugely overpriced application and since Word 2000 requires product activation, limiting use to a single machine. Most other Word processors will open MS Word documents, but often tables and textboxes are poorly aligned. Word is simply not a Web format! Indeed Microsoft only belatedly introduced hyperlinks in 1997 (Word 95 required an add-on utility for this functionality).
Claim 5: What about Document Exchange, such as application forms that people need to return in the same format?
First in many cases HTML forms let users with only a Web browser, complete complex and well-structured application forms. Emerging standards like XForms (supported by OpenOffice 2.0) will greatly enhance the ease with which visitors can submit information to and interact with Web sites. Second, any HTML page can be literally cut and pasted into a word processor, edited and saved as HTML. Third, admittedly some complex table and multicolumn structures are still hard to render in HTML, but since the late 1980s we have had a cross-platform word processor format, RTF or Rich Text Format, that will faithfully reproduce all textual content, including tables, indices, headers, footers, as well as embedded graphics with full support for styles. Indeed even MS Word uses RTF to convert to earlier versions of Word. Unless you want to impress employers with WordArt, rtf files will load fine into any word processor. Besides the future lies clearly with XML.
Claim 6: Staff are not trained in HTML!
Truth: Most users of word processors are not trained in ever-changing binary formats like MS Word either, which are conisderably more complex. They simply type, apply headings, bulleted lists, highlight, add a little colour and change fonts. How long does it take to teach someone to select Save As HTML from the file menu? You can even get macros to automate the task completely and insert the HTML output directly into e-mails, rather than annoyingly attaching a bloated Word document.
Claim 7: I need my spell checker!
Truth: These days, spell checkers are integrated into most applications that process text, e-mail clients, desktop publishing suites, word processors and HTML editors. Besides once you've used your favourite word processor to verify your orthography, you can save your document as HTML.
Claim 8: HTML does not support WordArt
Truth: HTML is about conveying information. All headings should be reproduced as text enclosed in heading tags and not as frivolous graphics. Of course you can add fancy text as an additional graphic, but you'll find much better tools than MS Word for that purpose. Currently this means using PNG, GIF or JPG bitmaps, but when major browsers support SVG, many Web pages will begin to resemble the creations of high-end desktop publishing programs, while being simultaneously viewable in text-only mode.

Structural Formatting

Most users of word processors just use icons and drop-down menus to change fonts, sizes and colours or occasionally add bulleted lists and tables. By contrast, strict HTML, and even more so XHTML, insists on structural mark-up. A heading is simply not a line of text with inline formatting to change its appearance. It is an element marked up as a heading. The same goes for other structural elements like paragraphs, lists or tables. The structure tells us how the elements relate. Let us consider two simple examples. First, we wish to generate a table of contents. If we have marked up all headings as a hierarchical sequence of headings and subheadings, many applications (including OpenOffice and even MS Word) will automatically generate a Table of Contents for us. Now consider a search engine trying to make sense of millions of words in thousands of documents on the Web. How does it rank documents responding to the search terms snails and evolution? Clearly thousands of documents will contain both terms, but if these terms appear in identifiable headings they will be ranked much higher. An article containing both in the main heading would be ideal, e.g. The Evolution of Snails, but an article containing evolution in a main heading and snails in a subheading would also rank high. Now suppose a hastily converted article contains evolution of snails in a normal paragraph element, to which the word processor applied inline formatting to make it stand out. The search engine would just ignore the inline formatting and treat it as a normal line of text, thus giving it a much lower ranking. As a rule word processors will only convert lines of text that look like headings into real HTML headings if you use styles. Fortunately, this feature is easily accessible in all leading word processors, though completely ignored by most casual users.

Modern Web sites like to maintain a consistent look and feel with stylesheets. Additional inline formatting added by many leading word processors (most notoriously by Word 2003) not only considerably boosts file size, but overrides the default stylesheet limiting HTML's inherent versatility. In this case, one should save as plain or filtered HTML. With the spread of content management systems for most large Web sites, more and more regular Web editors use HTML editors embedded within a Web page requiring only a Web browser. These may use a Java applet (which most Web browsers support), Javascript, Active-X (supported only by Internet Explorer) or XUL supported only by Gecko-based browsers like Mozilla Firefox. The latest generation of embedded XHTML editors ensures that any formatting applied by the user is automatically converted to standards-compliant code compatible with the web site's stylesheet.

In sum, technology has already rendered proprietary word processor formats obsolete on the Web. They only persist thanks to the domination of one well-known multinational and its grip on corporate, academic and public-sector users.

Categories
Computing

Reclaiming Word

Screenshot of OpenOffice Writer 2.0 running on Mandrake Linux

If you own a computer, you probably have some form of word processor. Whether you need to type a report at work or a letter at home or maybe just a short shopping list, chances are you think you need Word or rather Microsoft Word TM . How could we possibly manage without WordArt, ubiquitous in nursery schools and on church noticeboards worldwide? Don't messages look so dull if left in a dated serif font? Isn't it just wonderful that we can highlight text in bold and change its colour? And just in case we make the odd typo, we've got a spell checker to boot.

Now use a pocket calculator or the free one that comes with your operating system to do some simple maths. Each Microsoft Office licence costs between £90 and £400 depending on the package (Standard, Student, Professional, Business, Developer) and applicable discounts. For sake of argument let's assume an average spend of £150. Now let's just take the population of the prosperous world, around a billion, and assume one in eight (1/4 of the working population) require an MS Office Suite either at home or at work, that's a whopping £18.75 billion straight into the coffers of one leviathan every two to three years just for software that was developed by numerous teams of programmers over the last 30 years. Indeed every single major feature available in Word and Excel was pioneered by other programs such as Word Star, Wordperfect, Lotus 1-2-3 and Corel Draw long before Microsoft took the market by storm in the mid-1990s. Computers may now be much faster with superior graphics and the interface has been jazzed up, but mail merge, spell checking and multicolumn layout have been with us since the late 1980s. The processing power of your average PDA or even mobile phone is greater than that of a 1988 word-processing typewriter complete with a 10" monochrome monitor and a revolutionary 3.5" floppy disk drive. I once calculated that 300 pages saved in WordStar 4 could fit onto one double-density 720KB floppy. We can now store the contents of 80 floppies onto one 128MB flash memory card.

Bloated Word Documents

I recently received the contents of a web page as a word document, all 26 megabytes of it, a long download even in the age of broadband Internet. The resulting web page with around 300 words and 6 pictures occupies around 120KB on the remote server. An extreme example because unedited digital pictures had just been imported into Word and manually resized and aligned. The other day I received an e-mail with a Word attachment advertising a conference, word count 158, character count 1157, byte count in excess of 1,600,000, all for one mediocre logo. Had the information been cut and pasted into an e-mail, it would have added 2KB at most! The document contained no formatting that could not be easily reproduced in any half-decent e-mail programme such as freely downloadable Mozilla Thunderbird.

So what if Microsoft makes a fortune from its monopoly? Isn't Word just the most user-friendly text editor out? You might have guessed it, but I'm typing this rant in OpenOffice 2.0 and as a seasoned MS Word user I've yet find anything that OpenOffice cannot do just as well as its premium-rate competitor.

MS Word's essential features have hardly changed since version 6. Word 97 saw a new file format causing temporary incompatibility with a large pool of Word 6 users. Word 2000 had multiple copy and paste and Word XP has belatedly embraced XML, albeit Microsoft's implementation thereof. But let's face the facts, your average Word user does not know how to use styles, autocorrect, autotext and automated tables of contents, let alone craft advanced XML projects. Yet every single one of these features is now available in OpenOffice Writer and version 2.0 has enhanced MS-Office compatibility.

Millions of documents are formatted day in day out with little more than the dropdown font type and size selectors, bold, italics and underline. Creative users will play around with WordArt, insert an image from the ClipArt library, embed a digital photo or paste in one acquired from the Internet. Advanced users may insert the odd table, add hyperlinks or even spread text over multiple columns. But only a small minority of Word users have more than scratched the surface of the programme's potential and neither should they? If you're not a technical writer, legal secretary, translator or web developer, why should you care if the heading of your report is merely set to Arial size 24 or is actually set to heading 1 (style dropdown)? Now imagine you need to create a table of contents after drafting an 80 page instruction manual with 64 sections, 257 subsections and 2429 footnotes and your boss will probably ask you to make many more post-edits. If you had structured your document with hierarchical headings, the task could be automated and the TOC would automatically update when the page number of a new section changed.

Format Wars

Back in the early 1990s it was customary to specify word processor formats. As a technical translator, I'd often receive files in WordStar, WordPerfect, AmiPro, Word 5 for the Mac as well as Word 2.0 and Word 6.0/95. To this list, we may add the tools used by publishers and graphics professionals such as PageMaker and Quark Express and let's not forget the programmable typesetting language Tex and the more user-friendly LaTex, used by academia and publishers especially in the Unix/Linux world. All had irksome interoperability issues with formatting, accented characters and macros. Not surprisingly many agencies insisted on the cross-platform RTF standard (Rich Text Format). By 1997 Microsoft had for all intents and purposes nixed all serious competitors and used their new-found strength to impose a new de facto standard. Millions of Word 6.0/95 users will recall the compatibility woes they endured with the first batch of Word 97 files. Even after downloading a converter from Microsoft (in the days of 14.4 and 28.8kbps modems), the results were often unreadable or required time-consuming reformatting. It took Microsoft two patches to get its Word 97 to Word 6.0 converter working properly. Indeed it probably took two more years for Word 97 to establish itself as the dominant format. But those who argue that the Word .doc format is here to stay and is essential to collaboration and interoperability have a surprise in store for them. In 2006 Microsoft will in effect ditch their own de facto standard by making the new XML-based format the default save option (in my experience fewer and fewer run-of-the-mill Word users are familiar with features such as "Save As" for converting to other formats). Want to know why? Well why not read Microsoft's official reasons straight from the horse's mouth (Microsoft Office Open XML Formats Overview). Evidently XML-based formats are not only more transparent, but partially corrupted files are much easier to recover, because XML is human-readable and lends itself much better to parsing by third-party programmes. Wow, that's what the guys at OpenOffice have been arguing for years. Both the new OpenDocument and the older SWX formats are XML-based, storing text, style and pictures in separate XML files embedded in one jar-compressed file. Microsoft's new format uses Windows-centric zip-compression, but the essential idea is the same. Word 2000 and 2002 users will be able to download an update to read the new XML-based format, but millions of extant Word 97 users will soon find their product totally unsupported by the Redmond Giant. They could download OpenOffice 1.1.5 or 2.0 beta, both of which support MS-Word XML, but sadly many will be persuaded to part with more hard-earned cash for an MS-branded upgrade.

Bells and Whistles

In 1993 I set about buying my first PC with a windowing graphic user interface. "What software can I install?", I asked the owner of a local shop and added "I'll need a Word processor, and best of all MS Word", as that's what most of my clients, mainly translation agencies, required. "We just use Corel Draw 3", he replied. "But surely that's just for drawing?" I quipped "No, no it's good for flyers and most correspondence with our customers". Corel Draw 4 even had a spell checker and what's more you could stretch and bend text on a machine with little more than four megabytes of RAM. If you never wrote letters spanning more than two to three pages (multi-page text flow is a bit of an issue in Corel Draw), Corel Draw 3 would do you fine. Now you know where Microsoft drew their inspiration for the inclusion of WordArt in their 1995 edition of Word!

Many myths abound about open-source software. All alternatives to MS Word import and export MS Word Documents. OpenOffice even imports WordArt, but relies on FontWorks and a fully integrated drawing application to create fancy text, drawings and charts. Admittedly some incompatibility remains, but this mainly relates to minor aesthetic and alignment quirks, e.g. MS Word tables sometimes extend beyond a page width in OpenOffice, because Word corrects manual resizing, and OpenOffice does not allow dashed table borders because dashed lines were not specified in the cross-platform universal Rich Text Format (the is probably one of the biggest deficiencies in OpenOffice). Most notably in version 1.0 Word VBA Macros associated with a file will not work, but OpenOffice 2.0 lets you selectively enable Word macros and convert them to its native Star Basic. But then again Word macros are a primary source of Windows viruses and few users know how to apply document-specific macros anyway. The main use of macros is to automate common word processing tasks and both OpenOffice and MS Word let you do that. If anything Star Basic is much more versatile than Microsoft's legendary Visual Basic, has copious documentation and should make the transition from one office suite to another relatively painless.

What about Publisher?

There is one conspicuous omission in OpenOffice: a program that imports MS Publisher files. To be honest I don't understand the attraction of Publisher. With only the full MS suite at my disposal (sadly a common occurrence in Microsoft-only offices), I'd find its core product, Word, a much easier option for most desktop publishing and then simply import graphics designed in other applications, but in OpenOffice one can change backgrounds and reformat page layout for different paper sizes effortlessly and besides the best program I know for 4-fold birthday cards is Corel Printhouse. The main problem for OpenOffice users is opening and editing MS Publisher files sent by others. Alas Microsoft's wizards for exporting to HTML are far from perfect especially if you desire high-definition print quality. If used with Acrobat Distiller (another £60), MS Publisher files can be exported to PDF files, although most graphics tend to be converted to bitmaps boosting file size. My best advice would be to kindly ask a Publisher user to save their file as an Enhanced Metafile (.emf) and then OpenOffice Draw will import it page by page more or less intact and let you edit and save the resulting multi-page document as PDF and voilà. However, if you demand professional results from your publications, then I'd consider either Corel Draw or, for larger outputs and budgets, Adobe InDesign or PageMaker. The latter will even import Publisher Files, produced by amateurs as no professionals worth their salt would use such a graphically challenged application.

The Power Point Paradigm

The features offered by this application, ubiquitous in offices throughout the public and private sectors, say more about the nature of our superficial society than the state of information technology. Indeed the term has embedded itself into our everyday vocabulary to such an extent that for many it may mean an indispensable multipurpose programme (many use it for desktop publishing or drafting web pages) or a projector they may use to display the results on a large screen. In effect PowerPoint draws on the resources of other applications either integral to the operating system or the Office suite, to juggle multimedia and display it in a series of slides rather than pages. Besides adding gratuitous custom animations of text and images floating over the screen, little functionality is native to PowerPoint. In the process, it encourages the dumbing down of messages to the lowest common denominator with no more than seven bullet points recommended on each page, a virtual collection of soundbites. I see some uses for computer projectors in many teaching situations as a replacement for overhead projectors, blackboards and whiteboards, but they don't need Micro$oft PowerPoint to work!

Open Office Impress does almost everything PowerPoint can do, but lacks the wealth of templates supplied with MS Office. For this you'll need to buy Sun Office 8.0 or rely on a third-party vendor. Admittedly I could not work out how to achieve the typewriter effect, but then again you probably just need a downloadable macro to perform this trick. Unlike the market leader, OpenOffice Impress exports to Flash, the de facto web-optimised multimedia integration plug-in. Hopefully, at some stage Web browsers will offer native support for XML-based SVG (Scalable Vector Graphics) and SMIL (Synchronised Multimedia Interface Language). Indeed OpenOffice Draw 2.0 will also let you save any graphic as an XML-compliant SVG file. Microsoft may provide a plug-in to enable anyone with Internet Explorer to view PowerPoint presentations within their browser window, but file sizes are way too big. The other day I tried to view a short presentation with 20 slides (which once downloaded displayed fine in Open Office Impress), but occupying 13.8MB. All we need a user-friendly application to resize and export your digital snaps and video clips to this format with text captions and PowerPoint could well prove a passing fad.

The impact of this gizmo has attracted the attention of numerous social commentators. Edward Tufte has even written a book, The Cognitive Style of Power Point.

Database Integration

Originally considered a relative weakness of the OpenOffice suite, version 2.0's offering beats Access any day, offering not only the native dBase format but allowing full compatibility with open-source MySQL and Microsoft Access via ODBC and JDBC drivers, allowing users to update databases on a remote server. You can also import address books from Mozilla Thunderbird, Netscape Messenger and even MS Outlook, within the main Writer interface. If you stick to Microsoft, you'd need their professional MS-SQL Server to do that!

Why do people still use Microsoft Office?

If OpenOffice is so good and alternatives such as Corel PerfectOffice are cheaper, why would anyone want to spend over £100 on MS Office? Microsoft's virtual monopoly on personal computer operating systems and its marketing and PR clout have enabled it to persuade politicians, IT managers and the general public that their product is not only indispensable but migrating to another would prove costly. Their strongest argument is that retraining staff would prove more expensive than an upgrade. But how were staff trained in the first place? Were they trained in word-processing, spreadsheets, desktop publishing, database management and networking or were they trained to use Microsoft products to perform these tasks? In this regard, we could rename The European Computer Driving Licence a Microsoft Product Familiarisation Course. In reality, most users will only notice that some features are accessed from different menus or icons, but it's easy to change default shortcuts to those used in MS Office. It took me a little while to discover that FontWorks (WordArt for Microsoft aficionados) can be accessed by clicking on the drawing icon within OpenOffice writer and then clicking on the FontWorks icon.

Prior to Office 2000, many may have installed a friend's copy of MS Office with the registration key affixed to the CD case. Now all MS products require product activation limited to one machine. This may seriously deter piracy, but has also led to a significant decrease in the number of people upgrading in the real world. There are still far more Office 97 users in the UK than owners of Office 2000 or 2003. Can you seriously justify such an outlandish expense with no tangible benefits over free open-source software? And if you really want to pay, you can always purchase Sun's jazzed up Star Office 8.0 for under £80. If your local council implements a Microsoft-only policy, let them know they're wasting our money to enrich the obscenely wealthy. We should treat operating systems and essential productivity software as a public good in the same way as libraries and schools. Computing is simply too pervasive for us to let one multinational corporation enjoy a near-total monopoly.

Categories
All in the Mind

Is AS really on the Autistic Spectrum or are we just redefining Autism?

The overall message we get from the growing AS/Autism support industry is that we are part of the autistic spectrum and we have a psychiatric disorder, even if the language used by professionals when addressing us is much more diplomatic. I agree we have problems with socialisation and manifest behavioural traits that come under the broad umbrella now labelled as Asperger's.

I take issue with this arbitrary extension of the so-called autistic spectrum to include people with a high verbal intelligence quotient and who have very human emotions. It is kind of like saying "You were bullied at school because you're autistic but didn't know it at the time and now you've been diagnosed help is at hand". The truth is most of us were bullied at school because in a highly competitive society obsessed with coolness anyone who fails to conform to such standards is weeded out. As the saying goes "special needs are just weeds". As we are all so different, how could a label help anyone deal with us better. We are just human beings trying to navigate in today's social rat race and often choosing to opt out. I think the problems we experience are shared by a much larger percentage of the population, but to claim that such a reality represents an extension of autism is to misunderstand autism itself or rather to debase its value as a meaningful diagnosis. This term should only be used for individuals with a classic Kanner's autism developmental pattern and with associated cerebral abnormalities. Those who claim that aspies have radically different brains have misinterpreted scant data as most AS-diagnosed people have never had a PET or fMRI scan and recent studies are showing marked difference between the HFA/LFA (traditional autistic) group and the AS group and disproving earlier assumptions about the size of our amygdala (originally attributed to schizophrenics and psychopaths). The latter group manifest varying degrees of synaptic overconnectedness in the orbito-frontal cortex, but this is the most neuroplastic and evolutionarily advanced section of our brain and it is now known that it constantly rewires itself throughout adolescence and way into our twenties and even thirties. So it quite possible that millions could be manifesting AS-like traits not because we were born that way, but because our interaction with the modern environment led us to develop in a certain, with genetic factors only determining relative susceptibility. There seems to be a move to extend the autistic spectrum even further to include ADHD, Tourettes,OCD etc.. In some parts of the UK ADHD diagnosis has reached 1 in 5 children. So if we believe the psychiatric establishment, 1 in 5 kids has a neurological abnormality and will require drugs (they say medication) like ritalin (a commercialised variant of speed) or risperdal (think crack cocaine) for the rest of their lives alongside a support network, with teachers specially trained to deal with challenging behaviour..

This approach, labelling more and more people with one disorder or another, cannot be right. If something is wrong, let's look at the real causes. If we're told our problems are due to a neurological deviation, then we might believe that we need a label and all the stigma that that implies. By contrast if we conclude that society is at fault then we need to change society. Even small changes seem beyond the powers that be. Examples include reducing class sizes (i.e. replacing special needs learning support workers with real teachers and reclassifying all children as having special needs), putting limits on absurd sensory overloads in shopping centres and leisure complexes (loud music) and de-emphasising coolness. Why not? Because such changes would rock too many boats. Teamwork is the order of the day because in reality it means groupthink conformism. Many myths about AS-diagnosed people are spread by ASD evangelisers. We are supposed to lack interest in imaginative play or socialisation. Nothing could be further from the truth. The imaginative play claim comes straight from textbooks that apply to Kanner's syndrome (0.2% of the population according to NAS stats). As for socialisation, just consider why so many AS-diagnosed people get depressed, because we fail to socialise. If we didn't want to socialise, we would not care if others shunned us..

Dyspraxia and hypersensitivity to sounds are very real, but there is simply no magic dividing line between the AS-diagnosed and everyone else, they both represent continua. It may, however, be the case that dyspraxic or hypersensitive children are more likely to be ostracised and develop AS-like behavioural traits. How can one seriously imagine that the enormous lifestyle changes we have witnessed over the last two generations have not led to major psychological changes in a sizable group of adults? Some such as Richard Restak (author of the New Brain) Peter Breggin (author of numerous books on the dangers of ECT, psychiatric drugs and the ADHD fraud) have suggested that ADHD should really be called TV-syndrome. Why? Because it has been proven that excessive exposure to TV (immersion of a virtual reality not just the other side effects of cathod ray tubes) causes the brain to rewire. Remove someone from a high-tech media-obsessed multitasking information-overladen environment and place them in a more traditional slow-paced focused environment and their brains rewires. Of course we are all different, that much should be obvious to anyone who has met more than half a dozen aspies, but we are also first and foremost human beings.

Categories
Uncategorized

Is Asperger’s a Learning Disability?

Currently many services for both children and adults diagnosed with the Asperger's Difference fall under the umbrella of learning disabilities. Indeed some professionals seem eager to broaden the definition of learning disabilities to encompass a whole host of individuals whose learning patterns may diverge somewhat from the norm. To confuse matters more the term is often interchanged freely with learning difficulties. Why should we take offence at these sweeping generalisations? After all in the spirit of official initiatives such the Same As You report in Scotland we should all embrace diversity and simultaneously be lulled into a false sense of equality.

What is a Learning Disability?

In practice it replaces the older terms mental handicap and mental retardation. However offensive this category may seem, it does specifically refer to individuals with a significant intellectual deficit, usually defined as 70 or below in crude IQ terms. To avoid confusion with learning difficulty, the term intellectual disability is preferred in scientific literature. Learning disabilities cover a very wide spectrum with diverse causes and aetiologies. Many individuals with learning disabilities do live fulfilling lives, have accomplished major feats in arts and sports, some work and a few have had families. Although people with learning disabilities may lack the intellect to analyse society methodically, many have excellent social skills and crave company when left alone for brief periods. Intelligence is indeed multifaceted and clearly in many learning disabled individuals the faculties of instinctive socialisation, so lacking in AS individuals, are very much intact.

And what about Learning Difficulties?

As we all learn new skills in slightly different ways, we all have relative learning difficulties. Some children may learn to read later and still flourish at university. Cultural comparisons prove instructive, e.g. in the UK children start formal education at the age of 5, but in most other European children do not begin to learn to read or write at school before they turn 6 or 7, yet often overtake their UK counterparts in key literacy and numeracy benchmarks by school leaving age. Asperger's is often considered a pervasive developmental disorder, but delay would more accurately describe the phenomenon. Although many aspies are hyperlexic at a young age and excel at maths, we tend to have a longer learning curve when it comes to coalescing different strands of knowledge and excellence or applying specialised skills to new more fruitful purposes. This is largely because of the different way we process information focusing on one task and on one aspect at time and then matching all the pieces in a puzzle before moving on. We can learn to approximate, but usually in a characteristically methodical way.

Aspies are not alone in having a learning pattern that doesn't fit in well with mainstream schooling, but certainly belong to the group of students who benefit most from more personalised attention, something that is hard with class sizes of 20 or more. Currently the main options available for children on the spectrum are either learning support in a mainstream setting or so-called special needs education.

The latter option often means mixing a diverse group of students with radically different needs and sensitivities. Most aspies have considerable academic potential in marked contrast with the intellectually disabled. However, if we interpret learning difficulty in its more literal sense, this may well apply to aspies as we don't respond to teamwork and group teaching methods as positively as other kids. Ironically many talented aspies thrive in more traditional or formal teaching environments, but may still encounter problems coping with socialising patterns outwith the classroom. Even if more resources were available for special schools for ASD children, this would not be the best way to prepare teenagers and young adults for their integration into the real world of university and work.

In practice with tight spending restrictions and large class sizes, auxiliary learning support staff is the commonest option today to help students with AS. While this approach may be preferable to special needs education, it suffers three drawbacks. The learning support worker is unlikely to have the same academic and pedagogic expertise as a trained teacher. With a plethora of other developmental conditions and social problems, the learning support worker may not empathise sufficiently with the predicament of an aspie to help him or her flourish academically. Third students requiring learning support staff are singled out as weirdoes or thickos, and thus excluded from much socialising essential to a balanced childhood.

More important we need to take a more critical look at current social trends in the UK and how they impact socially vulnerable children and young adults. Successive governments have failed miserably in bringing down class sizes to continental European levels. Much of a child's day is dedicated to groupwork, in which aspies are at a natural disadvantage. More disturbingly children and young adults have never been so engrossed in a virtual world of 24 hour TV, video games, action heroes and pop music with role models with whom few can realistically hope to compete. In previous eras social rules, while more formal and rigid, were easier to follow for individuals who lack a predisposition for learning through social immersion and interpretation of subtle body language. Increasing emphasis is placed on presentation, networking and soft skills. Never has the gap between rhetoric, with platitudes about embracing diversity and delivering equal opportunities, and action been so wide, i.e. people are learning to lie convincingly and conform to a hive mentality at younger and younger ages.

Some aspies cope by overcompensating their conformity with the expectations of mainstream society, but in the process suppress so much of their real selves that they are forced to live a very sheltered life. Others simply adopt an isolated counterculture (although usually controlled by the same corporate forces responsible for the more social aspects of our hedonistic culture) often spending hours or days on end watching TV or engrossed in video games. A small minority grow paranoid of mainstream society and develop misanthropic tendencies.

With a growing number of adults being diagnosed with Asperger's Syndrome and more considering themselves borderline AS, many psychologists and neurologists (e.g. Simon Baron-Cohen) feel we should reappraise our assessment of AS as a marginal disorder affecting fewer than 1% of people. Rather it should be viewed as one end of a continuum that extends across the general population. There have always been people with more introvert or extrovert, conformist or rebellious, independent or gregarious, focused or versatile tendencies. Minor genetic or epigenetic differences (encoding within genes that may be influenced by environmental factors) responsible for our neurological wiring interact with the social environment to form our characters.

If education and social services are serious about helping AS individuals thrive at college and work, then why not change the overall environment to reach out to a wider section of the community who feel marginalised, experience prejudice and bullying and are vulnerable to mental health problems. Smaller class sizes, less social competition at work, less noise and loud music in public places and less emphasis on presentation make sense for everyone but the coolest dudes in town.

A recent EU directive seeks to address discrimination against workers because of their advanced age as more and more companies feel the younger generation are more culturally attuned with the needs of their customers. We should extend this principle to make it equally unfair to discriminate against people because of their perceived lack of social skills or aloof expressions. Eye contact and body language should not be issues that employers may consider.

As most AS individuals have endured personal ordeals, it comes as little surprise that many lack either the experience or qualifications they need to access the kind of jobs for which they are best suited. Employers should be encouraged to relax requirements for people on the spectrum and extra financial help should be given to enable full or part-time study to let AS individuals catch up with their neurotypical peers and find their niche in society.

It is society as a whole and not just those labelled different, who should embrace people with disabilities. Our disabilities are very subjective, more a handicap in a world obsessed with social conformity and self-image.

Categories
All in the Mind

Obsessive Delusional Heterodoxy Disorder (ODHD)

Most people have an aptitude for teamwork and instinctively know when constructive discussion and even new ideas are both welcome and socially advantageous. But some are not so fortunate. They live in a state of paranoid fear and dismiss conventional wisdom on most issues, often leading to obsessional interest in erudite subjects, sympathising with tyrants, downplaying atrocities and inventing absurd conspiracy theories. In synthesis they turn reality on its head, never believing anything emanating from respected mainstream sources.

Some delusional obsessions may be quite innocent, e.g. a woman from Philadelphia, Pennsylvania, is convinced that all modern ailments are caused by a ubiquitous sugar substitute. On her weekly grocery shop she methodically reads the labels of every single product she buys and occasionally complains if a new sweetener has been added to a product she likes. Her delusion may cause her some anxiety, she may be denied the benefits of sugarfree sweeteners, but by and large her life is still viable.

Since September 2001 until a recent course of psychiatric treatment, Boston software developer, Ed Munchen, had been convinced Aliens from the planet Domu remote-controlled airliners into the World Trade Center to fool the United States into an unwinnable war against terrorism and prime the planet for an Alien takeover. He dedicated his life's savings and 100% of his time to his impressive web site complete with edited footage of the attacks and interviews with green twelve-fingered extraterrestrials.

However, some delusions are not that innocent. Ed's second cousin, Nick Simpson, now living in Portland Oregon, still believes the Holocaust was invented by Jews as a propaganda tool in their quest for global dominance. His views cause considerable offence to millions whose relatives perished in the Shoah. Like his East Coast counterpart he dedicates much of his time to Internet activism, often lampooning and insulting those who believe in the best-documented genocide of the last century.

In many European countries, Nick's views and actions might put him behind bars. Over here he is protected by the first amendment, but that doesn't make him any less a threat to our fragile democracy. University of Wisconsin Neuroscientist, Hillary Redburn, has analysed over 200 patients with a variety of obsessional delusions. "Until recently", she said, "we might have branded these people political hotheads, extremists or fanatics, but now we know they have a genetic predisposition to heterodoxy, a pathological tendency to challenge orthodox views and systematically re-analyse evidence to prove the opposite. They probably account for around 1% of the population, though their distribution may occur in clusters. Symptoms tend to appear at an early age. At first, their delusions may seem quite innocent or even healthy. Nick, the Portland-based Holocaust denier, spoilt the family Christmas at the age of 4 because he kept telling his grandfather that Santa Claus was just a myth perpetrated by grown-ups to keep children quiet. He may have been right in that case but his proclivity to challenge everything led him into deeper trouble at school. He would interrupt physics lessons to explain why he thought the big bang was just a wild creationist theory and claim in English lit lessons that Shakespeare did not pen his own works, but would always play devil's advocate in the school debating society."

Psychologists have long wondered why some of us are more conformist and others more rebellious, some more credulous and others less so, but should it be a problem I asked Prof. Redburn. "Yes, because most sufferers of Obsessive Delusional Heterodoxy Disorder or ODHD, lead very unhappy lives, are very prone to depression and may unleash their wacky ideas on others without any consideration for the offence they cause, e.g. a client from Illinois is convinced Walmart plan to put every American out of a job. When her 17 year old daughter returned from a shopping spree with two Walmart bags full of summer clothes she'd need for her vacation the next day, she emptied the contents into the garbage can. As a result, her daughter did not go on vacation and only recovered after professional counselling and a course of SSRIs.

ODHD sufferers believe they are on a mission to save humanity or reveal hidden truths. They like to quote George Orwell or cite the case of Galileo Galilei, but they have no idea how much offence they cause others or the consequences of the extremist views they hold."

So what should we do, I inquired. "These people need our help and support. Data from fMRI scans indicate a chemical imbalance in their frontal cortex, which overstimulates neuroreceptors responsible for critical thinking. In normal human beings, such receptors are counterbalanced by others responsible for harmony and acquiescence. We believe it is important to diagnose these individuals as early as possible. The government's mental health screening initiative offers us an excellent opportunity to help ODHD sufferers before it's too late and they turn into little Hitlers, Stalins or Saddam Husseins. Though the Illinois housewife who religiously boycotts Walmart may be on the mild end of the ODHD spectrum, her neurological profile shows surprising similarities with that of the guy who thinks Auschwitz was just a leisure complex. But with the right medication, behavioural support and tolerance training these people can become model citizens."

"Don't psychiatric drugs have side effects"?" I quipped.

"Some do, but our understanding of brain chemistry means we can now target specific psychological disorders with minimal side effects. In most cases I would recommend Submissal TM. It induces a feeling of elation, acquiescence and tolerance in most users, though it may temporarily disrupt sleeping patterns and is not recommended during the last two months of pregnancy."

"And what about the support network?"

"That's absolutely essential. We're currently training counsellors and learning support workers to deal with ODHD sufferers, just help them overcome their delusions, ensure they take their medication and basically keep out of harm's way"

"Any success stories you'd like to mention?"

"Sure, Ed Munchen, revised his theory and concluded that Iraqi Resistance Fighters utilised a time machine to engineer the 9/11 attacks. He has since joined the US Army and participated in the liberation of Falluja. His web site is now dedicated to Iraqi democracy. I can honestly say he has been freed of all obsessive delusions. He even said he'd like to join in the coming liberation of Iran."

Categories
All in the Mind

AS vs Autism Neuroimaging

Arch Gen Psychiatry. 2004 Mar;61(3):291-8. Investigation of neuroanatomical differences between autism and Asperger syndrome.

Lotspeich LJ, Kwon H, Schumann CM, Fryer SL, Goodlin-Jones BL, Buonocore MH, Lammers CR, Amaral DG, Reiss AL.

Department of Psychiatry and Behavioral Sciences, Stanford University School of Medicine, Stanford, California 94305, USA.

Linda.Lotspeich@stanford.edu

CONCLUSIONS: Lack of replication between previous autism MRI studies could be due to intersite differences in MRI systems and subjects' age and IQ. Cerebral gray tissue findings suggest that ASP is on the mild end of the autism spectrum. However, exploratory assessments of brain-IQ relationships reveal differences between HFA and ASP, indicating that these conditions may be neurodevelopmentally different when patterns of multiple measures are examined. Further investigations of brain-behavior relationships are indicated to confirm these findings.

Functional connectivity in an fMRI working memory task in high-functioning autism.

Neuroimage. 2005 Feb 1;24(3):810-21. Epub 2004 Nov 24.

Koshino H, Carpenter PA, Minshew NJ, Cherkassky VL, Keller TA, Just MA.

Center for Cognitive Brain Imaging, Carnegie Mellon University, Pittsburgh, PA 15213, USA; Department of Psychology, California State University, San Bernardino, CA 92407, USA.

An fMRI study was used to measure the brain activation of a group of adults with high-functioning autism compared to a Full Scale and Verbal IQ and age-matched control group during an n-back working memory task with letters. The behavioral results showed comparable performance, but the fMRI results suggested that the normal controls might use verbal codes to perform the task, while the adults with autism might use visual codes. The control group demonstrated more activation in the left than the right parietal regions, whereas the autism group showed more right lateralized activation in the prefrontal and parietal regions. The autism group also had more activation than the control group in the posterior regions including inferior temporal and occipital regions. The analysis of functional connectivity yielded similar patterns for the two groups with different hemispheric correlations. The temporal profile of the activity in the prefrontal regions was more correlated with the left parietal regions for the control group, whereas it was more correlated with the right parietal regions for the autism group.

Semin Pediatr Neurol. 2004 Sep;11(3):205-13.

Imaging data in autism: from structure to malfunction.

Acosta MT, Pearl PL.

Department of Neurology, Children's National Medical Center, The George Washington University School of Medicine and Health Sciences, Washington, DC 20010-2970, USA. macosta@cnmc.org

During the last two decades, neuroimaging studies have improved our knowledge of brain development and contributed to our understanding of disorders involving the developing brain. Differences in cerebral anatomy have been determined in autism spectrum disorder (ASD). Morphological studies by magnetic resonance imaging have provided evidence of structural differences in ASD compared with the normal population. This has enhanced our view of autism as a neurobiological disorder corresponding with different stages and events in brain development. Alterations in volume of the total brain and specifically the cerebellum, frontal lobe, and limbic system have been identified. There appears to be a pattern of increased and then decreased rate of brain growth over time. We integrate these observations with neurobehavioral findings to provide a developmental hypothesis of the pathophysiology of autism.

Dev Med Child Neurol. 2004 Nov;46(11):760-4.

Voxel-based morphometry elucidates structural neuroanatomy of high-functioning autism and Asperger syndrome.

Kwon H, Ow AW, Pedatella KE, Lotspeich LJ, Reiss AL.

Department of Psychiatry and Behavioral Sciences, Stanford University School of Medicine, Stanford, California, USA. howerk@alum.mit.edu

Efforts to examine the structural neuroanatomy of autism by using traditional methods of imaging analysis have led to variable findings, often based on methodological differences in image acquisition and analysis. A voxel-based computational method of whole-brain anatomy allows examination of small patterns of tissue differences between groups. High-resolution structural magnetic resonance images were acquired for nine males with high-functioning autism (HFA; mean age 14y [SD3y 4mo]), 11 with Asperger syndrome (ASP; mean age 13y 6mo [SD2y 5mo]), and 13 comparison (COM) participants (mean age 13y 7mo [SD 3y 1mo]). Using statistical parametric mapping, we examined contrasts of gray matter differences between the groups. Males with HFA and ASP had a pattern of decreased gray matter density in the ventromedial regions of the temporal cortex in comparison with males from an age-matched comparison group. Examining contrasts revealed that the COM group had increased gray matter density compared with the ASP or combined HFA and ASP group in the right inferior temporal gyrus, entorhinal cortex, and rostral fusiform gyrus. The ASP group had less gray matter density in the body of the cingulate gyrus in comparison with either the COM or HFA group. The findings of decreased gray matter density in ventromedial aspects of the temporal cortex in individuals with HFA and ASP lends support to theories suggesting an involvement of these areas in the pathophysiology of autism, particularly in the integration of visual stimuli and affective information.

PMID: 15540637 [PubMed - indexed for MEDLINE]

Hippocampus and amygdala volumes in parents of children with autistic disorder.

Am J Psychiatry. 2004 Nov;161(11):2038-44.

Rojas DC, Smith JA, Benkers TL, Camou SL, Reite ML, Rogers SJ.

Department of Psychiatry, University of Colorado
Health Sciences Center, Box C268-68 CPH, 4200 E. 9th Ave., Denver, CO
80262, USA.

Don.Rojas@uchsc.edu

OBJECTIVE: Structural and
functional abnormalities in the medial temporal lobe, particularly
the hippocampus and amygdala, have been described in people with
autism. The authors hypothesized that parents of children with a
diagnosis of autistic disorder would show similar changes in these
structures. METHOD: Magnetic resonance imaging scans

were performed in 17 biological parents of children with a diagnosis of DSM-IV autistic disorder. The scans were compared with scans from 15 adults with autistic disorder and 17 age-matched comparison subjects with no personal or familial history of autism.

The volumes of the hippocampus, amygdala, and total
brain were measured in all participants. RESULTS: The volume of the
left hippocampus was larger in both the parents of children with
autistic disorder and the adults with autistic disorder, relative to
the comparison subjects. The hippocampus was significantly larger in
the adults with autistic disorder than in the parents of children
with autistic disorder. The left amygdala was smaller in the adults
with autistic disorder, relative to the other two groups. No
differences in total brain volume were observed between the three
groups. CONCLUSIONS:

The finding of larger hippocampal volume in autism is suggestive of abnormal early neurodevelopmental processes but is partly consistent with only one prior study and contradicts the findings of several others. The finding of larger hippocampal volume for the parental group suggests a potential genetic basis

for hippocampal abnormalities in
autism.

PMID: 15514404 [PubMed - indexed for MEDLINE]

Cerebellar function in autism: functional magnetic resonance image activation during a simple motor task.
Biol Psychiatry. 2004 Aug 15;56(4):269-78.
Allen G, Muller RA, Courchesne E.

Department of Psychiatry, University of Texas Southwestern Medical Center, Dallas, Texas, USA.

BACKGROUND: The cerebellum is one of the most consistent sites of neuroanatomic abnormality in autism, yet it is still unclear how such pathology impacts cerebellar function. In normal subjects, we previously demonstrated with functional magnetic resonance imaging (fMRI) a dissociation between cerebellar regions involved in attention and those involved in a simple motor task, with motor activation localized to the anterior cerebellum ipsilateral to the moving hand. The purpose of the present investigation was to examine activation in the cerebella of autistic patients and normal control subjects performing this motor task. METHODS: We studied eight autistic patients and eight matched normal subjects, using fMRI. An anatomic region-of-interest approach was used, allowing a detailed examination of cerebellar function. RESULTS: Autistic individuals showed significantly increased motor activation in the ipsilateral anterior cerebellar hemisphere relative to normal subjects, in addition to atypical activation in contralateral and posterior cerebellar regions. Moreover, increased activation was correlated with the degree of cerebellar structural abnormality. CONCLUSIONS: These findings strongly suggest dysfunction of the autistic cerebellum that is a reflection of cerebellar anatomic abnormality. This neurofunctional deficit might be a key contributor to the development of certain diagnostic features of autism (e.g., impaired communication and social interaction, restricted interests, and stereotyped behaviors).

Less white matter concentration in autism: 2D voxel-based morphometry.

Neuroimage. 2004 Sep;23(1):242-51.
Chung MK, Dalton KM, Alexander AL, Davidson RJ.
Department of Statistics, University of Wisconsin-Madison, Madison, WI 53706, USA.
mchung@stat.wisc.ed

Autism is a neurodevelopmental disorder affecting behavioral and social cognition, but there is little understanding about the link between the functional deficit and its underlying neuroanatomy. We applied a 2D version of voxel-based morphometry (VBM) in differentiating the white matter concentration of the corpus callosum for the group of 16 high functioning autistic and 12 normal subjects. Using the white matter density as an index for neural connectivity, autism is shown to exhibit less white matter concentration in the region of the genu, rostrum, and splenium removing the effect of age based on the general linear model (GLM) framework. Further, it is shown that the less white matter concentration in the corpus callosum in autism is due to hypoplasia rather than atrophy.

Categories
Uncategorized

The United States in Vietnam 1944-66: Origins and Objectives of an Intervention

The United States in Vietnam 1944-66: Origins and Objectives of an Intervention

The intervention of the United States in Vietnam is the most important single embodiment of the power and purposes of American foreign policy since the Second World War, and no other crisis reveals so much of the basic motivating forces and objectives - and weaknesses - of American global politics. A theory of the origins and meaning of the war also discloses the origins of an American malaise that is global in its reaches, impinging on this nationÂ's conduct everywhere. To understand Vietnam is also to comprehend not just the present purposes of American action but also to anticipate its thrust and direction in the future.

Vietnam illustrates, as well, the nature of the American internal political process and decision-making structure when it exceeds the views of a major sector of the people, for no other event of our generation has turned such a large proportion of the nation against its governmentÂ's policy or so profoundly alienated its {76} youth. And at no time has the government conceded so little to democratic sentiment, pursuing as it has a policy of escalation that reveals that its policy is formulated not with an eye to democratic sanctions and compromises but rather the attainment of specific interests and goals scarcely shared by the vast majority of the nation.

The inability of the United States to apply its vast material and economic power to compensate for the ideological and human superiority of revolutionary and guerrilla movements throughout the world has been the core of its frustration in Vietnam. From a purely economic viewpoint, the United States cannot maintain its existing vital dominating relationship to much of the Third World unless it can keep the poor nations from moving too far towards the Left and the Cuban or Vietnamese path. A widespread leftward movement would critically affect its supply of raw materials and have profound long-term repercussions. It is the American view of the need for relative internal stability within the poorer nations that has resulted in a long list of United States interventions since 1946 into the affairs of numerous nations, from Greece to Guatemala, of which Vietnam is only the consummate example - but in principle no different from numerous others. The accuracy of the ‘dominoÂ' theory, with its projection of the eventual loss of whole regions to American direction and access, explains the direct continuity between the larger United States global strategy and Vietnam.

Yet, ironically, while the United States struggles in Vietnam and the Third World to retain its own mastery, or to continue that once held by the former colonial powers, it simultaneously weakens itself in its deepening economic conflict with Europe, revealing the limits of AmericaÂ's power to attain its ambition to define the preconditions and direction of global economic and political developments. Vietnam is essentially an American intervention against a nationalist, revolutionary agrarian movement which embodies social elements in incipient and similar forms of development in numerous other Third World nations. It is in no sense a civil war, with the United States supporting one local faction against another, but an effort to preserve a mode of traditional colonialism via a minute, historically opportunistic comprador class in Saigon. For the United States to fail in Vietnam {77} would be to make the point that even the massive intervention of the most powerful nation in the history of the world was insufficient to stem profoundly popular social and national revolutions throughout the world. Such a revelation of American weaknesses would be tantamount to a demotion of the United States from its present role as the worldÂ's dominant super-power.

Given the scope of United States ambitions in relation to the Third World, and the sheer physical limits on the successful implementation of such a policy, Vietnam also reveals the passivity of the American military establishment in formulating global objectives that are intrinsically economic and geopolitical in character. Civilians, above all, have calculated the applications of American power in Vietnam and their strategies have prompted each military escalation according to their definitions of American interests. Even in conditions of consistent military impotence and defeat, Vietnam has fully revealed the tractable character of the American military when confronted with civilian authority, and their continuous willingness to obey civilian orders loyally.

It is in this broader framework of the roots of United States foreign policy since 1945 that we must comprehend the history and causes of the war in Vietnam and relate it to the larger setting of the goals of AmericaÂ's leaders and the function of United States power in the modern world.

*

Throughout the Second World War the leaders of the United States scarcely considered the future of Indochina, but during 1943 President Roosevelt suggested that Indochina become a four-power trusteeship after the war, proposing that the eventual independence of the Indochinese might follow in twenty to thirty years. No one speculated whether such a policy would require American troops, but it was clear that the removal of French power was motivated by a desire to penalize French collaboration with Germany and Japan, or de GaulleÂ's annoying independence, rather than a belief in the intrinsic value of freedom for the Vietnamese. Yet what was critical in the very first American position was that ultimate independence would not be something that {78} the Vietnamese might take themselves, but a blessing the other Great Powers might grant at their own convenience. Implicit in this attitude was the seed of opposition to the independence movement that already existed in Vietnam. Indeed, all factors being equal, the policy towards European colonialism would depend on the extent to which the involved European nations accepted American objectives elsewhere, but also on the nature of the local opposition. If the Left led the independence movements, as in the Philippines, Korea or Indochina, then the United States sustained collaborationist alternatives, if possible, or endorsed colonialism.

Although Roosevelt at Yalta repeated his desire for a trusteeship, during March 1945 he considered the possibility of French restoration in return for their pledge eventually to grant independence. But by May 1945 there was no written, affirmative directive on United States political policy in Indochina. The gap was in part due to the low priority assigned the issue, but also reflected growing apprehension as to what the future of those countries as independent states might hold.1

At the Potsdam Conference of July 1945, and again in the General Order Number 1 the United States unilaterally issued several weeks later, the remaining equivocation on Indochina was resolved by authorizing the British takeover of the nation south of the 16th parallel and Chinese occupation north of it, and this definitely meant the restoration of the French whom the British had loyally supported since 1943. One cannot exaggerate the importance of these steps, since it made the United States responsible for the French return at a time when Washington might have dictated the independence of that nation. By this time everyone understood what the British were going to do.

Given the alternative, United States support for the return of France to Indochina was logical as a means of stopping the triumph of the Left, a question not only in that nation but throughout the Far East. Moreover, by mid-August French officials were hinting that they would grant the United States and England equal economic access to Indochina. Both in action and thought the United States government now chose the reimposition of {79} French colonialism. At the end of August de Gaulle was in Washington, and the President now told the French leader that the United States favoured the return of France to Indochina. The decision would shape the course of world history for decades.2

The OSS worked with the Viet Minh, a coalition of Left and moderate resistance forces led by Ho Chi Minh, during the final months of the war to the extent of giving them petty quantities of arms in exchange for information and assistance with downed pilots, and they soon came to know Ho and many of the Viet Minh leaders. Despite the almost paranoid belief of the French representatives that the OSS was working against France, the OSS only helped consolidate WashingtonÂ's support for the French.3 They and other American military men who arrived in Hanoi during the first heady days of freedom were unanimous in believing that Ho ‘... is an old revolutionist ... a product of Moscow, a communistÂ'.4 The OSS understood the nationalist ingredient in the Vietnamese revolution, but they emphasized the communist in their reports to Washington.5

During September the first British troops began arriving in the Indochinese zone which the Americans assigned them and imposed their control over half of a nation largely Viet Minh-controlled with the backing of the vast majority of the people. The British arranged to bring in French troops as quickly as they might be found, and employed Japanese troops in the Saigon region and elsewhere. ‘[On] 23 September,Â' the British commander later reported to his superiors, ‘Major-General Gracey {80} had agreed with the French that they should carry out a coup dÂ'état; and with his permission, they seized control of the administration of Saigon and the French Government was installed.Â'6 The State DepartmentÂ's representative who visited Hanoi the following month found the references of the Vietnamese to classic democratic rhetoric mawkish, and ‘perhaps naïvely, and without consideration of the conflicting postwar interests of the “Big” nations themselves, the new government believed that by complying with the conditions of the wartime United Nations conferences it could invoke the benefits of these conferences in favour of its own independence.Â'7 From this viewpoint, even in 1945 the United States regarded Indochina almost exclusively as the object of Great Power diplomacy and conflict. By the end of the Second World War the Vietnamese were already in violent conflict with the representatives not only of France, but also of England and the United States, a conflict in which they could turn the wartime political rhetoric against the governments that had casually written it. But at no time did the desires of the Vietnamese themselves assume a role in the shaping of United States policy.

1946-9: United States inaction and the genesis of a firm policy

It is sufficient to note that by early 1947 the American doctrine of containment of communism obligated the United States to think also of the dangers Ho Chi Minh and the Viet Minh posed, a movement the United States analysed as a monolith directed from Moscow. It is also essential to remain aware of the fact that the global perspective of the United States between 1946 and 1949 stressed the decisive importance of Europe to the future of world power. When the United States looked at Indochina they saw France, and through it Europe, and a weak France would open the door to communism in Europe. But for no other reason, this {81} meant a tolerant attitude towards the bloody French policy in Vietnam, one the French insisted was essential to the maintenance of their empire and prosperity, and the political stability of the nation. Washington saw Vietnamese nationalism as a tool of the communists.

In February 1947, Secretary of State George C. Marshall publicly declared he wished ‘a pacific basis of adjustment of the difficulties could be foundÂ',8 but he offered no means towards that end. Given the greater fear of communism, such mild American criticisms of French policy as were made should not obscure the much more significant backing of basic French policy in Washington. By early 1949 Washington had shown its full commitment to the larger assumptions of French policy and goals, and when Bao Dai, the former head of the Japanese puppet regime, signed an agreement with the French in March 1949 to bring Vietnam into the French Union, the State Department welcomed the new arrangement as ‘... the basis for the progressive realization of the legitimate aspirations of the Vietnamese peopleÂ'.9 Such words belied the reality, for the course of affairs in Asia worried Washington anew.

The catalysis for a reconsideration of the significance of Vietnam to the United States was the final victory of the communists in China. In July 1949 the State Department authorized a secret reassessment of American policy in Asia in the light of the defeat of the Kuomintang, and appointed Ambassador-at-Large Philip Jessup chairman of a special committee. On 18 July Dean Acheson sent Jessup a memo defining the limits of the inquiry: ‘You will please take as your assumption that it is a fundamental decision of American policy that the United States does not intend to permit further extension of Communist domination on the continent of Asia or in the southeast Asia area... Â'10 At the end of 1949 the State Department was still convinced the future of world power remained in Europe, but, as was soon to become evident, this involved the necessity of French victory in Vietnam. {82}

Most significant about the Jessup CommitteeÂ's views was the belief that, as a State Department official put it, ‘In respect to south-east Asia we are on the fringes of crisisÂ', one that, he added, might involve all of Asia following China.11 It appears to have been the consensus that Bao Dai, despite American wishes for his success, had only the slimmest chance for creating an effective alternative to Ho in Vietnam. The Committee compared French prospects to those of Chiang Kai-shek two years earlier, and since they acknowledged that the Viet Minh captured most of their arms from the French, the likelihood of stemming the tide seemed dismal.

There were two dimensions to the Vietnam problem from the United StatesÂ' viewpoint at the end of 1949. First, it was determined to stop the sweep of revolution in Asia along the fringes of China, and by that time Vietnam was the most likely outlet for any United States action. Second, it was believed that small colonial wars were draining France, and therefore Europe, of its power. Yet a Western victory had to terminate these struggles in order to fortify Europe, the central arena of the Cold War. ‘I found all the French troops of any quality were out in Indochina,Â' Marshall complained to the Jessup Committee, .... and the one place they were not was in Western Europe. So it left us in an extraordinarily weak position there. ...Â'12 Massive American intervention in Vietnam was now inevitable.

1950-53: America escalates the war in Indochina

The significance of the struggle in Vietnam for the United States always remained a global one, and for this reason Vietnam after 1950 became the most sustained and important single issue confronting Washington. The imminent crisis in Asia that the Jessup Committee had predicted was one John Foster Dulles, even then one of the key architects of United States diplomacy, also anticipated. Dulles, however, thought it a mistake to place the main emphasis on American policy in Europe, and he, like everyone else in Washington, was not in the least impressed by the future of {83} the Associated States of Vietnam, Laos and Cambodia which the United States recognized on 7 February 1950, with a flurry of noble references to independence and democracy. A ‘series of disasters can be prevented,Â' Dulles advised in May 1950, ‘if at some doubtful point we quickly take a dramatic and strong stand that shows our confidence and resolution. Probably this series of disasters cannot be prevented in any other way.Â' It would be necessary, he believed, even to ‘risk warÂ'.13

The official position of the Truman Administration at this time was to insist on regarding Vietnam as essentially an extension of a European affair. As Charles E. Bohlen of the State Department explained it in a top-secret briefing in April:

As to Indochina, if the current war there continues for two or three years, we will get very little of sound military development in France. On the other hand, if we can help France to get out of the existing stalemate in Indochina, France can do something effective in Western Europe. The need in Indochina is to develop a local force which can maintain order in the areas theoretically pacified...
It is important, in order to maintain the French effort in Indochina, that any assistance we give be presented as defence of the French Union, as the French soldiers there would have little enthusiasm for sacrificing themselves to fight for a completely free Indochina in which France would have no part.
14
Suffice it to say, the French were hard pressed economically, and they needed United States aid on any terms, and in May 1950 direct United States economic aid was begun to Cambodia, Laos and Vietnam. Immediately after the Korean affair Truman pledged greater support to the French and the Bao Dai regime. 15

During mid-October 1950, shortly after some serious military reverses, Jules Moch, the French Minister of National Defence, arrived in Washington to attempt to obtain even greater United States military aid. By this time, despite earlier reticence, the French had come to realize that the key to their colonial war was in Washington. {84}

The aggregate military aid the United States contributed to the French effort in Vietnam is a difficult matter of book-keeping, but total direct military aid to France in 1950-53 was $2,956 million, plus $684 million in 1954. United States claims suggest that $1.54 billion in aid was given to Indochina before the Geneva Accords, and in fact TrumanÂ's statement in January 1953 that the United States paid for as much as half of the war seems accurate enough, and aid rose every year to 1954.16 The manner in which this aid was disbursed is more significant.

The United States paid but did not appreciate French political direction, though no serious political pressure was put on the French until 1954. Dulles, for one, was aware of Bao DaiÂ's political unreliability and inability to create an alternative to the Viet Minh, and he regretted it. ‘It seems,Â' he wrote a friend in October 1950, ‘as is often the case, it is necessary as a practical matter to choose the lesser of two evils because the theoretically ideal solution is not possible for many reasons - the French policy being only one. As a matter of fact, the French policy has considerably changed for the better.Â'17 It was Dulles, in the middle of 1951, who discovered in Bao DaiÂ's former premier under the Japanese, Ngo Dinh Diem, the political solution for Indochina. At the end of 1950 he was willing to content himself with the belief that the expansion of communism in Asia must be stopped. The French might serve that role, at least for a time.

In developing a rationale for United States aid, three major arguments were advanced, only one of which was later to disappear as a major source of the conduct of United States policy in Vietnam. First of all, the United States wished to bring France back to Europe via victory in Vietnam: ‘The sooner they bring it to a successful conclusion,Â' Henry Cabot Lodge explained in early 1951, ‘the better it would be for NATO because they could move their forces here and increase their building of their army in Europe... Â'18 The French insistence until 1954 on blocking {85} German rearmament and the European Defence Community until they could exist on the continent with military superiority over the Germans, a condition that was impossible until the war in Vietnam ended, gave this even more persuasive consideration special urgency. From this viewpoint, Vietnam was the indirect key to Germany. In the meantime, as Ambassador to France David Bruce explained it, ‘I think it would be a disaster if the French did not continue their effort in Indochina.Â'19

Victory rather than a political settlement was necessary because of the two other basic and more permanent factors guiding United States policy. The United States was always convinced that the ‘dominoÂ' theory would operate should Vietnam remain with the Vietnamese people. ‘There is no question,Â' Bruce told a Senate committee, ‘that if Indochina went, the fall of Burma and the fall of Thailand would be absolutely inevitable. No one can convince me, for what it is worth, that Malaya wouldnÂ't follow shortly thereafter, and India ... would ... also find the Communists making infiltrations. ..Â'20 The political character of the regime in Vietnam was less consequential than the larger United States design for the area, and the seeds of future United States policy were already forecast when Bruce suggested that ‘... the Indochinese - and I am speaking now of the... anti-Communist group - will have to show a far greater ability to live up to the obligations of nationhood before it will be safe to withdraw, whether it be French Union forces or any other foreign forces, from that countryÂ'.21 If the French left, someone would have to replace them.

Should Vietnam, and through it Asia, fall to the Viet Minh, the last major American fear would be realized. ‘[Of] all the prizes Russia could bite off in the east,Â' Bruce also suggested, ‘the possession of Indochina would be the most valuable and in the long run would be the most crucial one from the standpoint of the West in the east. That would be true not because of the flow of rice, rubber, and so forth... but because it is the only place where any war is now being conducted to try to suppress the overtaking of the whole area of south-east Asia by the Communists.Â'22 {86}

Eisenhower and Nixon put this assumption rather differently, with greater emphasis on the value of raw materials, but it has been a constant basis of United States policy in Vietnam since 1951. ‘Why is the United States spending hundreds of millions of dollars supporting the forces of the French Union in the fight against communism?Â' Vice President Richard Nixon asked in December 1953. ‘If Indochina falls, Thailand is put in an almost impossible position. The same is true of Malaya with its rubber and tin. The same is true of Indonesia. If this whole part of south-east Asia goes under Communist domination or Communist influence, Japan, who trades and must trade with this area in order to exist, must inevitably be oriented towards the Communist regime.Â'23

The loss of all Vietnam [Eisenhower wrote in his memoir], together with Laos on the west and Cambodia on the southwest, would have meant the surrender to Communist enslavement of millions. On the material side, it would have spelled the loss of valuable deposits of tin and prodigious supplies of rubber and rice. It would have meant that Thailand, enjoying buffer territory between itself and Red China, would be exposed on its entire eastern border to infiltration or attack. And if Indochina fell, not only Thailand but Burma and Malaya would be threatened, with added risks to East Pakistan and South Asia as well as to all Indonesia.24

Given this larger American conception of the importance of the Vietnam war to its self-interest, which impelled the United States to support it financially, the future of the war no longer depended largely on whether the French would fight or meet the demands of the Vietnamese for independence. Already in early 1952 Secretary of State Dean Acheson told Foreign Minister Anthony Eden, as recorded in the latterÂ's memoir, ‘... of the United StatesÂ' determination to do everything possible to strengthen the French hand in Indochina. On the wider question of the possibility of a Chinese invasion, the United States Government considered that it would be disastrous to the position of the Western powers if south-east Asia were lost without a struggle.Â'25 If Acheson promised prudence {87} by merely greatly increasing arms aid to the French, he also talked of blockading China. The war, even by 1952, was being internationalized with America assuming ever greater initiative for its control. When Eisenhower came to the Presidency in January 1953, Acheson presented Vietnam to him as ‘an urgent matter on which the new administration must be prepared to actÂ'.26 Given DullesÂ's experience and views on the question, AchesonÂ's words were not to be wasted.

By spring 1953 the United States government was fully aware of the largely tangential role of the French in its larger global strategy, and it was widely believed in Congress that if the French pulled out the United States would not permit Vietnam to fall. The United States was increasingly irritated with the French direction of affairs. The economic aid sent to Vietnam resulted merely in the creation of a speculative market for piastres and dollars which helped the local compradors enrich themselves while debilitating the economy. ‘Failure of important elements of the local population to give a full measure of support to the war effort remained one of the chief negative factors,Â' the State Department confided to Eisenhower.27 ‘[It] was almost impossible,Â' Eisenhower later wrote, ‘to make the average Vietnamese peasant realize that the French, under whose rule his people had lived for some eighty years, were really fighting in the cause of freedom, while the Viet Minh, people of their own ethnic origins, were fighting on the side of slavery.Â'28 Bao Dai, whom the United States had always mistrusted, now disturbed the Americans because, Eisenhower recalls, he ‘... chose to spend the bulk of his time in the spas of Europe...Â'29

The French, for their part, were now divided on the proper response the massive American intervention into the war demanded. But during July 1953 Bidault and Dulles conferred and Dulles promised all the French desired, also admonishing them not to seek a negotiated end to the war. In September the United States agreed to give the French a special grant of $385 million to {88} implement the Navarre Plan, a scheme to build French and puppet troops to a level permitting them to destroy the regular Viet Minh forces by the end of 1955. By this time the essential strategy of the war supplanted a strict concern for bringing France back to NATO, and the Americans increasingly determined to make Vietnam a testing ground for a larger global strategy of which the French would be the instrument. Critical to that strategy was military victory.

The difficulty for the United States undertaking was that, as General LeClerc had suggested several years earlier, there was.... no military solution for VietnamÂ'.30 The major foreign policy crisis of late 1953 and early 1954, involving DullesÂ's confusing ‘massive retaliationÂ' speech of 12 January 1954, was the first immediate consequence of the failure of the Navarre Plan and the obvious French march towards defeat. The vital problem for the United States was how it might apply its vast military power in a manner that avoided a land war in the jungles, one which Dulles always opposed in Asia and which the Americans too might lose. At the end of December 1953 Dulles publicly alluded to the possibility that in the event of a Chinese invasion of Vietnam the Americans might respond by attacking China, which several weeks later was expressed again in the ambiguous threat of the American need ‘... to be willing and able to respond vigorously at places and with means of its own choosingÂ'.31 Every critical assumption on which the United States based its foreign and military policy they were now testing in Vietnam.

1954: the Geneva Conference

Given the larger regional, even global, context of the question of Vietnam for the United States, a peaceful settlement would have undermined the vital promise of Washington since 1947 that one could not negotiate with communism but only contain it via military expenditures, bases and power. In February 1954, as Eden records, ‘... our Ambassador was told at the State Department {89} that the United States government was perturbed by the fact that the French were aiming not to win the war, but to get into a position from which they could negotiateÂ'.32 The United States was hostile to any political concessions and to an end to the war. To the French, many of whom still wished to fight, the essential question was whether the United States government would share the burden of combat as well as the expense. The French would make this the test of their ultimate policy.

At the end of March the French sought to obtain some hint of the direction of United States commitments, and posed the hypothetical question of what United States policy would be if the Chinese used their aircraft to attack French positions. Dulles refused to answer the question, but he did state that if the United States entered the war with its own manpower, it would demand a much greater share of the political and executive direction of the future of the area.33

It is probable that the United States government in the weeks before Geneva had yet to define a firm policy for itself save on one issue: the desire not to lose any part of Vietnam by negotiations and to treat the existing military realities of the war as the final determining reality. EdenÂ's memory was correct when he noted that in April the Under Secretary of State, Walter Bedell Smith, informed the British government .... that the United States had carefully studied the partition solution, but had decided that it would only be a temporary palliative and would lead to Communist domination of south-east AsiaÂ'.34

During these tense days words from the United States were extremely belligerent, but it ultimately avoided equivalent actions, and laid the basis for later intervention. On 9 March Dulles excoriated Ho and the Viet Minh and all who ‘... whip up the spirit of nationalism so that it becomes violentÂ'. He again reiterated the critical value of Vietnam as a source of raw materials and its strategic value in the area, and now blamed China for the continuation of the war. After detailing the alleged history of broken Soviet treaties, Dulles made it clear that the United States would go to Geneva so that ‘... any Indochina discussion {90} will serve to bring the Chinese Communists to see the danger of their apparent design for the conquest of south-east Asia, so that they will cease and desistÂ'.35 Vice-President Richard Nixon on 16 April was rather more blunt in a press conference: Geneva would become an instrument of action and not a forum for a settlement. ‘[The] United States must go to Geneva and take a positive stand for united action by the free world. Otherwise it will have to take on the problem alone and try to sell it to others. ... This country is the only nation politically strong enough at home to take a position that will save Asia. ... Negotiations with the Communists to divide the territory would result in Communist domination of a vital new area.Â'36

The fact the United States focused on, Chinese ‘responsibilityÂ' for a war of liberation from the French that began in 1945, years before the Chinese communists were near the south, was not only poor propaganda but totally irrelevant as a basis of military action. There was at this time no effective means for United States entry into the war, and such power as the Americans had would not be useful in what ultimately had to be a land war if they could hope for victory. War hawks aside, the Pentagon maintained a realistic assessment of the problem of joining the war at this time from a weak and fast-crumbling base, and for this reason the United States never implemented the much publicized schemes for entering the war via air power. The United States government was, willy nilly, grasping at a new course, one that had no place for Geneva and its very partial recognition of realities in Vietnam.

On 4 April Eisenhower proposed to Churchill that the three major NATO allies, the Associated States, the ANZUS countries, Thailand and the Philippines form a coalition to take a firm stand on Indochina, by using naval and air power against the Chinese coast and intervening in Vietnam itself. The British were instantly cool to the amorphous notion, and they were to insist that first the diplomats do their best at Geneva to save the French from their disastrous position. Only the idea of a regional military alliance appealed to them.37 Despite much scurrying and bluster, {91} Dulles could not keep the British and French from going to Geneva open to offers, concessions and a détente.

On 7 May, the day before the Geneva Conference turned to the question of Vietnam, Laos and Cambodia, Dien Bien Phu fell to the victorious Vietnamese. Psychologically, though not militarily, the United States saw this as a major defeat in Vietnam. Militarily, about three quarters of Vietnam belonged to the Vietnamese and imminent French defeat promised to liberate the remainder. That same evening Dulles went on the radio to denounce Ho as a ‘Communist ... trained in MoscowÂ' who would ‘deprive Japan of important foreign markets and sources of food and raw materialsÂ'.38 Vietnam, Dulles went on, could not fall ‘into hostile handsÂ', for then ‘the Communists could move into all of south-east AsiaÂ'.39 Nevertheless, ‘The present conditions there do not provide a suitable basis for the United States to participate with its armed forcesÂ', and so the hard-pressed French might wish an armistice. ‘But we would be gravely concerned if an armistice or cease-fire were reached at Geneva which would provide a road to a Communist takeover and further aggression.Â'40

The United States position meant an explicit denial of the logic of the military realities, for negotiations to deprive the Viet Minh of all of their triumphs was, in effect, a request for surrender. Even before the Conference turned to the subject, the United States rejected - on behalf of a larger global view which was to make Vietnam bear the brunt of future interventions - the implications of a negotiated settlement.

The Geneva Agreement

Others have authoritatively documented the United StatesÂ' role during the Geneva Conference discussions of 8 May-21 July - the indecision, vacillation and American refusal to acknowledge the military and political realities of the time. The British, for their part, hoped for partition, the Russians and the Chinese for peace {92} - increasingly at any price - and the Vietnamese for Vietnam and the political rewards of their near-military triumph over a powerful nation. The American position, as the New York Times described it during these weeks, was .... driving the US deeper into diplomatic isolation on south-east Asian questionsÂ', and ‘Though the US opposes ... these agreements, there appears to be little the US can do to stop themÂ' 41

To the Vietnamese delegation led by Pham Van Dong, the question was how to avoid being deprived of the political concomitant of their military triumph, and they were the first to quickly insist on national elections in Vietnam at an early date - elections they were certain to win. As the Conference proceeded, and the Russians and then the Chinese applied pressure for Vietnamese concessions on a wide spectrum of issues - the most important being the provisional zonal demarcation along the 17th parallel - the importance of this election provision became ever greater to the Viet Minh.

To both the Vietnamese and the United States, partition as a permanent solution was out of the question, and Pham Van Dong made it perfectly explicit that zonal regroupments were only a temporary measure to enforce a cease-fire. Had the Viet Minh felt it was to be permanent, they unquestionably would not have agreed to the Agreements. When Mendès-France conceded a specific date for an election, the world correctly interpreted it as a major concession to Vietnamese independence. By the end of June, the Vietnamese were ready to grant much in the hope that an election would be held. During these very same days, Eden finally convinced the United States that a partition of Vietnam was all they might hope for, and on 29 June Eden and Dulles issued a statement which agreed to respect an armistice that ‘does not contain political provisions which would risk loss of the retained area to Communist controlÂ'.42 Since that loss was now inevitable, it ambiguously suggested that the United States might look askance at elections, or the entire Agreement itself. When the time came formally to join the other nations at Geneva in endorsing the Conference resolutions, the United States would not consent to do so. {93}

The final terms of the Agreements are too well known to need more than a resume here. The ‘Agreement on Cessation of HostilitiesÂ' that the French and Vietnamese signed on 20 July explicitly described as ‘provisionalÂ' the demarcation line at the 17th parallel. Until general elections, the Vietnamese and French respectively were to exercise civil authority above and below the demarcation line, and it was France alone that had responsibility for assuring conformity to its terms on a political level. Militarily, an International Control Commission was to enforce the terms. Arms could not be increased beyond existing levels. Article 18 stipulated ‘... the establishment of new military bases is prohibited throughout Vietnam territoryÂ', and Article 19 that ‘the two parties shall ensure that the zones assigned to them do not adhere to any military allianceÂ', which meant that Vietnam could not join the Southeast Asia Treaty Organization the United States was beginning to organize.43 The Final Declaration issued on 21 July ‘takes noteÂ' of these military agreements, and ‘... that the essential purpose of the agreement relating to Vietnam is to settle military questions with a view to ending hostilities and that the military demarcation line is provisional and should not in any way be interpreted as constituting a political or territorial boundaryÂ'.44 Vietnam was one nation in this view, and at no place did the documents refer to ‘NorthÂ' or ‘SouthÂ'. To achieve political unity, ‘... general elections shall be held in July 1956, under the supervision of an international control commissionÂ', and ‘consultations will be held on this subject between the competent representative authorities of the two zones from 20 July 1955 onwardsÂ'. 45

To the United States it was inconceivable that the French and their Vietnamese allies could implement the election proviso without risk of total disaster. It is worth quoting EisenhowerÂ's two references to this assumption in his memoir: ‘It was generally conceded that had an election been held, Ho Chi Minh would have been elected Premier.Â'46 ‘I have never talked or corresponded {94} with a person knowledgeable in Indochinese affairs who did not agree that had elections been held as of the time of the fighting, possibly 80 per cent of the population would have voted for the Communist Ho Chi Minh as their leader rather than Chief of State Bao Dai.Â'47

The United States therefore could not join in voting for the Conference resolution of 21 July, and a careful reading of the two United States statements issued unilaterally the same day indicates it is quite erroneous to suggest that the United States was ready to recognize the outcome of a Conference and negotiated settlement which it had bitterly opposed at every phase. EisenhowerÂ's statement begrudgingly welcomed an end to the fighting, but then made it quite plain that ‘... the United States has not itself been a party to or bound by the decisions taken by the Conference, but it is our hope that it will lead to the establishment of peace consistent with the rights and needs of the countries concerned. The agreement contains features which we do not like, but a great deal depends on how they work in practice.Â'48 The ‘United States will not use force to disturb the settlement We also say that any renewal of Communist aggression would be viewed by us as a matter of grave concern.Â'49 Walter Bedell SmithÂ's formal statement at Geneva made the same points, but explicitly refused to endorse the 13th article of the Agreement requiring consultation by the members of the Conference to consider questions submitted to them by the ICC,‘... to ensure that the agreements on the cessation of hostilities in Cambodia, Laos and Vietnam are respectedÂ'.50

1955-9: the aftermath of Geneva: the US entrenchment

The United States attached such grave reservations because it never had any intention of implementing the Geneva Agreements, and this was clear from all the initial public statements. The Wall {95} Street Journal was entirely correct when on 23 July it reported that ‘the US is in no hurry for elections to unite Vietnam; we fear Red leader Ho Chi Minh would win. So Dulles plans first to make the southern half a showpiece - with American aidÂ'.51

While various United States missions began moving into the area Diem controlled, Dulles addressed himself to the task of creating a SEAT 0 organization which, as Eisenhower informed the Senate, was .... for defence against both open armed attack and internal subversionÂ'.52 To Dulles from this time onwards, the SEATO treaty would cover Vietnam, Cambodia and Laos, even though they failed to sign the Treaty and in fact the Geneva Agreement forbade them to do so. Article IV of the SEATO treaty extended beyond the signatories and threatened intervention by the organization in case of aggression ‘against any State or territoryÂ' in the region, or if there was a threat to the ‘political independence ... of any other State or territoryÂ'.53 Under such an umbrella the United States might rationalize almost any intervention for any reason.

The general pattern of United States economic and material aid to the Diem regime between 1955 and 1959, which was $2.92 billion in that period, indicates the magnitude of the American commitment, $1.71 billion of which was advanced under military programmes, including well over a half billion dollars before the final Geneva-scheduled election date.

That elections would never be held was a foregone conclusion, despite the efforts of the North Vietnamese, who on 1 January 1955 reminded the French of their obligation to see the provision respected. Given the internecine conduct of the local opposition and its own vast strength among the people, the Democratic Republic of Vietnam had every reason to comply with the Geneva provisos on elections. During February 1955 Hanoi proposed establishing normal relations between the two zones preparatory to elections, and Pham Van Dong in April issued a joint statement with Nehru urging elections to reunify the country. By this time {96} Diem was busy repressing and liquidating internal opposition of every political hue, and when it received no positive answer to its 6 June pleas for elections, the DRV again formally reiterated its opposition to the partition of one nation and the need to hold elections on schedule. During June the world turned its attention to DiemÂ's and DullesÂ's response prior to the 20 July deadline for consultations. DiemÂ's response was painfully vague, and the first real statement came from Dulles on 28 June when he stated that neither the United States nor the regime in the south had signed the Agreement at Geneva or was bound to it, a point that Washington often repeated and which was, in the case of the south, patently false. Nevertheless, Dulles admitted that in principle the United States favoured ‘... the unification of countries which have a historic unityÂ', the myth of two Vietnams and two nations not yet being a part of the American case. ‘The Communists have never yet won any free election. I donÂ't think they ever will. Therefore, we are not afraid at all of elections, provided they are held under conditions of genuine freedom which the Geneva armistice agreement calls for.Â'54 But the United States, it was clear from this statement, was not bound to call for the implementation of the agreement via prior consultations which Diem and Washington had refused until that time, nor did Dulles say he would now urge Diem to take such a course.

Diem at the end of April 1955 announced he would hold a national referendum in the south to convoke a new national assembly and on 16 July he categorically rejected truly national elections under the terms of Geneva until ‘.. . proof is ... given that they put the superior interests of the national community above those of CommunismÂ'.55 ‘We certainly agree,Â' Dulles stated shortly thereafter, ‘that conditions are not ripe for free elections.Â'56 The response of the DRV was as it had always been:

Geneva obligated the Conference members to assume responsibility for its implementation including consultations preparatory to actual elections, and in this regard Diem was by no means the responsible party. But the British favoured partition, {97} and the French were not about to thwart the United States government. The fraudulent referendum of 23 October which Diem organized in the south gave Diem ninety-eight per cent of the votes for the Presidency of the new ‘Government of VietnamÂ'. Three days later Washington replied to the news by recognizing the legitimacy of the regime.

In reality, using a regime almost entirely financed with its funds, and incapable of surviving without its aid, the United States partitioned Vietnam.

To the DRV, the United States and the Diem AdministrationÂ's refusal to conform to the Geneva Agreements was a question for the members of the Geneva Conference and the ICC to confront, and while it had often made such demands - during June and again in November 1955, and directly to Diem on 19 July - in September and again on 17 November 1955 Pham and Ho publicly elaborated their ideas on the structure of an election along entirely democratic lines. All citizens above eighteen could vote and all above twenty-one could run for office. They proposed free campaigning in both zones and secret and direct balloting. The ICC could supervise. On 25 February 1956, Ho again reiterated this position.

On 14 February 1956, Pham Van Dong directed a letter to the Geneva co-chairmen pointing to the repression in the south, its de facto involvement in an alliance with the United States, and the French responsibility for rectifying the situation. He now proposed that the Geneva Conference reconvene to settle peacefully the problem of Vietnam. The British refused, and again on 6 April the Diem government announced that ‘it does not consider itself bound by their provisions Â'.57 On 8 May the Geneva co-chairmen sent to the north and south, as well as to the French, a demand to open consultations on elections with a view to unifying the country under the Geneva Agreements. Three days later the DRV expressed readiness to begin direct talks in early June at a time set by the Diem authorities. Diem refused. The DRV continued to demand consultations to organize elections, submitting notes to this effect to the Geneva co-chairmen and the Diem government in June and July 1957, March and December 1958, July 1959 and July 1960, and later, for arms reduction, resumption {98} of trade and other steps necessary to end the artificial partition of Vietnam. These proposals failed, for neither Diem nor the United States could survive their successful implementation.58

WashingtonÂ's policy during this period was clear and publicly stated. On 1 June 1956, after visiting Diem with Dulles the prior March, Walter S. Robertson, Assistant Secretary of State, attacked the Geneva Accords, which ‘... partitioned [Vietnam] by fiat of the great powers against the will of the Vietnamese peopleÂ'. He lauded DiemÂ's rigged ‘free election of last MarchÂ' and stated the American determination ‘to support a friendly non-Communist government in Vietnam and to help it diminish and eventually eradicate Communist subversion and influence.... Our efforts are directed first of all towards helping to sustain the internal security forces consisting of a regular army of about 150,000 men, a mobile civil guard of some 45,000, and local defence units. ... We are also helping to organize, train and equip the Vietnamese police force.Â'59 Such policies were, of course, in violation of the Geneva Agreements forbidding military expansion. The term ‘eradicateÂ' was an apt description of the policy which the United States urged upon the more-than-willing Diem, who persecuted former Viet Minh supporters, dissident religious sects and others. An estimated 40,000 Vietnamese were in jail for political reasons by the end of 1958, almost four times that number by the end of 1961. Such policies were possible because the United States financed over seventy per cent of DiemÂ's budget, and the main United States emphasis was on the use of force and repression. There were an estimated minimum of 16,600 political liquidations between 1955 and 1959, perhaps much higher. Suffice it to say, every objective observer has accepted Life magazineÂ's description in May 1957 as a fair estimate:

Behind a facade of photographs, flags and slogans there is a grim structure of decrees, ‘re-education centresÂ', secret police. Presidential ‘Ordinance No. 6Â' signed and issued by Diem in January 1956 provides that ‘individuals considered dangerous to national defence and common security may be confined on executive orderÂ' in a ‘concentration campÂ'. ... Only known or suspected Communists ... are {99} supposed to be arrested and ‘re-educatedÂ' under these decrees. But many non-Communists have also been detained. ... The whole machinery of security has been used to discourage active opposition of any kind from any source.60

The International Control CommissionÂ's teams complained of these violations in the south, and in the north they claimed that the only significant group to have its civil liberties infringed was the Catholic minority, approximately one tenth of the nation. The cooperation of the DRV with the ICC was a critical index of its intentions, and an example of its naive persistence in the belief Geneva had not in reality deprived it of its hard-fought victory. The vast military build-up in the south made real cooperation with the ICC impossible, and its complaints, especially in regard to the airfields and reprisals against civilians, were very common. In certain cases the Diem regime permitted ICC teams to move in the south, but it imposed time limits, especially after 1959. Although there is no precise way of taking a count of what figures both Diem and the United States were attempting to hide, by July 1958 the DRVÂ's estimate that Diem had 450,000 men under arms was probably correct in light of RobertsonÂ's earlier estimate of United States plans and the $1.7 billion in military expenditures for Diem through 1959.61

Although the large bulk of American aid to Diem went to military purposes, the section devoted to economic ends further routed an entirely dependent regime to the United States. That economic aid was a total disaster, exacerbated a moribund economy, ripped apart the urban society already tottering from the first decade of war, and enriched Diem, his family and clique. Yet certain germane aspects of the condition of the southern economy are essential to understand the next phase of the revolution in Vietnam and further American intervention, a revolution the Americans had frozen for a time but could not stop.

The Viet Minh controlled well over half the land south of the 17th parallel prior to the Geneva Conference, and since 1941 they {100} had managed to introduce far-reaching land reform into an agrarian economy of grossly inequitable holdings. When Diem took over this area, with the advice of United States experts he introduced a ‘land reformÂ' programme which in fact was a regressive ‘modernizationÂ' of the concentrated land control system that had already been wiped out in many regions. Saigon reduced rents by as much as fifty per cent from pre-Viet Minh times, but in fact it represented a reimposition of tolls that had ceased to exist in wide areas. In cases of outright expropriation, landlords received compensation for property that they had already lost. In brief, the Diem regimeÂ's return to power meant a reimposition of a new form of the prewar 1940 land distribution system in which seventy-two per cent of the population owned thirteen per cent of the land and two thirds of the agricultural population consisted of tenants ground down by high rents and exorbitant interest rates. For this reason, it was the landlords rather than the peasantry who supported ‘agrarian reformÂ'.

Various plans for resettling peasants in former Viet Minh strongholds, abortive steps which finally culminated in the strategic hamlet movement of 1962, simply helped to keep the countryside in seething discontent. These agrovilles uprooted traditional villages and became famous as sources of discontent against the regime, one which was ripping apart the existing social structure. In brief, Diem and the United States never established control over the larger part of south Vietnam and the Viet MinhÂ's impregnable peasant base, and given the decentralization and the corruption of DiemÂ's authority, there was no effective basis for their doing so. The repression Diem exercised only rekindled resistance.62

In the cities the dislocations in the urban population, constantly augmented by a flow of Catholic refugees from the north, led to a conservative estimate in 1956 of 413,000 unemployed out of the Saigon population of two million. The $1.2 billion in non-military aid given to the Diem regime during 1955-9 went in large part to pay for its vast import deficit which permitted vast quantities of American-made luxury goods to be brought into the countryÂ's {101} inflationary economy for the use of the new comprador Class and DiemÂ's bureaucracy.

The United States endorsed and encouraged the military buildup and repression, but it did not like the strange mélange of mandarin anti-capitalism and Catholic feudalism which Diem jumbled together in his philosophy of personalism. Diem was a puppet, but a not perfectly tractable one. The United States did not appreciate the high margin of personal graft, nor did it like DiemÂ's hostility towards accelerated economic development, nor his belief in state-owned companies. Ngo Dinh Nhu, his brother, regarded economic aid as a cynical means of dumping American surpluses, and the United States had to fight, though successfully, for the relaxation of restrictions on foreign investments and protection against the threat of nationalization. Ultimately Diem was content to complain and to hoard aid funds for purposes the United States thought dubious.

The US thought of Vietnam as a capitalist state in south-east Asia. This course condemned it to failure, but in April 1959, when Eisenhower publicly discussed Vietnam, ‘... a country divided into two parts, and not two distinct nationsÂ', he stressed VietnamÂ's need to develop economically, and the way ‘... to get the necessary capital is through private investments from the outside and through government loansÂ', the latter, in so far as the United States was concerned, going to local capitalists.63

1959-64: the resistance is rekindled

Every credible historical account of the origins of the armed struggle south of the 17th parallel treats it as if it were on a continuum from the war with the French of 1945-54, and as the effect rather than the cause of the Diem regimeÂ's frightful repression and accumulated internal economic and social problems. The resistance to DiemÂ's officials had begun among the peasantry in a spontaneous manner, by growing numbers of persecuted political figures of every persuasion, augmented by Buddhists and Viet {102} Minh who returned to the villages to escape, and, like every successful guerrilla movement, it was based on the support of the peasantry for its erratic but ultimately irresistible momentum. On 6 May 1959, Diem passed his famous Law 10-59 which applied the sentence of death to anyone committing murder, destroying to any extent houses, farms or buildings of any kind, or means of transport, and a whole list of similar offences. ‘Whoever belongs to an organization designed to help to prepare or perpetrate crimes ... or takes pledges to do so, will be subject to the sentences provided.Â'64

The regime especially persecuted former members of the Viet Minh, but all opposition came under the sweeping authority of DiemÂ's new law, and between 1958 and the end of 1961 the number of political prisoners quadrupled. The resistance that spread did not originate from the north, and former Viet Minh members joined the spontaneous local resistance groups well before the DRV indicated any support for them. Only in 1960 did significant fighting spread throughout the country.

At the end of 1960 the United States claimed to have only 773 troops stationed there. By December 1965 there were at least fourteen major United States airbases in Vietnam, 166,000 troops, and the manpower was to more than double over the following year.65 This build-up violated the Geneva Accords, but that infraction is a fine point in light of the fact that the United States always had utter contempt for that agreement. In reality, the United States was now compelled to save what little it controlled of the south of Vietnam from the inevitable failure of its own policies.

It is largely pointless to deal with the subsequent events in the same detail, for they were merely a logical extension of the global policies of the United States before 1960. One has merely to juxtapose {103} the newspaper accounts in the United States press against the official rationalizations cited in Washington to realize how very distant from the truth Washington was willing to wander to seek justification for a barbaric war against a small nation quite unprecedented in the history of modern times. To understand this war one must always place it in its contextual relationship and recall that the issues in Vietnam were really those of the future of United States power not only in south-east Asia but throughout the entire developing world. In Vietnam the United States government has vainly attempted to make vast power relevant to international social and political realities that had bypassed the functional conservatism of a nation seeking to save an old order with liberal rhetoric and, above all, with every form of military power available in its non-nuclear arsenal.

By 1960 it was apparent that Diem would not survive very long, a point that an abortive palace revolt of his own paratroop battalions emphasized on 11 November. When Kennedy came to office amidst great debates over military credibility and the need to build a limited-war capability, Vietnam inevitably became the central challenge to the intellectual strategists he brought to Washington. In May 1961, Kennedy and Dean Rusk denounced what they called DRV responsibility for the growth of guerrilla activity in the south, a decision Rusk claimed the Communist Party of the DRV made in May 1959 and reaffirmed in September of the following year. This tendentious reasoning, of course, ignored the fact that the prior September, Pham Van Dong had again urged negotiations on the basis of reciprocal concessions in order to achieve unity without recourse to ‘war and forceÂ'.66 By the fall two missions headed by Eugene Staley and the leading limited-war theorist, General Maxwell Taylor, went to Vietnam to study the situation. On 18 October Diem declared a state of emergency, and on 16 November Kennedy pledged a sharp increase in aid to the regime, which newspapers predicted would also involve large United States troop increases. During November the Wall Street Journal, for example, admitted that aid would be going to a regime characterized by ‘corruption and favouritismÂ', and described {104} the ‘authoritarian nature of the countryÂ' which allowed the National Liberation Front, formed at the end of December 1960, to build up a mass base among ‘the farmers who welcome an alternative to corrupt and ineffective appointees of the regimeÂ'.67

The United States government could hardly admit that the problem in southern Vietnam was the peopleÂ's revolt against the corruption of an oppressive regime that survived only with American guns and dollars, and not very well at that, and so it was necessary, while once again violating the Geneva Accords, to build up the myth of intervention from the DRV. At this time, the United States government effected a curious shift in its attitude towards the Geneva Accords, from denouncing or ignoring it to insisting that it bound the other side and, implicitly, that the United States had endorsed it. When asked about how a vast increase in United States military aid affected the agreement, Washington from this time on insisted, in RuskÂ's words, that ‘the primary question about the Geneva Accords is not how those Accords relate to, say, our military assistance programme to south Vietnam. They relate to the specific, persistent, substantial, and openly proclaimed violations of those Accords by the north Vietnamese. ... The first question is, what does the north do about those Accords?Â'68 ‘If the North Vietnamese bring themselves into full compliance with the Geneva Accords,Â' Rusk stated on 8 December as he released the so-called White Paper, ‘there will be no problem on the part of South Vietnam or any one supporting South Vietnam.Â'69 Only the prior month Ho publicly called for the peaceful reunification of the country via the terms of Geneva.70 Not surprisingly, Rusk never referred to the question of elections.

The United States White Paper of December 1961 was inept, and an excellent source of information for disproving nearly all the American claims of the time. It consisted of a melange of data, case histories and quotes from DRV statements, most obviously {105} out of context. As for China or Russia supplying the NLF with arms, the White Paper admitted, ‘The weapons of the VC are largely French- or US-made, or handmade on primitive forges in the jungle.Â'71

Evidence ranged from South Vietnamese interrogation records to reproductions of human anatomy from a Chinese text book to photos of medical equipment made in China and the cover of a private diary. The White Paper exhibited no military equipment and the long extracts from various DRV congresses and publications revealed merely that the DRV was officially committed to ‘... struggle tenaciously for the implementation of the Geneva AgreementsÂ' and ‘peaceful reunification of the fatherlandÂ'.72 The State DepartmentÂ's incompetent case was less consequential than the renewed and frank exposition of the ‘dominoÂ' theory: if all of Vietnam chose the leadership of Ho and his party, the rest of Asia would ‘fallÂ'. Above all, as the American press acknowledged, if the United States did not intervene the shabby Diem regime would collapse without anything acceptable replacing it.Â'73

During early 1962 the United States announced and began the Staley Plan - Operation Sunrise - for razing existing villages and regrouping entire populations against their will, and in February created a formal command in Vietnam. Officially, to meet ICC complaints, the United States reported 685 American soldiers were in Vietnam, but in fact reporters described the truth more accurately, and Washington intensified a long pattern of official deception of the American public. Yet the United States position was unenviable, for on 27 February DiemÂ's own planes bombed his palace. This phase of the story need not be surveyed here - more pliable and equally corrupt men were to replace Diem. One American officer in April 1962 reported of growing NLF power, ‘When I arrived last September, the Viet Cong were rarely encountered in groups exceeding four or five. Now they are frequently met in bands of forty to sixty.Â'74

On 1 March, while alleging DRV responsibility for the war, {106} Rusk declared it ‘all in gross violation of the Geneva AccordsÂ'. The problem, he argued over the following years, came from the north. As for the DRVÂ's appeal that the Geneva Conference be reconvened, he suggested, ‘There is no problem in South Vietnam if the other side would stay its hand.... I donÂ't at the moment envisage any particular form of discussion... Â'75 No later than March, American forces in Vietnam were actively locked in combat.

Despite propaganda of the lowest calibre which the State Department and White House issued, more authoritative statements from various government agencies indicated reluctance to base planning on the fiction that the DRV started the war in Vietnam. The Senate Committee on Foreign Relations report of January 1963 admitted that the NLF ‘is equipped largely with primitive, antiquated, and captured weaponsÂ'.76 Despite the weakness of the NLF in this regard against a regular army of well over 150,000, plus police, etc., ‘by 1961 it was apparent that the prospects for a total collapse in South Vietnam had begun to come dangerously closeÂ'.77 American intervention had stayed that event. Speaking to the Senate Armed Services Committee in early March, General David Shoup, Commandant of the Marine Corps, freely admitted there was no correlation between the size of the NLF and the alleged infiltrators from the north: ‘I donÂ't agree that they come in there in the numbers that are down there....Â'78

Not until July 1963 did the United States publicly and unequivocally claim that, for the first time, it had captured NLF arms manufactured in Communist countries after 1954.

By the summer of 1963 it was obvious that the American government and its ally Diem were headed towards military defeat in Vietnam and new and unprecedented political resistance at home. DiemÂ's oppression of all political elements, his active persecution of the Buddhists, the failure of the strategic hamlet programme, the utter incompetence of his drafted troops against {107} far weaker NLF forces, the American press described in detail. At the beginning of September Washington was apparently bent on pressuring Diem but preserving him against mounting Buddhist protests, but as Kennedy admitted on 9 September as audible stirrings from senators were heard for the first time, ‘What I am concerned about is that Americans will get impatient and say, because they donÂ't like events in south-east Asia or they donÂ't like the government in Saigon, that we should withdraw.Â'79 Quite simply, he stated four days later, ‘If it helps to win the war, we support it. What interferes with the war effort we oppose.Â'80 The Americans would not sink with Diem.

On 21 October, after some weeks of similar actions on forms of economic aid, the United States Embassy in Saigon announced that it would terminate the pay for DiemÂ's own special political army unless they went into the field. On 30 October this private guard was sent out of Saigon. The next day a military coup brought DiemÂ's long rule to an end.81

The United States recognized the new Minh coup on 4 November, amid disturbing reports of continued squabbling within its ranks. On the 8th Rusk confirmed that the mood in Washington was now tending towards winning military victory by rejecting a neutralist solution for Vietnam south of the 17th parallel, linking it to ‘far-reaching changes in North VietnamÂ', again insisting that the north was responsible for aggression. ‘The other side was fully committed - fully committed in the original Geneva settlement of 1954 to the arrangements which provided for South Vietnam as an independent entity, and we see no reason to modify those in the direction of a larger influence of North Vietnam or Hanoi in South Vietnam.Â'82 The creation of this deliberate fiction of two Vietnams - North and South - as being the result of the Geneva Accords now indicated that the United States government would seek military victory. {108}

The new regimes were as unsatisfactory as the old one, and by mid-December the American press reported dissatisfaction in Washington over the dismal drift of the war. In his important dispatches in the New York Times at the end of 1963, David Halberstam described the failure of the strategic hamlet programme, the corruption of Diem, the paralysis of Minh in these terms:

The outlook is that the situation will deteriorate unless the Government can wrest the initiative from the guerrillas. Unless it can, there appear to be only two likely alternatives. One is a neutralist settlement. The other is the use of United States combat troops to prop up the Government.83
The drift towards a neutralist solution at the beginning of 1964 was so great that Washington sought to nip it in the bud. In his New YearÂ's Message to the Minh regime, President Johnson made it clear that ‘neutralization of South Vietnam would only be another name for a Communist takeover. Peace will return to your country just as soon as the authorities in Hanoi cease and desist from their terrorist aggressionÂ'.84 Peace would be acceptable to the Americans after total victory. To alter their losing course, they would escalate.

At the end of January, as the Khanh coup took over, one of the new rulerÂ's grievances against his former allies was that some had surreptitiously used the French government to seek a neutral political solution. During February, the New York Times reported that Washington was planning an attack on the north, with divided counsels on its extent or even its relevance to internal political-economic problems. The United States preferred air bombing and/or a blockade, because as Hanson Baldwin wrote on 6 March, ‘The waging of guerrilla war by the South Vietnamese in North Vietnam has, in fact, been tried on a small scale, but so far it has been completely ineffective.Â'85

On 15 March Johnson again endorsed the ‘dominoÂ' theory and {109} avowed his resolution not to tolerate defeat. On 26 March McNamara in a major address stressed the ‘great strategic significanceÂ' of the issue, and Vietnam as ‘... a major test case of communismÂ's new strategyÂ' of local revolution, one that might extend to all the world unless foiled in Vietnam. Behind the DRV, the Secretary of Defense alleged, stood China. The Americans rejected neutralism for Vietnam, reaffirmed aid to the Khanh regime, and darkly hinted at escalation towards the north.86 During these same days, for the first time in two decades key members of the Senate voiced significant opposition to a major foreign policy. It had become a tradition in the Cold War for Presidents to marshal support from Congress by creating crises, thereby defining the tone of American foreign policy via a sequence of sudden challenges which, at least to some, vindicated their diabolical explanations. A ‘crisisÂ' was in the making.

All of the dangers of the Vietnamese internal situation persisted throughout spring 1964. On 24 July the New York Times reported that Khanh was exerting tremendous pressures on the United States to take the war to the north, even by ‘liberatingÂ' it. During these same days both the French, Soviet and NLF leaders joined U Thant in a new diplomatic drive to seek an end to the war by negotiations. Washington, for its part, resisted these pacific solutions.

On 4 August Johnson announced that North Vietnamese torpedo boats had wantonly attacked the US destroyer Maddox in the Bay of Tonkin and in international waters, and as a result of repeated skirmishes since the 2nd he had ordered the bombardment of North Vietnamese installations supporting the boats. The following day he asked Congress to pass a resolution authorizing him to take all action necessary ‘to protect our Armed ForcesÂ'.87 It was maudlin, fictional and successful.

It was known - and immediately documented in Le Monde - that the United States had been sending espionage missions to the north since 1957 - as Baldwin had implied the prior February - and that on 30 July South Vietnamese and United States ships had raided and bombarded DRV islands. It was too far-fetched that {110} DRV torpedo boats would have searched out on the high seas the ships of the most powerful fleet in the world, without scoring any hits which the United States might show the sceptical world. On 5 August the press asked McNamara for his explanation of the events. ‘I canÂ't explain them. They were unprovoked ... our vessels were clearly in international waters ... roughly 60 miles off the North Vietnamese coast.Â' When asked whether reports of South Vietnamese attacks in the area during the prior days were relevant, McNamara demurred: ‘No, to the best of my knowledge, there were no operations during the period ....Â'88 In testimony before the Senate during the same days it emerged that United States warships were not sixty miles but three to eleven miles off DRV territory, even though, like many states, the DRV claimed a twelve-mile territorial limit. Over subsequent days more and more information leaked out so that the essential points of the DRV case were confirmed, the long history of raids on the north revealed. By the end of September the entire fantasy was so implausible that the New York Times reported that the Defense Department was sending a team to Vietnam to deal with what were euphemistically described as ‘contradictory reportsÂ'. They did not subsequently provide further details, for ‘contributing to the Defense DepartmentÂ's reticence was the secret mission of the two destroyersÂ', a mission the New York Times described as espionage of various sorts.89

The United States escalated in the hope that it could mobilize a Congress at home and sustain the Khanh regime in Vietnam, which nevertheless fell the following month. During these days the United States government admitted that the war was now grinding to a total halt as the Vietnamese politicians in the south devoted all their energy to Byzantine intrigues. With or without war against the DRV, the United States was even further from victory. In assessing the condition in the south a year after the downfall of Diem, the New York Times reported from Saigon that three years after the massive increase of the American commitment, and a {111} year after DiemÂ's demise, ‘the weakness of the Government [has] ... once again brought the country to the brink of collapse.

... Once again many American and Vietnamese officials are thinking of new, enlarged commitments - this time to carry the conflict beyond the frontier of South VietnamÂ'.90

The bombing of the DRV

On 20 December 1964, there was yet another coup in Saigon, and during the subsequent weeks the difficulties for the United States resulting from the court manoeuvres among generals who refused to fight were compounded by the growing militancy of the Buddhist forces. By January of 1965 the desertion rate within the South Vietnamese army reached thirty per cent among draftees within six weeks of induction, and a very large proportion of the remainder would not fight. It was perfectly apparent that if anyone was to continue the war the United States would have to supply not only money, arms, and 23,000 supporting troops as of the end of 1964, but fight the entire war itself. During January, as well, a Soviet-led effort to end the war through negotiations was gathering momentum, and at the beginning of February Soviet Premier Kosygin, amidst American press reports that Washington in its pessimism was planning decisive new military moves, arrived in Hanoi.

On the morning of 7 February, while Kosygin was in Hanoi, American aircraft bombed the DRV, allegedly in response to a NLF mortar attack on the Pleiku base in the south which cost eight American lives. There was nothing unusual in the NLF attack, and every serious observer immediately rejected the official United States explanation, for the government refused to state that the DRV ordered the Pleiku action, but only claimed the DRV was generally responsible for the war. The United States attack had been prepared in advance, Arthur Krock revealed on 10 February, and the New York Times reported that Washington had told several governments of the planned escalation before the 7th. The action was political, not military in purpose, a response to growing {112} dissatisfaction at home and pressures abroad. It was already known that de Gaulle was contemplating a move to reconvene the Geneva Conference - which he attempted on the 10th, after DRV urgings - and during the subsequent weeks, as the United States threatened additional air strikes against the DRV, both Kosygin and U Thant vainly attempted to drag the United States government to the peace table. In response, the Americans now prepared for vast new troop commitments.91

On 26 February, the day before the State Department released its second White Paper, Rusk indicated willingness to consider negotiations only if the DRV agreed to stop the war in the south for which he held it responsible. Hence there was no possibility of negotiating on premises which so cynically distorted the facts, and which even Washington understood to be false. ‘[They] doubt that Hanoi would be able to call off the guerrilla war,Â' the New York Times reported of dominant opinion in Washington barely a week before the Rusk statement.92 The DRV could not negotiate a war it did not start nor was in a position to end. The United States determined to intervene to save a condition in the south on the verge of utter collapse.

In its own perverse manner, the new White Paper made precisely these points. It ascribed the origins of the war, the ‘hard coreÂ' of the NLF, ‘manyÂ' of the weapons to the DRV. The actual evidence the Paper gave showed that 179 weapons, or less than three per cent of the total captured from the NLF in three years, were not definitely French, American or homemade in origin and modification. Of the small number of actual case studies of captured NLF members offered, the large majority were born south of the 17th parallel and had gone to the north after Geneva, a point that was readily admitted, and which disproved even a case based on the fiction - by now a permanent American premise - that Vietnam was two countries and that those north of an arbitrarily imposed line had no right to define the destiny of one nation.93 The tendentious case only proved total American {113} responsibility for the vast new increase in the aggression. Despite the growing pressure for negotiations from many sources, and because of them, by March the United States decided to implement the so-called ‘McNamara-Bundy PlanÂ' to bring about an ‘honourableÂ' peace by increasing the war. On 2 March air strikes against the DRV were initiated once more, but this time they were sustained down to this very day. There were incredulously received rumours of vast increases in troop commitments to as high as 350,000. Washington made an accurate assessment in March 1965 when it realized it could not expect to save Vietnam for its sphere of influence, and that peace was incompatible with its larger global objectives of stopping guerrilla and revolutionary upheavals everywhere in the world. Both McNamara and Taylor during March harked back to the constant theme that the United States was fighting in Vietnam ‘to halt Communist expansion in AsiaÂ'.94 Peace would come, Johnson stated on 13 March, when ‘Hanoi is prepared or willing or ready to stop doing what it is doing to its neighboursÂ'.95 Twelve days later the President expressed willingness to grant a vast development plan to the region - which soon turned out to be Eugene BlackÂ's formula for increasingly specialized raw-materials output for the use of the industrialized world - should the Vietnamese be ready to accept the fiction of DRV responsibility for the war.

It made no difference to the United States government that on 22 March the NLF, and on 8 April the DRV, again called for negotiations on terms which in fact were within the spirit of the Geneva Accords the United States had always rejected. It was less consequential that on 6 April the official Japanese Matsumoto Mission mustered sufficient courage to reject formally the thesis of DRV responsibility for the war in the south and its ability, therefore, to stop the Vietnamese there from resisting the United States and its intriguing puppets. More significant was the fact that, as it announced 2 April, the Administration had finally decided to send as many as 350,000 troops to Vietnam to attain for the United States what the armies of Diem, Khanh, and others could not - victory. The official position called for ‘peaceÂ', but in his famous Johns Hopkins speech on 7 April Johnson made it {114} clear that ‘we will not withdraw, either openly or under the cloak of a meaningless agreementÂ'. Though he agreed to ‘unconditional discussionsÂ', he made it explicit that these would exclude the NLF and would be with an end to securing ‘an independent South VietnamÂ', which is to say permanent partition and a violation of the Geneva Accords.96 From this time onwards the United States persisted in distorting the negotiating position of the DRVÂ's four-point declaration and effectively ignored the demand of the NLF for ‘an independent state, democratic, peaceful and neutralÂ'. It refused, and has to this day, a voice for the NLF in any negotiations, and insisted that the NLF and DRV had attached certain preconditions to negotiations which in fact did not exist and which on 3 August the NLF again attempted to clarify - to no avail.

Experience over subsequent years has shown again and again that the words ‘peaceÂ' and ‘negotiationsÂ' from official United States sources were from 1964 onwards always preludes to new and more intensive military escalation.97

To the United States government the point of Vietnam is not peace but victory, not just in Vietnam but for a global strategy which it has expressed first of all in Vietnam but at various times on every other continent as well. JohnsonÂ's own words in July 1965 stressed this global perspective while attributing the origins of the war to the DRV and, ultimately, China.

Its goal is to conquer the south, to defeat American power and to extend the Asiatic dominion of Communism.

And there are great stakes in the balance...

Our power, therefore, is a very vital shield. If we are driven from the field in Vietnam, then no nation can ever again have the same confidence in American promise or American protection. ... We did not choose to be the guardians at the gate, but there is no one else.98

One does not have to approve of this vision to accept it as an accurate explanation of why the United States government is willing to violate every norm of civilized behaviour to sustain the successive corrupt puppet governments in the south. But any {115} careful reading of the declarations of Rusk and McNamara in the months preceding and following this statement reveals that it was not the Geneva Accords but rather SEATO and, more critically, the survival of United States power in a world it can less and less control that has defined the basis of United States policy in Vietnam. This official policy, as Rusk expounded it again in March 1966, is that Vietnam is ‘the testing groundÂ' for wars of liberation that, if successful in one place, can spread throughout the world.99 When, as in January 1966, Under Secretary of State George Ball explained that Vietnam ‘is part of a continuing struggle to prevent the communists from upsetting the fragile balance of power through force or the threat of forceÂ', in effect he meant the ability of the United States to contain revolutionary nationalist movements, communist and noncommunist alike, unwilling to accept United States hegemony and dedicated to writing their own history for their own people.100

*

Any objective and carefully prepared account of the history of Vietnam must conclude with the fact that the United States must bear the responsibility for the torture of an entire nation since the end of the Second World War. The return of France to Vietnam, and its ability to fight for the restoration of a colony, was due to critical political decisions made in Washington in 1945, and the later repression depended on financial and military aid given to France by the United States. First as a passive senior partner, and then as the primary party, the United States made Vietnam an international arena for the Cold War, and it is a serious error to regard the war in Vietnam as a civil conflict, or even secondarily as a by-product of one for in that form it would hardly have lasted very long against a national and radical movement that the vast majority of the Vietnamese people always have sustained.

The United States government responded to its chronic inability to find a viable internal alternative to the Viet Minh and the NLF by escalating the war against virtually the entire nation. To escape certain defeat time and time again, it violated formal {116} and customary international law by increasing the scale of military activity. The United States met each overture to negotiate, whether it came from the Vietnamese, the French or the Russians, by accelerated warfare in the hope of attaining its unique ends through military means rather than diplomacy.

Ultimately, the United States has fought in Vietnam with increasing intensity to extend its hegemony over the world community and to stop every form of revolutionary movement which refuses to accept the predominant role of the United States in the direction of the affairs of its nation or region. Repeatedly defeated in Vietnam in the attainment of its impossible objective, the United States government, having alienated most of its European allies and a growing sector of its own nation, is attempting to prove to itself and the world that it remains indeed strong enough to define the course of global politics despite the opposition of a small poor nation of peasants. On the outcome of this epic contest rests the future of peace and social progress in the world for the remainder of the twentieth century, not just for those who struggle to overcome the legacy of colonialism and oppression to build new lives, but for the people of the United States themselves.

Notes

  1. Department of State, Foreign Relations of the United States: The Conference of Berlin (Washington, 1969), I, p.920.Back
  2. Charles de Gaulle, Memoirs de Guerre: Le Salut, 1944-6 (Paris, 1964), pp. 467-8. See also Marcel Vigneras, Rearming the French (Washington, 1957), p. 398.Back
  3. General G. Sabathier, Le Destin de LÂ'Indochine (Paris, 1952), pp. 336-8. During October 1945 Major Patti of the OSS approached DRV officials with the offer to trade aid in building an infrastructure for certain economic rights for American interests. The offer was declined, but it is most questionable if Patti spoke with official authority or whether this was a means for obtaining information.Back
  4. General Philip Gallagher to General R. B. McClure, 20 September 1945 (Department of State Report, Gallagher Papers).Back
  5. Department of State, Research and Intelligence Service, Biographical Information on Prominent Nationalist Leaders in French Indochina, 25 October 1945.Back
  6. UK Documents Relating to British Involvement in the Indo-China Conflict, 1945-65, Cmd 2834 (London, 1965), p.50. See also F. S. V. Donnison, British Military Administration in the Far East 1943-6 (London, 1956), pp. 404-8.Back
  7. Department of State Report, Gallagher Papers, p.10.Back
  8. New York Times, 8 February 1947. See also Bernard Fall, Two Viet Nams (New York, 1963), pp. 75-6.Back
  9. William C. Bullitt, ‘The Saddest WarÂ', Life, 29 December 1947, p.69.Back
  10. US Senate, Committee on Foreign Relations, Hearings: Nomination of Philip C. Jessup (Washington, 1951), p. 603.Back
  11. Department of State, Conference on Problems of United States Policy in China, 6-8 October 1949, p.207; see also pp. 99 ff.Back
  12. ibid., pp. 222-5.Back
  13. ibid., p.405.Back
  14. ‘Statement of Charles E. Bohlen Before the Voorkeers Group, 3 April 1950Â', Joseph Dodge Papers, Detroit Public Library.Back
  15. Ellen J. Hammer, The Struggle for Indochina (Oxford University Press, 1954), pp. 270-72.Back
  16. US Senate, Committee on Foreign Relations, 14 January 1965 (Washington, 1965), p. 137; US AID, Obligation and Loan Authorization (Washington, 1962), p.12; Harry S. Truman, Memoirs New English Library, 1965), II, p.519.Back
  17. Dulles to Frank C. Laubach, 31 October 1950, Dulles Papers.Back
  18. US Senate, Committee on Foreign Relations, Hearings (Washington, 1951), p.207.Back
  19. ibid.Back
  20. ibid., p.208.Back
  21. ibid.Back
  22. ibid., p.211.Back
  23. Allan B. Cole (ed.), Conflict in Indo-China and International Repercussions: A Documentary History, 1945-55 (Ithaca, 1956), p.171.Back
  24. Dwight D. Eisenhower, Mandate for Change (Heinemann, 1963), p. 333.Back
  25. Anthony Eden, Full Circle (London, 1960), p.92.Back
  26. Truman, op cit., II, p.519.Back
  27. Eisenhower, op. cit., p.168.Back
  28. ibid., p.337.Back
  29. ibid., p.338.Back
  30. Quoted in Alexander Werth, ‘Showdown in Viet NamÂ', New Statesman, 8 April 1950,p.397.Back
  31. Department of State Press Release, No. 8, p.4. {89}Back
  32. Eden, op. cit., p.100.Back
  33. Eisenhower, op. cit., p.345.Back
  34. Eden, op. cit., p. 102.Back
  35. Department of State, American Foreign Policy, 1950-55 (Washington, 1957), II, pp. 2374 ff.Back
  36. Cole, op. cit.; p.174.Back
  37. UK Documents Relating to British Involvement, pp. 66-7.Back
  38. American Foreign Policy, II, p.2385.Back
  39. ibid., p. 2386.Back
  40. ibid., pp. 2389-90.Back
  41. New York Times, 27 June 1954.Back
  42. Eden, op. cit., p. 149.Back
  43. US Senate, Committee on Foreign Relations, Background Information, p. 35, pp. 28-42.Back
  44. ibid., pp. 58-9.Back
  45. Eisenhower, op. cit., pp. 337-8.Back
  46. loc. cit.Back
  47. ibid., p.372.Back
  48. Background Information, p.60.Back
  49. ibid.Back
  50. ibid., pp. 60-61.Back
  51. Wall Street Journal, 23 July 1954.Back
  52. US Senate, Committee on Foreign Relations, Hearings (Washington, 1954),p.1.Back
  53. Background Information, p.63.Back
  54. American Foreign Policy, II, p. 2404.Back
  55. Cole, op. cit., pp. 226-7.Back
  56. Quoted in F. B. Weinstein, VietnamÂ's Unheld Election (Ithaca, 1966), p.33.Back
  57. UK Documents Relating to British Involvement, p.95.Back
  58. Weinstein, op. cit., p.53.Back
  59. American Foreign Policy: Current Documents (Washington, 1959). p.861.Back
  60. Quoted in Robert Scheer, How the United States Got Involved in Vietnam (Santa Barbara, 1965), p.40. See also Nguyen Kien, Le Sud-Vietnam Depuis Dien Bien Phu (Paris, 1963), p.109; Jean Lacouture, Le Vietnam Entre Deux Paix (Paris, 1965), p.46.Back
  61. DRV, Imperial Schemes (Hanoi, 1958), pp. 30 ff.Back
  62. Jean Lacouture and Philippe Devillers, La Fin dÂ'une Guerre: Indochine 1954 (Paris, 1960), pp. 301-2; Kien, op. cit., pp. 122-30; Lê Châu, La Révolution Paysanne du Sud-Vietnam (Paris, 1966), pp. 16-24, 54-79.Back
  63. Background Information, p.75. See also Kien, op. cit., p.131; John D. Montgomery, The Politics of Foreign Aid (Pall Mall, 1963). pp. 67-94; Fall, op. cit., pp. 303-6.Back
  64. Marvin E. Gettleman (ed.), Vietnam: History, Documents and Opinions on a Major World Crisis (New York, 1965; Penguin Books 1966), p.79. See also Fall, op. cit., p.344; Devillers in Gettleman, op. cit., pp. 210 ff.; Lacouture, op. cit., pp. 34 ff.; Z, ‘The War in VietnamÂ', pp. 216; James Alexander, ‘Deadlock in VietnamÂ', Progressive, September 1962, pp. 20-24; and especially George McT. Kahin and John W. Lewis, The United States in Vietnam (New York, 1967), Chapter V.Back
  65. Background Information, p.137; New York Times, 1 December 1965; New York Herald Tribune, 17 October 1966.Back
  66. DRV, Ministry of Foreign Affairs, Memorandum (Hanoi, 1962), p.33; see also Background Information, pp. 76-8.Back
  67. Wall Street Journal, 8 November 1961.Back
  68. Background In formation, p.81; New York Times, 13 December 1961.Back
  69. Background In formation, p. 83.Back
  70. Lacouture, op. cit., pp. 56-7.Back
  71. Department of State, A Threat to the Peace: North Viet-NamÂ's Effort to Conquer South Viet-Nam (Washington, 1961), I, p.9.Back
  72. ibid., II, p.5.Back
  73. ibid., I, p.52; New York Times, 27 November 1961.Back
  74. New York Times, 19 April 1962.Back
  75. Background Information, pp. 88-9.Back
  76. US Senate, Committee on Foreign Relations, Viet Nam and Southeast Asia (Washington, 1963), p.5.Back
  77. ibid.Back
  78. US Senate, Committee on Armed Services, Hearings: Military Procurement Authorization, 1964 (Washington, 1963), p.707.Back
  79. Background Information, p.101; New York Times, 27 April, 23 July, 9, 21 September 1963.Back
  80. New York Times, 13 September 1963.Back
  81. Franz Schurmann et al., The Politics of Escalation in Vietnam (New York, 1966), pp. 23-5; New York Times, 3 October 1963; Background Information, p. 102.Back
  82. New York Times, 9 November 1963.Back
  83. ibid., 23 December 1963; 29 November, 10, 14, 15, 20 December 1963.Back
  84. Background Information, pp. 106-7.Back
  85. New York Times, 6 March 1964; 23 February 1964; Schurmann et al., op. cit., pp. 27-34.Back
  86. Background Information, pp. 111-17.Back
  87. ibid., p. 124.Back
  88. New York Times, 6 August 1964; Le Monde, 6-12 August 1964.Back
  89. New York Times, 11, 14 August, 25 September 1964; Schurmann et al., op. cit., pp. 35-43; DRV, Ministry of Foreign Affairs, Memorandum, August 1964 (Hanoi, 1964); US Senate, Committee on Foreign Relations, Hearings: The Gulf of Tonkin (Washington, 1968).Back
  90. New York Times, 2 November 1964; 25, 27, 28 August, 4 September 1964.Back
  91. ibid., 19 January, 3, 8, 10, 12, 13 February 1965; Schurmann et al., op. cit., pp. 44-61.Back
  92. New York Times, 18 February 1965; 26 February 1965.Back
  93. Text in Gettleman, op. cit., pp. 284-316; answer by I. F. Stone, ibid., pp. 317-23.Back
  94. New York Times, 12 March 1965; 1, 3, 28 March 1965.Back
  95. ibid., 8 April 1965.Back
  96. ibid., 8 April 1965; 26 March, 3,7 April 1965.Back
  97. Schurmann et al., op. cit.Back
  98. New York Times, 29 July 1965.Back
  99. Department of State, The Heart of the Problem ... (Washington, 1966), pp. 12-13; Why Vietnam? (Washington, 1965), pp. 9ff.Back
  100. George W. Ball, The Issue in Viet-Nam (Washington, 1966), p 18.Back