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Outline of the General Introductory Report

After a brief introduction recalling the origins, the composition, the competence and the procedures of the Tribunal, the report contains two parts:

  1. The rules of law which apply.
  2. The crimes charged.

Part 1: The rules of law which apply

Crimes against the peace and wars of aggression

  1. Definition: Crimes against the peace are thus defined by article 6 of the Nuremberg statutes: "planning, preparation, initiation or waging of a war of aggression, or a war in violation of international
    treaties, agreements or assurances, or participation in a common plan or conspiracy for the accomplishment of any of the foregoing".
  2. The illegality of recourse to war in international relations has been stated in numerous texts, of which the most important is the Paris Pact of 27 August 1928 (the Briand-Kellogg Pact), bearing the signature of the President of the United States of America. This is the text which was invoked at the greatest length by the Nuremberg judgements condemning the wars of aggression charged to Germany.
  3. Other international texts condemning recourse to war and bearing the signature of the United States of America will also be cited.
  4. Recourse to war is also unlawful according to the terms of article 2, paragraphs 3 and 4, of the United Nations Charter.
  5. But recourse to war is not only an unlawful act; it is also a criminal act. The discussion which arose at Nuremberg on this {68} point no longer presents any more than a theoretical character, the Nuremberg verdict and the United Nations resolution of 11 December 1946 having hallowed, in positive international law, the criminal character of recourse to war.
  6. Independently of the violation of the fundamental international rule condemning recourse to war in international relations, a war can furthermore constitute a more precise violation of the specific obligations resulting from such and such a treaty. it is in this sense that the Nuremberg judgement enumerated twenty-six agreements violated by Germany.
  7. It should be emphasized that since Nuremberg the notion of war of aggression has undergone a certain evolution. The United Nations Charter mentions in two different paragraphs the necessity to have recourse to peaceful means in order to resolve international disputes on the one hand, and the use of force against the territorial integrity or political independence of a State on the other. For its part, the United Nations General Assembly resolution of 14 December 1960 proclaimed the necessity to permit all peoples "to peacefully and freely exercise their rights to complete independence and integrity of their national territory". Therefore it seems that a difference must henceforth be made between a war waged in order to resolve an international dispute, and a war waged in order to attack the national existence of a state. In the latter case, one is certainly confronted with an international crime of greater seriousness, and one can even wonder if it is not a question of a crime of aggression ofa particular nature, distinct from the crimes of aggression previously described.

War crimes

  1. War crimes are thus defined by the Nuremberg statutes: violations of the laws and customs of war. Such violations shall include, but not be limited to, murder, ill-treatment or deportation to slave
    labour or for any other purpose of civilian population of or in occupied territory, murder or ill-treatment of prisoners of war or persons on the seas, killing
    hostages, plunder of public or private property, wanton destruction of cities, towns or villages, or devastation not justified by military
    necessity.Â’
  2. The fundamental text concerning the rights and practices of {69} war is constituted by the fourth Convention of The Hague of 18
    October 1907, and the ruling which is annexed to it. Article 25 of said ruling hallowed the fundamental principle of positive international law according to
    which ‘belligerents do not have an unlimited right concerning the choice of means of doing harm to the enemy’. Other articles decree the principal
    prohibitions.
  3. Concerning the treatment of prisoners of war, of the wounded and the sick, and the protection of civilians in time of war, the
    basic texts in force are the Geneva Conventions of 1949, which went into effect on 21 October 1950.
  4. As for gases and analogous substances, the basic text is the Geneva Protocol of 1925. This protocol was not ratified by the United States, but it is commonly admitted that its provisions express a
    customary law of universal applicability.
  5. The entirety of the rules, recognized by the United States of America as binding, is contained in an
    official manual ("Department of the Army field manual") entitled The Law of Land Warfare, published by the United States Department of Defense
    in 1956 (reference number: FM 27-10). There is a companion volume of the treaties and Conventions which the American army is required to respect. We shall
    frequently have occasion, in the course of the Tribunal's discussions, to refer to these two documents, which can in no way be contested by the United
    States government.

Crimes against humanity

  1. They are thus defined by the Nuremberg statutes: "murder, extermination, enslavement, deportation, and other inhumane acts committed against any civilian population, before or during the war; or persecutions on political, racial or religious grounds in execution of or in connexion with any crimes within the jurisdiction of the Tribunal, whether or not in violation of the domestic law of the country where perpetrated".
  2. Discussion of crimes against humanity committed outside of a state of war and those which could be committed in the course of war - discussion which was taken up before the Nuremberg Tribunal - is of no interest to the debates which will take place before our Tribunal. {70}
  3. Crimes against humanity are characterized especially by the extent of the affected populations, and by the motives for these crimes.
  4. In certain cases, the same facts can simultaneously constitute a crime against humanity and a war crime.

Genocide

  1. Genocide, as it is denounced by the International Convention of 9 December 1948, consists of the destruction or the persecution of human groups conceived of as national, ethnic,
    racial or religious entities.
  2. The crime can be committed by the following acts: murder of members of the group, serious attack on the physical or
    mental integrity of members of the group, intentional submission of the group to conditions of existence which, by their very nature, will lead to its partial
    or total physical destruction, measures designed to prevent births within the group, and finally, forced transference of children from the group to another
    group.

Part 2. The crimes charged

General comment

The enunciation of the principal crimes condemned under inter national penal law, and with which the United States of America is charged, as this enunciation will be briefly made in this introductory report, can only constitute, at this stage of the debates, a statement of grievances, for which there is not yet any supporting evidence.

Each category of crimes will be dealt with in detailed reports, which will be accompanied, in each case, by supporting evidence.At the end of the discussions, and before the deliberation, a statement will be made, which
will sum up all the facts established in the course of the hearings.{71}

Crimes against the peace and wars of aggression

  1. When the Geneva Accords were signed in 1954, a legal settlement governing Vietnam was created. This legal settlement was accepted by all the interested parties, and by the
    general body of these nations.
  2. By using armed force to modify this legal settlement, the United States has replaced a state of peace with an
    armed conflict. Therefore, it bears the responsibility for the transition from the state of peace to the state of war, and it has consequently committed what
    is considered in international law to be a war of aggression, a crime against the peace.
  3. The nature of the Geneva Accords of July 1954 will be briefly recalled, that is, an agreement on the cessation of hostilities signed by the commander-in-chief of the People's Army of Vietnam and by the
    commander-in-chief of the forces of the French Union, followed by two declarations, the final declaration made by the various participants, and a declaration
    made by the United States representative.
  4. A brief summary will be made of the main provisions of the Geneva Accords, in particular those relating to the independence, the sovereignty and the territorial integrity of Vietnam, and also those stressing the temporary nature of the demarcation line, and the impossibility of its being interpreted as constituting a political and territorial boundary.
    There will also be reference to certain essential provisions of the Geneva Accords, namely the prohibition of any persecution arising from activities which took place during the preceding war, the prohibition on introducing
    new troops, military personnel, weapons and munitions, as well as the installation of military bases.
    Finally, mention will be made of the elections scheduled for July 1956, and the obligation to begin preparing them by undertaking contacts in July 1955.
  5. The foregoing provisions will be compared with the behaviour of the United States of America, and it will be pointed out that, beginning even before 1954, a certain number of actions already testified to the intention of the United States to seize Vietnam. In this connexion will be recalled the conditions under {72} which the United States set up the Diem government in Saigon a few weeks before the Geneva Accords.
    This confrontation will enable us to realize the progressive character of the American aggression, and of the successive violations of the Geneva Accords (persecution of former members of the resistance, refusal to hold the elections scheduled for 1956, introduction on a large scale of weapons and personnel, introduction of paid men).
  6. In the face of this aggression, the struggle of the people of South Vietnam until 1959 assumed the character of a national struggle against foreign intrusion, by taking the form only of a political struggle.
    It is only from 1959 on, and in face of the development of American aggression, that the struggle in the South took the form of an armed conflict, which was led, from 1960 on, by the National Liberation Front of South Vietnam.
  7. Finally, we will deal with the conditions in which American aggression against the Democratic Republic of Vietnam took place, and also with the so-called politics of escalation, underlining the concomitant threat to peace in south-east Asia and throughout the world.
  8. We will stress the weakness of the arguments invoked by the United States in order to justify its activities, particularly as they are presented in the "juridical memorandum on the legality of United States participation in the defence of Vietnam" dated 4 March 1966, presented before the Foreign Relations Committee of the Senate.
  9. The conclusion will be that the United States seems to have committed a crime against the peace, that is to say, it has waged a war of aggression in violation of both general and particular treaties, with the additional factor that, in this case, recourse to force is directed against the territorial integrity and political independence of a state - Vietnam - whose integrity and independence are recognized by the Geneva Accords.
  10. It is not only a question of a war of aggression which, like every war that sets out to settle an international dispute by force, is unlawful and criminal, but also a war of aggression conducted against the right to live of the Vietnamese people.
  11. The Nuremberg judgement rightly declared that a war of {73} aggression is the supreme international crime, since it contains within it all the other crimes. It is this crime that has been committed by the United States in Vietnam, but we Will see that it has been accompanied by numerous other crimes.

War crimes properly so called

  1. In this introductory report, we do not set out to recall in detail all the war crimes imputed to the American armed forces
    in the execution of its military operations.
  2. Massive, systematic and intentional bombing of the civilian population and of civilian objectives
    (hospitals, schools, churches, pagodas, etc ...). All information will be brought before the Tribunal dealing with the extraordinary extent of these bombings -
    which are regularly preceded by reconnaissance flights - and also with the quantity, nature and diversity of the devices employed. Among the witnesses who will
    give evidence on this question will be, in first place, the members of the investigating commissions who went to North Vietnam on behalf of the
    Tribunal.
  3. Policy of destruction, persecution and massacre in South Vietnam, in contempt of international rules on the treatment of civilian
    populations in occupied territories.
  4. Murders. tortures or harmful treatment inflicted upon prisoners of war in contempt of the provisions of the
    International Conventions of Geneva of 1949.(e) Besides the use of certain weapons or devices in unlawful conditions allowing the commission of the
    above-mentioned crimes, the use of new weapons of a patently "anti-personnel" nature, directed against civilian populations. In this regard, very
    special attention will be given to the so-called fragmentation bombs, which the Tribunal will be asked to declare to be prohibited weapons.
  5. Massive deportation of populations, and concentration in special camps created for this purpose. A detailed study of these camps (sometimes called "strategic hamlets") will be made, and they will be compared to the concentration camps organized by Germany during the last World War, and which
    were the object of the judgement at Nuremberg.
  6. A detailed study of the gases and toxic products employed {74} by the United States army will be
    made, including not only a scientific analysis of these products, but also the particular conditions under which they are used.

Crimes against humanity

  1. As we have recalled, crimes against humanity are distinguished, in fact, from war crimes only by their scope and by the intention to
    exterminate which inspires them.
  2. We believe that we can demonstrate to the Tribunal that the crimes we have just listed have had far-reaching
    consequences for the populations affected, and that they have been perpetrated with the obvious objective of exterminating one part of the population of
    Vietnam in order to force the other part into surrendering.

Genocide

The International Convention on genocide esteems that this crime is committed when a group of human beings. considered to be a national, ethnic or religious entity, is massacred or persecuted.

If all the crimes we have just listed (crimes against the peace, war crimes and crimes against humanity) are taken as a whole, one can say that, if one gives the most restricted interpretation to
the text on genocide, one is nevertheless dealing with such a crime.

This crime, which is the culmination of the war of aggression, and which includes all crimes perpetrated in conducting the war, constitutes an attempt to exterminate an entire nation.

Conclusion

The war being waged by the United
States in Vietnam, both in principle and in the way it is being executed, is criminal according to Positive International Law.

It has culminated in the crime of genocide, which has already been, and is still being, committed.

To have some idea of the contempt with which United States {75} representatives treat the question of the legality of their intervention in Vietnam, one has only to quote an interview given by Mr Henry Cabot Lodge, at that time United States Ambassador in Saigon. In the course of this interview, he replied as follows:

Question: Questions have recently been raised on the legal aspect of what we are doing in Vietnam. In what way are we justified by International Law?

Answer: As far as I'm concerned, the legal aspect of this affair is of no significance. ....1

Note

  1. US News and World Report, 15 February 1965.
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Aims of the Tribunal agreed at the Constituting Session, London, 15 November 1966

We constitute ourselves a Tribunal which, even if it has not the power to impose sanctions, will have to answer, amongst others, the following questions:

  1. Has the United States Government (and the Governments of Australia, New Zealand and South Korea) committed acts of aggression according to international law? {59}
  2. Has the American army made use of or experimented with new weapons or weapons forbidden by the laws of war?
  3. Has there been bombardment of targets of a purely civilian character, for example hospitals, schools, sanatoria, dams, etc., and on what scale has this occurred?
  4. Have Vietnamese prisoners been subjected to inhuman treatment forbidden by the laws of war and, in particular, to torture or mutilation? Have there been unjustified reprisals against the civilian population, in particular, execution of hostages?
  5. Have forced labour camps been created, has there been deportation of the population or other acts tending to the extermination of the population and which can be characterized juridically as acts of genocide?

This Tribunal will examine all the evidence that may be placed before it by any source or party. The evidence may be oral, or in the form of documents. No evidence relevant to our purposes will be refused attention. No witness competent to testify about the events with which our inquiry is concerned will be denied a hearing. The National Liberation Front of South Vietnam and the Government of the Democratic Republic of Vietnam have assured us of their willingness to cooperate, to provide the necessary information, and to help us in checking the accuracy and reliability of the information. The Cambodian Head of State, Prince Sihanouk, has similarly offered to help by the production of evidence. We trust that they will honour this pledge and we shall gratefully accept their help, without prejudice to our own views or attitudes. We renew, as a Tribunal, the appeal which Bertrand Russell has addressed in his name to the Government of the United States. We invite the Government of the United States to present evidence or cause it to be presented, and to instruct its officials or representatives to appear and state their case. Our purpose is to establish, without fear or favour, the full truth about this war. We sincerely hope that our efforts will contribute to the world's justice, to the re-establishment of peace and the liberation of oppressed peoples.

International War Crimes Tribunal1

NOTE

  1. A list of the members of the Tribunal can be found on p. 369. {60}{61}{62}


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Foreword to the 1967 International War Crimes Tribunal

"We are not judges. We are witnesses. Our task is to make mankind bear witness to these terrible crimes and to unite humanity on the side of justice in Vietnam."

With these words, Bertrand Russell opened the second session of the International War Crimes Tribunal, in November 1967. The American people were given no opportunity, at that time, to bear witness to the terrible crimes recorded in the proceedings of the Tribunal. As Russell writes in the introduction to the first edition, '... it is in the nature of imperialism that citizens of the imperial power are always among the last to know - or care - about circumstances in the colonies'. The evidence brought before the Tribunal was suppressed by the self-censorship of the mass media, and its proceedings, when they appeared in print, were barely reviewed.

Russell wrote that 'it is in the United States that this book can have its most profound effect'. He expressed his faith in the essential decency of the American people, his faith that the ordinary man is not a gangster by nature, and will react in a civilized way when he is given the facts. We have yet to show that this faith is justified. Russell hoped to 'arouse consciousness in order to create mass resistance ... in the smug streets of Europe and the complacent cities of North America'. By now, there are few who can honestly claim to be unaware of the character of the American war in Vietnam. There are few, for example, who can now claim ignorance of the 'new Oradours and Lidices' described, in testimony to the Tribunal, by a West German physician who spent six years in Vietnam (see p.306). But consciousness has yet to create mass resistance. The streets of Europe and the cities of North America remain smug and complacent - with the {9} significant and honourable exception of the student youth. The record of the Tribunal stands as an eloquent and dramatic appeal to renounce the crime of silence. The crime was compounded by the silence that greeted its detailed documentation and careful studies. However, although no honest effort was made to deal with the factual record made public in the proceedings of the Tribunal, its work did receive some oblique response. The Pentagon was forced to admit that it was, indeed, using anti-personnel weapons in its attack against North Vietnam (though it could not resist the final lie that the targets were radar stations and anti-aircraft batteries). The hypocritical claim that the American bombing policy was one of magnificent restraint, that its targets were 'steel and concrete', was finally exploded beyond repair. A State Department functionary who had become an object of general contempt for his unending deceit regarding Vietnam demeaned himself still further by informing journalists that he had no intention of 'playing games with a 94-year-old Briton', referring tto one of the truly great men of the twentieth century. Those who were prepared to go beyond the mass media for information could learn something about the work of the Tribunal from such journals as Liberation, as could readers of the foreign press, in particular, Le Monde. The Tribunal Proceedings, along with the documentary study, In the Name of America, which appeared in the same year, and the honest and courageous work of many fine war correspondents, helped to crumble the defences erected by the government, with the partial collusion of the media, to keep the reality of the war from popular consciousness.

Though not reported honestly, the Tribunal was sharply criticized. Many of the criticisms are answered, effectively I believe, in Part 1 of this book. There are two criticisms that retain a certain validity, however. The participants, the 'jurors' and the witnesses, were undoubtedly biased. They made no attempt, in fact, to conceal this bias, this profound hatred of murder and wanton destruction carried out by a brutal foreign invader with unmatched technological resources.

A second and less frivolous criticism that might be raised is that the indictment is, in a sense, superfluous and redundant. This is a matter that deserves more serious attention.

The Pentagon will gladly supply, on request, such information {10} as the quantity of ordnance expended in Indochina. From 1965 through 1969 this amounts to about four and a half million tons by aerial bombardment. This is nine times the tonnage of bombing in the entire Pacific theatre in the Second World War, including Hiroshima and Nagasaki - 'over 70 tons of bombs for every square mile of Vietnam, North and South ... about 500 pounds of bombs for every man, woman and child in Vietnam'.1 The total of 'ordnance expended' is more than doubled when ground and naval attack are taken into account. With no further information than this, a person who has not lost his senses must realize that the war is an overwhelming atrocity.

A few weeks before the Tribunal began its second session, forty-nine volunteers of International Voluntary Services wrote a letter to President Johnson describing the war as 'an overwhelming atrocity'. Four of the staff leaders resigned. These volunteers had worked for many years in Vietnam. They were among the few Americans who had some human contact with the people of Vietnam. Their activities, and even the letter of protest, indicate their belief - surprisingly uncritical - in the legitimacy of the American effort in Vietnam.2 In this letter they refer to 'the free strike zones, the refugees, the spraying of herbicide on crops, the napalm . .. the deserted villages, the sterile valleys, the forests with the huge swaths cut out, and the long-abandoned rice checks'. They speak of the refugees 'forcibly resettled, landless, in isolated desolate places which are turned into colonies of mendicants'; of 'the Saigon slums, secure but ridden with disease and the compulsion towards crime'; of 'refugees generated not by Viet Cong terrorism, but by a policy, an American policy' - a process described by cynical American scholars as 'urbanization' or 'modernization'.

So effective is urbanization in Vietnam that Saigon is now estimated to have a population density more than twice that of {11} Tokyo. Experts in pacification ('peace researchers', to use the preferred term) assure us that 'the only sense in which [we have demolished the society of Vietnam] is the sense in which every modernizing country abandons reactionary traditionalism'.3 The methods of 'urbanization' are described, for example, by Orville and Jonathan Schell:

We both spent several weeks in Quang Ngai some six months before the [Song My] incident. We flew daily with the FACS (Forward Air Control). What we saw was a province utterly destroyed. In August 1967, during Operation Benton, the 'pacification' camps became so full that Army units were ordered not to 'generate' any more refugees. The Army complied. But search-and-destroy operations continued.

Only now peasants were not warned before an airstrike was called in on their villages because there was no room for them in the swamped pacification camps. The usual warning by helicopter loudspeaker or air-dropped leaflets were stopped. Every civilian on the ground was assumed to be enemy by the pilots by nature of living in Quang Ngai, which was largely a free-fire zone.

Pilots, servicemen not unlike Calley and Mitchell, continued to carry out their orders. Village after village was destroyed from the air as a matter of de facto policy. Airstrikes on civilians became a matter of routine. It was under these circumstances of official acquiescence to the destruction of the countryside and its people that the massacre of Song My occurred.

Such atrocities were and are the logical consequences of a war directed against an enemy indistinguishable from the people.4

Elsewhere, Orville Schell quotes a Newsweek correspondent returning from Quang Ngai: 'Having had experience in Europe during World War II, he said what he had seen was 'much worse than what the Nazis had done to Europe'.' Schell adds: 'Had he written about it in these terms? No.'5 Vietnamese-speaking field workers of the American Friends Service Committee describe more recent stages of modernization, as seen from the ground: {12}

In one such removal, during Operation Bold Mariner in January 1969, 12,000 peasants from the Batangan Peninsula were taken to a waterless camp near Quang Ngai over whose guarded gate floated a banner saying, 'We thank you for liberating us from communist terror.' These people had been given an hour to get out before the USS New Jersey began to shell their homes. After eight weeks of imprisonment they were ferried back to what was left of their villages, given a few sheets of corrugated metal and told to fend for themselves. When asked what they would live on until new crops could be raised, the Vietnamese camp commander said, 'Maybe they can fish.'6

Reports by Western observers are limited to areas more or less under American control. The most intensive attacks are therefore unreported in the West. We do, however, have Vietnamese reports, which will, perhaps, be given somewhat greater credence than heretofore now that the incident at Song My, which they described with accuracy at the time, has finally been made public. To select one such report virtually at random:

In Trang Bang on the evening of October 24 [1969], three flights of B52s made three sorties, killing 47 people, wounding many others (mostly children, and old folks), completely levelling 450 houses and devastating 650 hectares of fields. On the night of October 25, B52s flew nine attacks in Quang Tri and Quang Nam provinces, dumping more than 1,000 tons of bombs, killing 300 people, wounding 236 others, setting afire 564 houses and damaging hundreds of hectares of fields and orchards. In Pleiku, a fertile region, many flights of B52s came in on the morning of October 17 and released 700 tons of bombs which wrought havoc in hundreds of hectares of fields and orchards ...

In the area of Nui Ba and the villages of Ninh Thanh, Hiep Ninh Thanh, Hiep Ninh of the Tay Ninh Cao Dai persuasion, the US puppets resorted to toxic chemicals to destroy the crops and kill civilians. American hovercraft dumped tens of thousands of CS cans while helicopters dropped hundreds of thousands of toxic bombs on the villages. Moreover, enemy guns and mortars fired more than 5,000 gas shells affecting over 1,000 people, with 13 children under 13 killed (Ninh Thanh and Hiep Ninh villages) and more than 100 hectares of crops completely destroyed.7

{13} And on and on, without end.

The facts are, of course, familiar in a general way to the highest authorities in the United States. The Under Secretary of the Air Force, Townsend Hoopes, wrote a memorandum in March 1968 in which he pointed out that:

...ARVN and US forces in the towns and cities are now responding to mortar fire from nearby villages by the liberal use of artillery and air strikes. This response is causing widespread destruction and heavy civilian casualties - among people who were considered only a few weeks ago to be secure elements of the GVN constituency. ... The present mode and tempo of operations in SVN is already destroying cities, villages and crops, and is creating civilian casualties at an increasing rate.8

He describes the savage American reaction to the conquest of many cities by the NLF in the Tet offensive in January 1968 - for example, in Saigon, where in an effort to dislodge the 1,000 soldiers who had taken the city, 'artillery and air strikes were repeatedly used against densely populated areas of the city, causing heavy civilian casualties'; or in Hue, where the American reoccupation left 'a devastated and prostrate city'. 'Eighty per cent of the buildings had been reduced to rubble, and in the smashed ruins lay 2,000 dead civilians.9 ... Three quarters of the city's {14} people were rendered homeless and looting was widespread, members of the ARVN being the worst offenders'. Elsewhere, the story was much the same:

Everywhere, the US-ARVN forces mounted counterattacks of great severity. In the delta region below Saigon, half of the city of Mytho, with a population of 70,000, was destroyed by artillery and air strikes in an effort to eject a strong VC force. In Ben Tre on 7 February, at least 1,000 civilians were killed and 1,500 wounded in an effort to dislodge 2,500 VC.

According to Hoopes, the combat photographer David Douglas Duncan, whose war experience covers the Second World War, Korea, Algeria and the French war in Vietnam, 'was appalled by the US-ARVN method of freeing Hue'. He quotes him as saying:

The Americans pounded the Citadel and surrounding city almost to dust with air strikes, napalm runs, artillery and naval gunfire, and the direct cannon fire from tanks and recoilless rifles a total effort to root out and kill every enemy soldier. The mind reels at the carnage, cost, and ruthlessness of it all.

Hoopes also reports that a 'sizable part' of the PAVN force of 1,000 escaped. Compare the figures on casualties, cited above.

These events occurred too late to be considered by the Tribunal. I need not elaborate on what has been revealed since. Some indications are given in my book, After Pinkville. For far more, see the book by Edward Herman, cited in footnote 1 on p. 11.

I have mentioned all of this in connexion with the question, raised earlier, as to whether it is necessary, today, to publicize the detailed reports of the Tribunal. Is it not true that by now the monstrous character of the war has penetrated the American consciousness so fully that further documentation is superfluous? Unfortunately, the answer must be negative. To see why, consider again the case of Townsend Hoopes, who is now a leading 'dove'. {15}

A reviewer of his book in the New York Times describes it as the most persuasive presentation of the case for American withdrawal from Vietnam. It is instructive to compare his position with that of the 'hawks' on the one hand, and that of the Tribunal, on the other. Such a comparison shows how narrow is the gap between the 'hawks' and the 'doves', and how far removed the dove-hawk position still remains from the consciousness that Russell hoped would be aroused by the factual record and historical and legal argument of the Tribunal. I want to stress that Hoopes's is one of the most humane and enlightened voices to be heard within the mainstream of American opinion today, surely among those who have had any significant role in the formation and implementation of policy. For this reason, his views are important and deserve careful consideration.

America's early strategy, as Hoopes describes it, was to kill as many VC as possible with artillery and air strikes:

As late as the fall of 1966... a certain aura of optimism surrounded this strategy. Some were ready to believe that, in its unprecedented mobility and massive firepower, American forces had discovered the military answer to endless Asian manpower and Oriental indifference to death. For a few weeks there hung in the expectant Washington air the exhilarating possibility that the most modern, mobile, professional American field force in the nation's history was going to lay to rest the time-honoured superstition, the gnawing unease of military planners, that a major land war against Asian hordes is by definition a disastrous plunge into quicksand for any Western army.

But this glorious hope was dashed. The endless manpower of Vietnam, the Asian hordes with their Oriental indifference to death, confounded our strategy. And our bombing of North Vietnam also availed us little, given the nature of the enemy. As Hoopes explains, quoting a senior US Army officer: 'Caucasians cannot really imagine what ant labour can do.' In short, our strategy was rational, but it presupposed civilized Western values:

We believe the enemy can be forced to be 'reasonable', i.e. to compromise or even capitulate, because we assume he wants to avoid pain, death, and material destruction. We assume that if these are inflicted on him with increasing severity, then at some point in the process he will want to stop the suffering. Ours is a plausible strategy - for those who are rich, who love life and fear pain. But happiness, wealth, and {16} power are expectations that constitute a dimension far beyond the experience, and probably beyond the emotional comprehension, of the Asian poor.

Hoopes does not tell us how he knows that the Asian poor do not love life or fear pain, or that happiness is probably beyond their emotional comprehension.10 But he does go on to explain how 'ideologues in Asia' make use of these characteristics of the Asian hordes. Their strategy is to convert 'Asia's capacity for endurance in suffering into an instrument for exploiting a basic vulnerability of the Christian West'. They do this by inviting the West 'to carry its strategic logic to the final conclusion, which is genocide'. The Asians thus 'defy us by a readiness to struggle, suffer, and die on a scale that seems to us beyond the bounds of humanity.... At that point we hesitate, for, remembering Hitler and Hiroshima and Nagasaki, we realize anew that genocide is a terrible burden to bear.'

Thus by their willingness to die, the Asian hordes, who do not love life, who fear no pain and cannot conceive of happiness, exploit our basic weakness, our Christian values which make us reluctant to bear the burden of genocide, the final conclusion of our strategic logic. Is it really possible that one can read these passages without being stunned by the crudity and callousness?

Let us continue. Seeing that our strategy, though plausible, has failed, the Air Force Staff worked out several alternative strategies, which they presented to the new Secretary of Defense, Clark Clifford, in March 1968. The Air Staff preferred the following:

an intensified bombing campaign in the North, including attacks on the dock area of Haiphong, on railroad equipment within the Chinese Buffer Zone, and on the dike system that controlled irrigation for NVN agriculture.

But Hoopes and Air Force Secretary Harold Brown demurred. Why? They felt 'there was little assurance such a campaign could either force NVN to the conference table, or even significantly reduce its war effort'; furthermore, 'it was a course embodying {17} excessive risks of confrontation with Russia'. If they had any other objections to intensified bombing of the dike system of NVN, Hoopes does not inform us of them.11 Hoopes himself preferred, rather, the following tactics:

a campaign designed to substitute tactical airpower for a large portion of the search-and-destroy operations currently conducted by ground forces, thus permitting the ground troops to concentrate on a perimeter defence of the heavily populated areas ... the analysis seemed to show that tactical air-power could provide a potent 'left jab' to keep the enemy in the South off balance while the US-ARVN ground forces adopted a modified enclaves strategy, featuring enough aggressive reconnaissance to identify and break up developing attacks, but designed primarily to protect the people of Vietnam and, by population control measures, to force exposure of the VC political cadres.12

In a letter of 12 February 1968 to Clark Clifford, Hoopes explains his preferences in similar terms. We should, he urges, stop the militarily insignificant bombing of North Vietnam and undertake a less ambitious ground strategy in the South, trying merely to control (the technical term is 'protect') the populated areas. This policy:

would give us a better chance to develop a definable geographical {18} area of South Vietnamese political and economic stability; and by reducing the intensity of the war tempo, it could materially improve the prospect of our staying the course for an added number of grinding years without rending our own society... .

Compare these recommendations with the tactics now being followed by the Nixon administration. Secretary of the Army Resor, testifying before the House Appropriations Committee,13 refused to predict how long the war would last, but he sees time as 'running on our side':

Therefore, if we can just buy some time in the US by these periodic progressive withdrawals and the American people can just shore up their patience and determination, I think we can bring this to a successful conclusion.

To this remark General Westmoreland added: 'I have never made the prediction that this would be other than a long war.'

Thus the present Secretary of the Army agrees with the Hoopes letter of February 1968, that we may be able to stay the course for 'an added number of grinding years' if the American people will consent, if this policy will not rend our own society. And with this judgement, finally, Mr Hoopes disagrees:

Vietnam is not of course the only source of division in America today, but it is the most pervasive issue of our discord, the catalytic agent that stimulates and magnifies all other divisive issues. In particular, there can be no real truce between the generations - no end to the bitterness and alienation of even the large majority of our youth that is neither revolutionary nor irresponsible - until Vietnam is terminated.

This is the primary reason why, he urges, we must withdraw from Vietnam.

So the hawks and the doves divide: can the American people stay the course until victory, or will the polarization and discord in American society make this effort inadvisable, not in our national interest?

I do not want to suggest that the spectrum from Hoopes to Resor exhausts the contemporary debate over Vietnam, but there is little doubt that it represents the range of views and {19} assumptions expressed within the mainstream of 'responsible' American opinion. With this observation, we can return to the Tribunal. Its assumptions, of course, fall entirely outside of this spectrum. It is unfortunate, but undeniable, that the central issue in the American debate over Vietnam, in respectable circles, has been the question: can we win at an acceptable cost? The doves and the hawks disagree. Hawks become doves as their assessment of the probabilities and costs shifts, and if the American conquest were to prove successful, they would, no doubt, resume their former militancy. The Tribunal is concerned with very different questions. It does not ask whether the US can win at an acceptable cost, but rather whether it should win, whether it should be involved at all in the internal affairs of the Vietnamese, whether it has any right to try to settle or even influence these internal matters by force. Until this becomes the unique and overriding issue, within the United States, the debate over Vietnam will not even have begun.

Inevitably, despite disclaimers, the Russell Tribunal will evoke memories of Nuremberg and Tokyo. With the revelation of the Song My atrocities, the issues raised in the War Crimes trials have become, at last, a matter of public concern. We can hardly suppress the memory of our initiative at Nuremberg and Tokyo, or the explicit insistence of the US prosecutor, Robert Jackson, that the principles of Nuremberg are to be regarded as universal in their applicability. After the trials, he wrote:

If certain acts and violations of treaties are crimes, they are crimes whether the United States does them or whether Germany does them. We are not prepared to lay down a rule of criminal conduct against others which we would not be willing to have invoked against us.14

It might be argued that the verdict of Nuremberg and Tokyo was merely the judgement of victors, who sought vengeance and retribution rather than justice. I think there is merit in this accusation, but - right or wrong - it does not affect the broader question of the legitimacy of the principles that were recognized in the Charter of the War Crimes Tribunals. Legal niceties aside, the citizen is justified in taking these principles as his guide. {20}

A classic liberal doctrine holds that: 'Generally speaking, it is the drawn sword of the nation which checks the physical power of its rulers.'15 It is the fundamental duty of the citizen to resist and to restrain the violence of the state. Those who choose to disregard this responsibility can justly be accused of complicity in war crimes, which is itself designated as 'a crime under international law' in the principles of the Charter of Nuremberg. This is, in essence, the challenge posed to us by the Russell Tribunal.

Richard A. Falk has written about this matter in an important recent article.16 He points out that 'Song My stands out as a landmark atrocity in the history of warfare, and its occurrence is a moral challenge to the entire American society'. Nevertheless, it would 'be misleading to isolate the awful happenings at Song My from the overall conduct of the war'. Among the war policies that might, he argues, be found illegal, are these: '(1) the Phoenix Programme; (2) aerial and naval bombardment of undefended villages; (3) destruction of crops and forests; (4) 'search-and-destroy' missions; (5) 'harassment and interdiction' fire; (6) forcible removal of civilian population; (7) reliance on a variety of weapons prohibited by treaty.' That these policies have been followed, on a massive scale, is not in question. Falk argues that: 'if found to be 'illegal', such policies should be discontinued forthwith and those responsible for the policy and its execution should be prosecuted as war criminals by appropriate tribunals'. He also notes how broad was the conception of criminal responsibility developed, under American initiative, in the War Crimes Trials. In Falk's paraphrase, the majority judgement of the Tokyo Tribunal held as follows:

A leader must take affirmative acts to prevent war crimes or dissociate himself from the government. If he fails to do one or the other, then by the very act of remaining in a government or a state guilty of war crimes, he becomes a war criminal.

And Falk emphasizes the obligation of resistance for the citizen, if {21} the evidence is strong that the state is engaged in criminal acts.

It is correct, but irrelevant, to stress the vast differences in the political processes of America and the fascist states. It is correct, but hardly relevant, to point out that the United States has stopped short of carrying 'its strategic logic to the final conclusion, which is genocide' (Hoopes). Thus one cannot compare American policy to that of Nazi Germany, as of 1942. It would be more difficult to argue that American policy is not comparable to that of fascist Japan, or of Germany prior to the 'final solution'. There may be those who are prepared to tolerate any policy less ghastly than crematoria and death camps and to reserve their horror for the particular forms of criminal insanity perfected by the Nazi technicians. Others will not lightly disregard comparisons which, though harsh, may well be accurate.

Nazi Germany was sui generis, of that there is no doubt. But we should have the courage and honesty to face the question whether the principles applied to Nazi Germany and fascist Japan do not, as well, apply to the American war in Vietnam. Recall the objectives of 'denazification', as formulated by those who were responsible for this policy. General Lucius D. Clay, in 1950, described the primary objective as follows: 'to safeguard the new German democracy from Nazi influence and to make it possible for anti-Nazi, non-Nazi and outspoken democratic individuals to enter public life and replace the Nazi elements which had dominated all life in Germany from 1933 to 1945'.17 He reports that:

This was, perhaps, the most extensive legal procedure the world had ever witnessed. In the US Zone alone more than 13 million persons had been involved, of whom over three and two-thirds million were found chargeable, and of these some 800,000 persons were made subject to penalty for their party affiliations or actions. All this was, of course, apart from the punishment of war criminals many of whom were high-ranking Nazis.

Field-Marshal Sir Bernard Montgomery saw the objective of the allied forces in Germany as 'to change the heart, and the way of life, of the German people'. Denazification involved a cultural and ideological change, to proceed side-by-side with economic reconstruction.18 {22} We can certainly ask whether three and two-thirds million Germans in the US Zone were more guilty of complicity in war crimes than any Americans. And we can ask whether a cultural and ideological change in the United States, at the very least, is not imperative if many others, who fear neither pain nor death, are not to be spared the fate of Vietnam.

Some of these questions arise in a revealing exchange between Townsend Hoopes and two young journalists who published an interview with him in the Village Voice (see note 14 above). Hoopes insisted that:

War crimes tribunals would be the worst thing that could happen in this country. That would amount to McCarthyism. You're proposing a system of legal guilt for top elected officials. The traditional way to deal with these top officials is to throw the rascals out.

In an article in which he comments on 'the curious piece of reporting' of Coburn and Cowan, Hoopes explains further that 'a democratic and an entirely elective form of retribution' has already been visited upon Lyndon Johnson, and that his 'closest collaborators' may also be excluded from high office.19 Hoopes does not say whether this form of 'retribution' would also have been more appropriate in the case of the Japanese and German war criminals should the West, then, merely have guaranteed a democratic election in which they might have been deprived of office? He does, however, reject the suggestion that civilian officials be held accountable for such incidents as the Song My massacre, or for the bombing of North Vietnam, or for such policies as those enumerated by Falk, cited above. In fact, Coburn and Cowan report that 'in the friendliest possible terms, he accused our 'generation' of wanting to impose a totalitarian system of morality' which would lead to 'universal anarchy'. Coburn and Cowan, in turn, ask:

If Tojo can be sentenced to be executed by an American war crimes tribunal for leading Japan into a 'war of aggression', should the only punishment for an American President be that he is voted out of office while his Secretary of Defense serves a secure term as President of the World Bank?

This seems a not unreasonable question, certainly not unreasonable for those who take seriously the statement of Justice Jackson, quoted earlier. Nor do Coburn and Cowan appear unreasonable when they add that: 'The 'anarchists' who frighten us most are those who wield the big bombs, control the courts, and assume for themselves the power to declare all their enemies outlaws.'

Hoopes strongly disagrees. It is these strange conclusions that make the Coburn-Cowan article such 'a curious piece of reporting'. To him it is 'crystal clear ... that such views could not conceivably be held or expressed by anyone who was a young man during the Second World War or who was engaged in the mortal struggles of its aftermath - in Greece, in Germany, in Berlin, in Korea'. Only 'sensitive, clever children' could be moved to such harsh judgements, 'unshaped by historical perspective and untempered by any first-hand experience with the unruly forces at work in this near-cyclonic century'. Those who designed our Vietnam policy were 'struggling in good conscience to uphold the Constitution and to serve the broad national interest according to their lights'; they were, 'almost uniformly, those considered when they took office to be among the ablest, the best, the most humane and liberal men that could be found for public trust', and 'no one doubted their honest, high-minded pursuit of the best interests of their country, and indeed of the whole non-Communist world, as they perceived these interests'. To be sure, they were deluded by the 'tensions of the Cold War years'. The tragedy of Vietnam, as he sees it, is that these good men were unable to perceive that the triumph of the national revolution in Vietnam would be 'neither a triumph for Moscow and Peking nor a disaster for the United States'. Furthermore, their policies received wide public support. 'Set against these facts, the easy designation of individuals as deliberate or imputed 'war criminals' is shockingly glib, even if one allows for the inexperience of the young.' Similarly, it would be 'absurd' even to ask whether a war crimes tribunal, even in principle, should try Nixon and Kissinger as 'war criminals' (even though they continue to 'buy some time in the US' so that the war can be brought 'to a successful conclusion', in the words of the present Secretary of the Army).

One should, I believe, agree with Townsend Hoopes that 'what the country needs is not retribution, but therapy in the form of {24} deeper understanding of our problems and of each other'. No one, to my knowledge, has urged that those responsible for the massacre of the people of Vietnam, their forced evacuation from their homes,20 and the destruction of their country, be jailed or executed, or even that 'denazification' procedures of the sort instituted against thirteen million Germans in the US Zone be applied to the American population. Let us, by all means, try rather to achieve a deeper understanding of our problems. Among these problems is the fact that one of the most liberal and enlightened commentators on contemporary affairs can assure us that Asian hordes care nothing of death, fear no pain and cannot conceive of happiness, while as for us - it is our Christian values that impel us to stop short of a final solution. Among our problems is the fact that the same spokesman can summon up the kind of 'historical perspective' that sees our intervention in Greece, in the 1940s, as a 'mortal struggle' (against whom?); or the fact that those who were, quite possibly, the most humane and liberal men that could be found for public trust could set out to annihilate the Vietnamese in the belief (whether honest or feigned - it hardly matters) that they were combating a communist monolith that included 'Moscow and Peking' (in 1965!). One of our problems is the doctrine developed by Mr Hoopes, in accordance with which - to take his words literally - no policy carried out by the best American leaders with wide public support could be criminal, could in principle demand any response other than 'to throw the rascals out'.

In fact, is it not a trifle naive (or even 'glib') of Mr Hoopes to suggest that we throw the rascals out? Did we vote the rascals in? Richard Barnet, in a recent study, writes:

Most of the men who have set the framework of America's national-security policy, as I found when I studied the background of the top 400 decision-makers, have come from executive suites and law offices {25} within shouting distance of one another in fifteen city blocks in New York, Washington, Detroit, Chicago, and Boston. It is not surprising that they emerge from homogeneous backgrounds and virtually identical careers with a standard way of looking at the world. They may argue with one another about means but not about ends.21

No one who considers carefully the role of the executive in civil-military decisions in the post-war world, or the role of the private economic empires in determining national policy (either in their own protected domain, or within the parliamentary system itself), or the kinds of choices presented by the two competing candidate-producing organizations can so easily speak of 'throwing the rascals out'. It would require social revolution, leading to a redistribution of power throughout the industrial as well as the political system, for a significant change to take place in the top decision-making positions in American society. For this reason alone, one must fully accept the judgement that 'what the country needs is not retribution, but therapy in the form of deeper understanding of our problems' - and appropriate action to remedy these problems, which, given our enormous power, are problems of life and death for a good part of the world.

These problems should be on the agenda for any thinking person. More immediate, however, is the problem of bringing about a withdrawal of American force from Vietnam. There is no indication that any such policy is envisioned, at present. Rather, it is clear that the US government is hoping to stay the course until victory is achieved, adjusting tactics, where necessary, to buy some time at home. For this reason, the Proceedings of the Tribunal is a document of first importance; the spirit and convictions that underlie it must, as Russell hoped, become a part of the consciousness of all Americans.

Richard Falk concludes the article I quoted earlier, writing:

Given the perils and horrors of the contemporary world, it is time that individuals everywhere called their government to account for indulging or ignoring the daily evidences of barbarism... the obsolete pretensions of sovereign prerogative and military necessity had better be challenged soon if life on earth is to survive.

The Tribunal takes one step - small, perhaps, but significant. The Tribunal, or another like it, should turn to Czechoslovakia, to Greece, to a dozen other countries that are suffering in the grip of the imperialist powers or the local forces that they support and maintain. Still more important, the work initiated by the Tribunal should be carried further by groups of citizens who take upon themselves the duty of discovering and making public the daily evidences of barbarism, and the still more severe duty of challenging the powers - state or private - that are responsible for violence and oppression, looking forward to the day when an international movement for freedom and social justice will end their rule. {27}{28}

Notes

  1. Edward S. Herman, 'Atrocities' in Vietnam: Myths and Realities (Pilgrim Press, 1970). In a careful analysis, he estimates South Vietnamese civilian casualties at over a million dead, over two million wounded, and he notes that two years ago the total number of refugees 'generated' mainly by the American scorched earth policy was estimated at almost four million by the Kennedy Committee of the 90th Congress.Back
  2. The letter appears as an Appendix in Don Luce and John Sommer, Vietnam: the Unheard Voices (Cornell University Press, 1969).Back
  3. Ithiel Pool, New York Review of Books, 13 February 1969, letters.Back
  4. New York Times, letter, 26 November 1969. The war in Quang Ngai and Quang Tin provinces is described in unforgettable detail by Jonathan Schell, The Military Half (Vintage Books, 1968).Back
  5. 'Pop me some dinks', New Republic, 3 January 1970.Back
  6. Vietnam: 1969, AFSC White Paper, 5 May 1969, 160 N. 15th Street, Philadelphia, Penna. 19102.Back
  7. South Viet Nam: The Struggle, publication of the NLF Information Commission, No.48, 15 November 1969.Back
  8. Limits of Intervention (McKay, 1969).Back
  9. The NLF claims that 2,000 victims of the American bombardment were buried in mass graves (see Wilfred Burchett, Guardian, 6 December 1969). This is consistent with Hoopes's account. Hoopes states that, after ten days of fighting, 300 local officials and prominent citizens were found in a mass grave. This corresponds roughly with the estimate of Police Chief Doan Cong Lap, who estimated the total number executed as 200; he also gives the figure of 3,776 civilian casualties in the battle of Hue (Stewart Harris, The Times, 27 March 1968). Apart from Harris, I know of only one journalist who has given a detailed eye-witness report from Hue at the time, namely Marc Riboud. US authorities were unable to show him the mass graves reported by the US mission. Riboud reports 4,000 civilians killed during the reconquest of the 'assassinated city' of Hue (Le Monde, 13 April 1968). AFSC staff people in Hue were unable to confirm the reports of mass graves, though they reported many civilians shot and killed during the reconquest of the city (see the report by John Sullivan of AFSC, 9 May 1968). For attempts to evaluate government propaganda on mass killings in Hue, see D. Gareth Porter and Len E. Ackland, 'Vietnam: the bloodbath argument', Christian Century, 5 November 1969; Vietnam International, December 1969 (6 Endsleigh Street, London, W.C.1); Tran Van Dinh, 'Fear of a bloodbath', New Republic, 6 December 1969. The only other accounts I have seen merely convey information given out by American government sources.Back
  10. This is not quite accurate. He does provide a brief philosophical discussion of Buddhist beliefs, which tend 'to create a positive impetus towards honourable death'.Back
  11. As Gabriel Kolko notes, in testimony to the Tribunal, the barbarism of Seyss-Inquart in opening the dikes in Holland was considered one of the most monstrous crimes of the Second World War, and was prominent among the charges that led to his death sentence at Nuremberg. Note also Kolko's discussion of the bombing of dikes in the Korean war, and the testimony given regarding American bombing of dikes in North Vietnam. Eye-witness reports of the bombing of dikes in the Red River Delta have appeared in the American press. See Christian Science Monitor, 8 September 1967, quoted in my American Power and the New Mandarins (Chatto & Windus, 1969), p.15.Back
  12. As we know from other sources, the VC political cadres thus 'exposed' were to be eliminated by 'Operation Phoenix', which, in the year 1968, is claimed to have killed 18,393 persons. See Senator Charles E. Goodell, New Republic, 22 November 1969 (cited in Herman, op. cit.), and also Judith Coburn and Geoffrey Cowan, 'Training for terror: a deliberate policy?', Village Voice, 11 December 1969. On 'population control measures', see William Nighswonger, Rural Pacification in Vietnam (Praeger, 1967). For earlier precedents during the Japanese occupation of Manchuria, see my American Power and the New Mandarins, pp. 195-203.Back
  13. 8 October 1969, released 2 December. Quoted in I. F. Stone's Weekly, 15 December 1969.Back
  14. Quoted in an article to which I return in a moment: Judith Coburn and Geoffrey Cowan, 'The war criminals hedge their bets', Village Voice, 4 December 1969.Back
  15. Wilhelm von Humboldt, The Limits of State Action, 1792 (Cambridge University Press, 1969), J. W. Burrow (ed.).Back
  16. 'The circle of responsibility', The Nation, 26 January 1970. Falk is Milbank Professor of International Law and Practice, Princeton University.Back
  17. The Present State of Denazification, reprinted in Constantine Fitzgibbon, Denazification (Norton, 1969).Back
  18. Fitzgibbon, op. cit.Back
  19. 'The Nuremberg Suggestion', Washington Monthly, January 1970. Noam Chomsky.Back
  20. Coburn and Cowan report the views of Ambassador Ellsworth Bunker, who says in a statement to Congress on the refugee situation that the figures may be misleading, since the war-torn Vietnamese are used to disruption and 'have been moving around for centuries'. Since this is true, to a far greater extent, of the American population, there would presumably be even less reason to protest, if they were driven from their homes by a foreign invader.Back
  21. The Economy of Death (Atheneum, 1969). See also the detailed analysis by Gabriel Kolko, The Roots of American Foreign Policy(Beacon Press, 1969), Chapter 1.Back
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Speech to the First Meeting of Members of the War Crimes Tribunal, London, 13 November 1966

Allow me to express my appreciation to you for your willingness to participate in this Tribunal. It has been convened so that we may investigate and assess the character of the United States' war in Vietnam.

The Tribunal has no clear historical precedent. The Nuremberg Tribunal, although concerned with designated war crimes, was possible because the victorious allied Powers compelled the vanquished to present their leaders for trial. Inevitably, the Nuremberg trials, supported as they were by state power, contained a strong element of realpolitik. Despite these inhibiting factors, which call in question certain of the Nuremberg procedures, the Nuremberg Tribunal expressed the sense of outrage, which was virtually universal, at the crimes committed by the Nazis in Europe. Somehow, it was widely felt, there had to be criteria against which such actions could be judged, and according to which Nazi crimes could be condemned. Many felt it was morally necessary to record the full horror. It was hoped that a legal method could be devised, capable of coming to terms with the magnitude of Nazi crimes. These ill-defined but deeply felt sentiments surrounded the Nuremberg Tribunal.

Our own task is more difficult, but the same responsibility obtains. We do not represent any state power, nor can we compel the policy-makers responsible for crimes against the people of Vietnam to stand accused before us. We lack force majeure. The procedures of a trial are impossible to implement.

I believe that these apparent limitations are, in fact, virtues. We are free to conduct a solemn and historic investigation, uncompelled {57} by reasons of state or other such obligations. Why is this war being fought in Vietnam? In whose interest is it being waged? We have, I am certain, an obligation to study these questions and to pronounce on them, after thorough investigation, for in doing so we can assist mankind in understanding why a small agrarian people have endured for more than twelve years the assault of the largest industrial power on earth, possessing the most developed and cruel military capacity.

I have prepared a paper, which I hope you will wish to read during your deliberations. It sets out a considerable number of reports from Western newspapers and such sources, giving an indication of the record of the United States in Vietnam. These reports should make it clear that we enter our inquiry with considerable prima facie evidence of crimes reported not by the victims but by media favourable to the policies responsible. I believe that we are justified in concluding that it is necessary to convene a solemn Tribunal, composed of men eminent not through their power, but through their intellectual and moral contribution to what we optimistically call ‘human civilizationÂ'.

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Inaugural Statement

Our Tribunal was formed, on the initiative of Lord Bertrand Russell, to decide whether the accusations of ‘war crimesÂ' levelled against the government of the United States as well as against those of South Korea, New Zealand and Australia, during the conflict in Vietnam, are justified.

During this inaugural session, the origin, function, aims and limits of the Tribunal must be clarified: the Tribunal means to explain itself, without sidetracking, on the question of what has been called its ‘legitimacyÂ'.

In 1945, something absolutely new in history appeared at Nuremberg with the first international Tribunal formed to pass judgement on crimes committed by a belligerent power. Until then there had been a few international agreements, for instance the Briand-Kellogg pact, which were aimed at limiting the jus ad bellum; but as no other body had been created to implement them, the relations between the powers continued to operate under the law of the jungle. It could not be otherwise: the nations which had built their wealth upon the conquest of great colonial empires would not have tolerated being judged upon their actions in Africa or Asia.

From 1939, the Hitlerian furies had endangered the world to such an extent that the horrified Allies decided, since they were to be the victors, to judge and condemn the wars of aggression and conquest, the maltreatment of prisoners and the tortures, as well as the racist practices known as ‘genocideÂ', unaware that they were condemning themselves, in this way, for their own actions in the colonies.

For this reason, that is to say because they were recognizing the Nazi crimes, and because, in the more universal sense, they were opening the way to a real jurisdiction for the denunciation and {63} condemnation of war crimes wherever committed, and whoever the culprits, the Tribunal of Nuremberg is still the manifestation of a change of capital importance: the substitution of jus ad bellum by jus contra bellum.

Unfortunately, as is wont to happen whenever a new force is created by historical exigencies, this Tribunal was not free from serious faults. It has been said that it was a diktat of the victors to the vanquished and, which comes to the same thing, that it was not really being international: one group of nations was judging another. Would it have been more worthwhile to have taken the judges from neutral countries? I cannot say. What is certain, however, is that, although the decisions were perfectly just by ethical standards, they did not convince all Germans. The legitimacy of the magistrates and their sentences is contested to this day. Also, it has been declared that, if the fortunes of war had been otherwise, a tribunal of the Axis could have condemned the Allies for the bombing of Dresden or for that of Hiroshima.

Such a body would not have been difficult to set up. It would have sufficed that the body created for the judgement of the Nazis had continued after its original task, or that the United Nations, considering all the consequences of what had just been achieved, would, by a vote of the General Assembly, have consolidated it into a permanent tribunal, empowered to investigate and to judge all accusations of war crimes, even if the accused should be one of the countries that had been responsible for the sentencing at Nuremberg. In this way, the implicit universality of the original intention would have been clearly defined. However, we know what did happen: hardly had the last guilty German been sentenced than the Tribunal vanished and no one ever heard of it again.

Are we therefore so pure? Have there been no war crimes since 1945? Have we never had further resort to violence or to aggression? Have there been no more ‘genocidesÂ'? Has no large country ever tried to break by force the sovereignty of a smaller one? Has there never been reason for denouncing more Oradours or Auschwitzes?

You know the truth: in the last twenty years, the great historical act has been the struggle of the underdeveloped nations for their freedom. The colonial empires have crumbled, and in {64} their place independent nations have grown or have reclaimed ancient and traditional independence which had been eliminated by colonialism. All this has happened in suffering, sweat and blood. A tribunal such as that of Nuremberg has become a permanent necessity. I have already said that, before the Nazi trials, war was lawless. The Nuremberg Tribunal, an ambiguous reality, was created from the highest legal principles no doubt but, at the same time, it created a precedent, the embryo of a tradition. Nobody can go back, stop what has already existed, nor, when a small and poor country is the object of aggression, prevent one from thinking back to those trials and saying to oneself: it is this very same thing that was condemned then. In this way, the hasty and incomplete measures taken and then abandoned by the Allies in 1945 have created a real gap in international affairs. We sadly lack an organization which has been created and affirmed in its permanency and universality and which has irreversibly defined its rights and duties. It is a gap which must be filled and yet which no one will fill.

There are, in fact, two sources of power for such a body. The first is the state and its institutions. However, in this period of violence most governments, if they took such an initiative, would fear that it might one day be used against them and that they would find themselves in the dock with the accused.

And then, for many, the United States is a powerful ally: who would dare ask for the resurrection of a tribunal whose first action would be to demand an inquiry on the Vietnam conflict? The other source is the people, in a revolutionary period, when institutions are changing. But, although the struggle is implacable, how could the masses, divided by frontiers, unite and impose on the various governments an institution which would be a true Court of the People?

The Russell Tribunal was born of this doubly contradictory conclusion: the judgement of Nuremberg had necessitated the existence of an institution to inquire into war crimes and, if necessary, to sit in judgement; today neither governments nor the masses are capable of forming one. We are perfectly aware that we have not been given a mandate by anyone; but we took the initiative to meet, and we also know that nobody could have given us a mandate. It is true that our Tribunal is not an institution. But, {65} it is not a substitute for any institution already in existence: it is, on the contrary, formed out of a void and for a real need. We were not recruited or invested with real powers by governments: but, as we have just seen, the investiture at Nuremberg was not enough to give the jurists unquestioned legality. . . . The Russell Tribunal believes, on the contrary, that its legality comes from both its absolute powerlessness and its universality.

We are powerless: that is the guarantee of our independence. There is nothing to help us except for the participation of the supporting committees which are, like ourselves, meetings of private individuals. As we do not represent any government or party, we cannot receive orders. We will examine the facts ‘in our souls and our consciencesÂ', as we say, or, if one prefers, in the full liberty of our spirits. None of us can state, today, how the discussions will turn out and whether we answer yes or no to the accusations, or whether we will come to a conclusion at all, perhaps deciding that the evidence, though real, is insufficiently proven. What is certain, in any case, is that our weakness, even if we are convinced by the proof brought before us, would not enable us to condemn. What can even the lightest sentence mean if we do not have the means to put it into effect? We will therefore limit ourselves, should this arise, to declaring that this or that act does in fact fall under the jurisdiction of Nuremberg, and that it is therefore a war crime and that, if the law were applied, it would be appropriate for this or that sentence to be carried out. In this case, if possible, we will name the guilty. Thus, the Russell Tribunal will have no other function in this inquiry and its conclusions, but to make everybody understand the necessity for international jurisdiction - which it has neither the means nor the ambition to replace and the essence of which would be to resuscitate the jus contra bellum, stillborn at Nuremberg, and to substitute legal, ethical laws for the law of the jungle.

From the very fact that we are simple citizens, we have been able, in coopting ourselves from all over the world, to give our Tribunal a more universal structure than that which prevailed at Nuremberg. I do not only mean that a larger number of countries is represented; from this point of view there are still many gaps. But, most of all, whilst in 1945 the Germans were represented only in the dock, or sometimes as witnesses, here {66} several members of the jury are from the USA. This means that they come from the country whose very policy is our subject and that they have, therefore, their own ways of understanding it. Whatever may be their conclusions, the intimate relation with their own country and its institutions and traditions will necessarily be reflected in this TribunalÂ's conclusions.

Whatever may be our wishes for impartiality and universality, we are very conscious that this does not legitimize our undertaking. What we would really like is that our legitimation would be in retrospect, or a posteriori. In fact we do not work for ourselves nor for our own edification, and we do not presume to impose our conclusions like a thunderbolt. In truth, we would wish, with press collaboration, to maintain constant contact between ourselves and the masses all over the world who are painfully watching the tragedy in Vietnam. We hope that they will be learning while we learn, that they will watch and understand, and come to their own conclusions. These conclusions, whatever they may be, we would wish to be reached individually and independently of those we come to ourselves. This session is a communal undertaking for which the final term should be, as a philosopher said, ‘une verité devenueÂ'. If the masses agree with our judgement, it will become truth, and we, at the very moment when we step back so that they will become the guardians and powerful supporters of that truth, will then know that we have been legitimized. When the people show their agreement they will also show a greater need: that a real ‘War Crimes TribunalÂ' be created on a permanent basis, that these crimes may be denounced and not sanctioned anywhere and at any time.

These last remarks reply to a critical comment made, without ill-feeling, in a Paris newspaper: ‘What a strange Tribunal: jurymen but no judge!Â' It is true, we are only jurymen, we have no power to condemn, nor to acquit anyone. Therefore, we are not prosecutors. There will not even be a real accusation. Maître Matarasso, President of the Legal Commission, will read you a statement of the charges registered. The jurists, at the end of the session, will have to pronounce on these statements: are they justified or not? But judges exist everywhere. It is for the peoples of the world and, in particular, the American people that we are working. {67}